Mandatory notifications Clause Samples

Mandatory notifications. (a) No compensation arrangements apply to you. Our ability to satisfy any claim will depend on our financial circumstances. (b) You may be entitled to make a claim for compensation under the relevant compensation arrangements if a breach by us falls within the circumstances specified in the compensation arrangements applicable to the Approved Market Operator or the Clearing Participant of ASX Clear under the Corporations Act and Corporations Regulations. (c) If we breach any of the provisions in this Division 2 of the Broker Agreement, you may refer that breach to any regulatory authority, including ASX Settlement. (d) If you decide to make a complaint about the operation of the provisions of this Division 2 of the Broker Agreement, you may do so to any appropriate regulatory authority or to ASX Settlement. (e) If we are suspended from participation in CHESS, subject to the assertion of an interest in Financial Products controlled by us, by our liquidator, receiver, administrator or trustee: (i) you have the right, within 20 Business Days, to give notice to ASX Settlement requesting that Sponsored Holdings be removed from either: – the CHESS subregister; or – our control, and Transferred to the control of another member of ASX Settlement with which you have a valid Sponsorship Agreement under ASX Settlement Operating Rule 12.19.10; or (ii) if you do not give notice, ASX Settlement may change the Controlling Participant under ASX Settlement Operating Rule 12.19.11, and you will enter into a new CHESS Sponsorship Agreement with that Controlling Participant on the same terms as this Part B. Where you are deemed to have entered into a CHESS Sponsorship Agreement, the new Controlling Participant must enter into a sponsorship agreement with you within 10 Business Days of the change.

Mandatory notifications. A. A license holder whose product fails to meet mandatory testing criteria must notify the office of all noncompliant testing reports and include the following information in the notice: (1) the mandatory testing criteria that was not met; (2) the production status of the batch represented; and (3) the license holder's decision to dispose of the batch or remediate the batch under subpart 9. B. A license holder must notify the office of all testing results of regulated products, including batches that have completed production processes and batches that have not completed production processes.

Mandatory notifications a. No compensation arrangements apply to you. Our ability to satisfy any claim will depend on our financial circumstances. b. You may be entitled to make a claim for compensation under the relevant compensation arrangements if a breach by us falls within the circumstances specified in the compensation arrangements applicable to the Approved Market Operator or the Clearing Participant of ASX Clear under the Corporations Act and Corporations Regulations.

Mandatory notifications. (a) Each party agrees to fully comply with the NS&I Act. (b) The parties shall separately and jointly consider whether a mandatory notification is required to be made for the activities contemplated in the Linked Agreement taking into account the approach outlined in the Turing’s NS&I Policy. (c) Where the parties jointly agree to make a mandatory notification under the NS&I Act they will work together in good faith on such mandatory notification. The parties reserve the right to make independent and separate mandatory notifications under the NS&I Act. (d) Where one party but not any other parties wish to make a mandatory notification under the NS&I Act the other party/ies will provide reasonable support to that party regarding the mandatory notification and such mandatory notification should be made as expediently as possible. Where one or both parties consider that a mandatory notification needs to be made, the completion of the Linked Agreement will be conditional upon the transaction in question not being called in for review by the Secretary of State following such mandatory notification and conditional upon any other requirements imposed upon the transaction by the Secretary of State under the NS&I Act. (e) The parties to the Linked Agreement should be given a copy of the mandatory notification and the result. (f) Each party shall bear its own costs in relation to such mandatory notification. (g) Where a mandatory notification is called in and the contemplated activities can not go ahead the parties will endeavour to amend the Linked Agreement to take account of any prohibitions or conditions imposed by the Secretary of state and this may require a subsequent mandatory notification under the NS&I Act. Where it is not possible to so amend the Linked Agreement and contemplated activities so that they are unconditionally cleared by the Secretary of State the parties hereby agree that the Linked Agreement shall terminate and such termination shall not of itself make any party liable to pay any compensation to any other party.

Mandatory notifications. (a) no compensation arrangements apply to you. Our ability to satisfy any claim will depend on our financial circumstances; (b) you may be entitled to make a claim for compensation under the relevant compensation arrangements if a breach by us falls within the circumstances specified in the compensation arrangements applicable to the Approved Market Operator or the Clearing Participant of ASX Clear under the Corporations Act and Corporations Regulations. (c) if we breach any of the provisions in this Division 2 of the Broker Agreement, you may refer that breach to any regulatory authority, including ASX Settlement; (d) if you decide to make a complaint about the operation of the provisions of this Division 2 of the Broker Agreement, you may do so to any appropriate regulatory authority or to ASX Settlement; (e) if we are suspended from participation in CHESS, subject to the assertion of an interest in Financial Products controlled by us, by our liquidator, receiver, administrator or trustee: