Prohibited Conduct. In providing the services described in this Agreement, the Sub-Adviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by the Adviser, including the Fund, regarding transactions in portfolio securities or other portfolio investments of the Fund.
Appears in 18 contracts
Sources: Investment Sub Advisory Agreement (Highland Funds Ii), Investment Sub Advisory Agreement (Highland Funds Ii), Investment Sub Advisory Agreement (Highland Funds Ii)
Prohibited Conduct. In providing the services described in this Agreement, the Sub-Adviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by the AdviserGEAM, including the Fund, regarding transactions in portfolio securities or other portfolio investments of the Fund.
Appears in 18 contracts
Sources: Sub Advisory Agreement (Ge Institutional Funds), Sub Advisory Agreement (Ge Investments Funds Inc), Sub Advisory Agreement (Ge Investment Funds Inc)
Prohibited Conduct. In providing the services described in this Agreement, the Sub-Adviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by the AdviserGEAM, including the Fund, regarding transactions in portfolio securities or other portfolio investments of the Fund. GEAM shall provide Sub-Adviser the list of such investment advisory firm prior to the effectiveness of this Agreement.
Appears in 4 contracts
Sources: Sub Advisory Agreement (Ge Investment Funds Inc), Sub Advisory Agreement (Ge Funds), Sub Advisory Agreement (Ge Institutional Funds)
Prohibited Conduct. In providing the services described in this Agreement, the Sub-Adviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by the AdviserGEAM, including the Fund, regarding transactions in portfolio securities or other portfolio investments of the Fund. GEAM shall provide Sub-Adviser the list of such investment advisory firm(s) prior to the effectiveness of this Agreement.
Appears in 2 contracts
Sources: Sub Advisory Agreement (Elfun Government Money Market Fund), Sub Advisory Agreement (Ge Investments Funds Inc)
Prohibited Conduct. In providing the services described in this Agreement, the Sub-Sub- Adviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by the Adviser, including the Fund, regarding transactions in portfolio securities or other portfolio investments of the Fund.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Highland Funds Ii)