Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and will be surrendered by the Manager promptly on request by the Fund.
Appears in 30 contracts
Sources: Investment Management Agreement (T. Rowe Price New America Growth Fund), Investment Management Agreement (T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.), Investment Management Agreement (T. Rowe Price Credit Opportunities Fund, Inc.)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission under Section 31(a31 (a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 27 contracts
Sources: Management Agreement (Neuberger Berman Real Estate Securities Income Fund Inc), Management Agreement (Neuberger Berman Realty Income Fund Inc), Management Agreement (Neuberger Berman Intermediate Municipal Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; PROVIDED, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 20 contracts
Sources: Administration Agreement (Neuberger Berman Intermediate Municipal Fund Inc), Administration Agreement (Neuberger Berman Dividend Advantage Fund Inc), Administration Agreement (Neuberger Berman Income Opportunity Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 15 contracts
Sources: Administration Agreement (JNL Investors Series Trust), Administration Agreement (JNL Series Trust), Administration Agreement (Jackson Variable Series Trust)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission ("SEC") under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; PROVIDED, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 6 contracts
Sources: Administration Agreement (JNL Investors Series Trust), Administration Agreement (JNL Variable Fund LLC), Administration Agreement (JNL Variable Fund LLC)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 6 contracts
Sources: Administration Agreement (Neuberger Berman Municipal Fund Inc.), Administration Agreement (Neuberger Berman Real Estate Securities Income Fund Inc), Administration Agreement (Neuberger Berman High Yield Strategies Fund Inc.)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund and will be surrendered by the Manager Adviser promptly on request by the Fund.
Appears in 5 contracts
Sources: Investment Advisory Agreement (Pacholder High Yield Fund Inc), Investment Advisory Agreement (Pacholder High Yield Fund Inc), Investment Advisory Agreement (PBG Acquisition Corp)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Sources: Management Agreement (Neuberger Berman High Yield Strategies Fund Inc.), Management Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Management Agreement (Neuberger Berman MLP Income Fund Inc.)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund Fund, and will be surrendered by the Manager Adviser promptly on request by the Fund.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Calvert Variable Series Inc), Investment Advisory Agreement (Calvert Variable Series Inc), Investment Advisory Agreement (Summit Mutual Funds, Inc.)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records and such records shall be subject to the confidentiality obligations set forth in this Agreement.
Appears in 3 contracts
Sources: Administration Agreement (PPM Funds), Administration Agreement (PPM Funds), Administration Agreement (PPM Funds)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and will be surrendered by the Manager promptly on request by the Fund.
Appears in 3 contracts
Sources: Investment Management Agreement (T. Rowe Price Capital Appreciation Fund), Investment Management Agreement (T. Rowe Price GNMA Fund), Investment Management Agreement (T. Rowe Price Equity Income Fund)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Act and maintained and preserved by the Manager Advisor on behalf of the Fund are the property of the Fund and will be surrendered by the Manager Advisor promptly on request by the Fund.
Appears in 1 contract
Sources: Investment Advisory Agreement (Principal Preservation Portfolios Inc)
Ownership of Records. All records required to be maintained and -------------------- preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund and will be surrendered by the Manager Adviser promptly on request by the Fund.
Appears in 1 contract
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission ("SEC") under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Administration Agreement (JNL Investors Series Trust)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Administration Agreement (Neuberger Berman Realty Income Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Administration Agreement (JNL Strategic Income Fund LLC)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the 1940 Act and maintained and preserved by the Manager Advisor on behalf of the Fund are the property of the Fund and will be surrendered by the Manager Advisor promptly on request by the Fund.
Appears in 1 contract
Sources: Investment Advisory Agreement (Heartland Group Inc)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission ("SEC") under Section section 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and will shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Sources: Administration Agreement (Jnlny Variable Fund I LLC)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Investment Company Act of 1940 (the "Act") and maintained and preserved by the Manager Advisors on behalf of the Fund are the property of the Fund and will be surrendered by the Manager Advisors promptly on request by the Fund.
Appears in 1 contract
Sources: Administrative Services Agreement (Aal Mutual Funds)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of or rules or regulations of the Securities and Exchange Commission SEC under Section 31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and will shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions of rules or regulations of the Securities and Exchange Commission under Section 31(a) of the Investment Company Act of 1940, as amended (the “Act”), and maintained and preserved by the Manager ▇▇▇▇▇▇▇ on behalf of the Fund are the property of the Fund and will be surrendered by the Manager ▇▇▇▇▇▇▇ promptly on request by the Fund.
Appears in 1 contract
Sources: Accounting/Pricing Agreement (North Track Funds Inc)