Participant Sponsorship Agreement summary. This summary of the Participant Sponsorship Agreement is intended only as a guide and is to be read in conjunction with this Division 2 of the Broker Agreement: (a) all Financial Products purchased or Transferred under these terms and conditions are held as Participant Sponsored on a HIN with us; (b) HIN is a Holder Identification Number and reflects all holdings of a client’s Financial Products held through us; (c) you agree to allow us to perform Transfer and settlement services for stock traded through us; (d) you agree to pay for Financial Products purchased and realise that non-payment may result in the Financial Products being sold at your expense; (e) you agree to pay all brokerage fees and associated transactional costs with the administration and trading of your Financial Products as disclosed in the WealthHub Financial Services Guide and JBWere Financial Services Guide; (f) we will not initiate any Transfer or Conversion into or out of your holding without your express authority; (g) you agree to supply all necessary documentation and/or information as required by us relating to your holdings; (h) you allow us to take any necessary actions that comply with the Rules and the Corporations Act in relation to your Financial Products; and (i) if we breach any term in this Division 2 of the Broker Agreement, you may be entitled to take action to rectify the situation.
Appears in 1 contract
Sources: Client Agreement
Participant Sponsorship Agreement summary. This summary of the Participant Sponsorship Agreement is intended only as a guide and is to be read in conjunction with this Division 2 of the Broker Agreement:
(a) all Financial Products purchased or Transferred under these terms and conditions are held as Participant Sponsored on a HIN with us;
(b) a HIN is a Holder Identification Number and reflects all holdings of a client’s Financial Products held through us;
(c) you agree to allow us to perform Transfer and settlement services for stock traded through us;
(d) you agree to pay for Financial Products purchased and realise that non-non – payment may result in the Financial Products being sold at your expense;
(e) you agree to pay all brokerage fees and associated transactional costs with the administration and trading of your Financial Products as disclosed in the WealthHub Broker Financial Services Guide and JBWere Financial Services Multi-Asset Platform Guide;
(f) we will not initiate any Transfer or Conversion into or out of your holding without your express authority;
(g) you agree to supply all necessary documentation and/or information as required by us relating to your holdings;
(h) you allow us to take any necessary actions that comply with the Rules and the Corporations Act in relation to your Financial Products; and
(i) if we breach any term in this Division 2 of the Broker Agreement, you may be entitled to take action to rectify the situation.
Appears in 1 contract
Sources: Core Terms and Conditions