Common use of Platform Offering Clause in Contracts

Platform Offering. Customer understands that Broker offers securities solely through the Platform, which Customer can access solely through their Financial Institution. Closing a Financial Institution Account will restrict Customer’s access to the Customer Account and will limit trading capabilities to ‘sell only’. The Platform is operated by InvestiFi and includes Broker’s securities offering as well as AdvisiFi’s investment advisory offering. ▇▇▇▇▇▇’s role on the Platform is limited to introducing brokerage services and specifically, receiving instructions from AdvisiFi and introducing Customer’s Customer Account and all transactions to RQD. Customer understands that their relationships with ▇▇▇▇▇▇ and AdvisiFi are controlled by separate documentation governing such relationships (collectively, the “Platform Documentation”). For the avoidance of doubt, this Customer Agreement solely governs the relationship between Customer and Broker, and not the Customer’s relationship with AdvisiFi or any other Affiliate. Customer understands and acknowledges that Customer’s securities and cash held with the Clearing Broker are SIPC protected. CUSTOMER UNDERSTANDS AND AGREES THAT WHEN IT OPENS AN ACCOUNT AND ACCESSES THE PLATFORM, THAT CUSTOMER WILL INTERACT WITH EACH OF THE RELEVANT ENTITIES DEPENDING ON CUSTOMER’S ACTIVITIES ON THE PLATFORM. CUSTOMER FURTHER ACKNOWLEDGES AND UNDERSTANDS THAT CLEAR, EXPLICIT AND REPEATED DISCLOSURES WILL BE PROVIDED TO CUSTOMER AT ALL RELEVANT TIMES DURING CUSTOMER ACCESS OF THE PLATFORM. IN THE EVENT THAT CUSTOMER HAS ANY QUESTIONS REGARDING CUSTOMER’S RELATIONSHIP WITH BROKER, OR ANY OF THE ENTITIES, OR QUESTIONS REGARDING ANY OF THE INFORMATION CONTAINED IN THIS CUSTOMER AGREEMENT, CUSTOMER WILL IMMEDIATELY CONTACT BROKER AT ▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇ PRIOR TO ENGAGING IN ANY TRADING AND/OR RELATED ACTIVITY ON THE PLATFORM.

Platform Offering. Customer understands that Broker offers securities solely through the Platform, which Customer can access solely through their Financial Institution. Closing a Financial Institution Account will restrict Customer’s access to the Customer Account and will limit trading capabilities to ‘sell only’. The Platform is operated by InvestiFi and includes Broker’s securities offering as well as AdvisiFi’s investment advisory offering. ▇▇▇▇▇▇’s role on the Platform is limited to introducing brokerage services and specifically, receiving instructions from AdvisiFi and introducing Customer’s Customer Account and all transactions to RQD. Customer understands that their relationships with ▇▇▇▇▇▇ and AdvisiFi are controlled by separate documentation governing such relationships (collectively, the “Platform Documentation”). For the avoidance of doubt, this Customer Agreement solely governs the relationship between Customer and Broker, and not the Customer’s relationship with AdvisiFi or any other Affiliate. Customer understands and acknowledges that Customer’s securities and cash held with the Clearing Broker are SIPC protected. CUSTOMER UNDERSTANDS AND AGREES THAT WHEN IT OPENS AN ACCOUNT AND ACCESSES THE PLATFORM, THAT CUSTOMER WILL INTERACT WITH EACH OF THE RELEVANT ENTITIES DEPENDING ON CUSTOMER’S ACTIVITIES ON THE PLATFORM. CUSTOMER FURTHER ACKNOWLEDGES AND UNDERSTANDS THAT CLEAR, EXPLICIT AND REPEATED DISCLOSURES WILL BE PROVIDED TO CUSTOMER AT ALL RELEVANT TIMES DURING CUSTOMER ACCESS OF THE PLATFORM. IN THE EVENT THAT CUSTOMER HAS ANY QUESTIONS REGARDING CUSTOMER’S RELATIONSHIP WITH BROKER, OR ANY OF THE ENTITIES, OR QUESTIONS REGARDING ANY OF THE INFORMATION CONTAINED IN THIS CUSTOMER AGREEMENT, CUSTOMER WILL IMMEDIATELY CONTACT BROKER AT ▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇ PRIOR TO ENGAGING IN ANY TRADING AND/OR RELATED ACTIVITY ON THE PLATFORM.