Qualified Client Sample Clauses

The Qualified Client clause defines the criteria that a client must meet to be considered a 'qualified client' under the agreement, typically referencing specific financial thresholds or regulatory standards. In practice, this clause may require clients to have a certain net worth, assets under management, or investment experience, ensuring they are financially sophisticated and capable of bearing investment risks. Its core function is to comply with legal requirements and to protect both parties by ensuring that only clients who meet established standards are eligible for particular investment opportunities or fee arrangements.
Qualified Client. 2.1. Client will only be given access to Consumer information once the following criteria has been verified: 2.1.1. Address
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Qualified Client. 2.1. Client will only be given access to Consumer information once the following criteria has been verified: 2.1.1. Address 2.1.2. Main telephone number 2.1.3. Copy of business license or organization paper received with “filed” stamped by appropriate government agency 2.1.4. Business reference (if applicable) 2.1.5. The client has signed the client service agreement by an authorized representative 2.1.6. On-Site Visual Inspection Method (if applicable) - On-Site visual inspection of client’s premises is to insure the client is a valid business and it has a true business identity
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Qualified Client. For Individuals 1. has an individual net worth (determined by subtracting total liabilities from total assets; but excluding the net value of the Investor’s primary residence)1 or joint net worth with the Investor’s spouse, in excess of $2,000,000. 2. if admitted as a member to the Fund, will have an aggregate of at least $1,000,000 of assets under management by ▇▇▇▇▇ Advisors LLC, the Investment Advisor of the Fund, including any capital contributions made to the Fund prior to the date hereof. 1 For purposes of determining the net value of the Investor’s primary residence, indebtedness secured by the Investor’s primary residence (i) within sixty (60) days of the date of the Investor’s execution of this Prospective Investor Questionnaire, and/or (ii) in excess of the property’s estimated fair market value must be treated as a liability in the net worth calculation. 1. The Investor 2. Authorized Individual Who is Executing This Questionnaire on Behalf of the Investor 3. Primary Contact Person
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Qualified Client. For Entities 1. has net assets in excess of $2,000,000; 2. if admitted as a member to the Fund, will have an aggregate of at least $1,000,000 of assets under management by ▇▇▇▇▇ Advisors LLC, the Investment Advisor of the Fund, including any capital contributions made to the Fund prior to the date hereof.
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Qualified Client. (i) As of the Initial Closing Date, the Investor (A) has a net worth that exceeds $2,100,000 or (B) is a “qualified purchaser” as defined in Section 2(a)(51) of the Investment Company Act of 1940, as amended (the “1940 Act”), and has fully completed Annex C hereto. If the Investor is an entity that would be classified as an “investment company” under Section 3(a) of the 1940 Act but for the Investor’s reliance on the exclusion from the definition of “investment company” contained in Section 3(c)(1) of the 1940 Act (a “Private Investment Company”), each of the Investor’s equity owners is (x) either an entity (other than a Private Investment Company or an entity described in clause (ii) below) or a natural person with, in each case, a net worth in excess of $2,100,000 or (y) a “qualified purchaser” as defined in Section 2(a)(51) of the 1940 Act. (Instructions to the Investor: For purposes of calculating a natural person’s net worth, include assets held jointly with such person’s spouse but (A) do not include such person’s primary residence as an asset and (B) do not include debt secured by such person’s primary residence as a liability; provided, however, that such person’s net worth must be reduced by (C) any debt secured by his or her primary residence that is in excess of the estimated fair market value of such primary residence as of the Initial Closing Date and (D) any debt secured by his or her primary residence that is in excess of the amount of any such debt that was outstanding 60 days prior to the Initial Closing Date, other than as a result of the initial acquisition of such primary residence.)
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Qualified Client. (Please check all applicable statements.) (a) Undersigned is a natural person whose net worth (together with assets held jointly with a spouse) exceeds $1,500,000. (b) Undersigned is an entity whose ultimate equity owners each, individually, has a net worth (together with assets held jointly with a spouse) of more than $1,500,000.
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Qualified Client a client, who registers through the Affiliate Link, completes the Company’s registration procedure, is approved by the Company following the introduction by the Affiliate
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Qualified Client a client, who registers through the Affiliate Link, completes the Company’s registration procedure, providing accurate infomation , is approved by the Company following the introduction by the Affiliate. Services: relate to the services to be offered by an Affiliate as outlined in Section 4 of the Agreement Trading Platform: any online trading platform made available to the client by the Company for placing orders, requesting quotes for trades, receiving price information and market related news as well as having a real-time revaluation of the open positions, through the Internet
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Related to Qualified Client

  • Qualified Medical Child Support Order A child who would otherwise meet the eligibility requirements and is required to be covered by a Qualified Medical Child Support Order (QMCSO) is considered an eligible dependent.

  • CHILD ABUSE REPORTING CONTRACTOR hereby agrees to annually train all staff members, including volunteers, so that they are familiar with and agree to adhere to its own child and dependent adult abuse reporting obligations and procedures as specified in California Penal Code section 11164 et seq. and Education Code 44691. To protect the privacy rights of all parties involved (i.e., reporter, child and alleged abuser), reports will remain confidential as required by law and professional ethical mandates. A written statement acknowledging the legal requirements of such reporting and verification of staff adherence to such reporting shall be submitted to the LEA.

  • REASON FOR TRANSFER – FOR US RESIDENTS ONLY Consistent with US IRS regulations, Computershare is required to request cost basis information from US securityholders. Please indicate the reason for requesting the transfer as well as the date of event relating to the reason. The event date is not the day in which the transfer is finalized, but rather the date of the event which led to the transfer request (i.e. date of gift, date of death of the securityholder, or the date the private sale took place). TO: Invictus MD Strategies Corp. AND TO: Computershare Trust Company of Canada 3rd Floor, ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇ ▇▇▇ The undersigned holder of the Warrants evidenced by this Warrant Certificate hereby exercises the right to acquire ____________(A) Common Shares of Invictus MD Strategies Corp. Exercise Price Payable: The undersigned hereby exercises the right of such holder to be issued, and hereby subscribes for, Common Shares that are issuable pursuant to the exercise of such Warrants on the terms specified in such Warrant Certificate and in the Warrant Indenture. The undersigned hereby acknowledges that the undersigned is aware that the Common Shares received on exercise may be subject to restrictions on resale under applicable securities legislation. The undersigned represents, warrants and certifies as follows (one (only) of the following must be checked):

  • Information Regarding Foreign Subcustodians Upon request of a Fund, the Custodian shall deliver, or cause any Approved Foreign Custody Manager to deliver, to the Fund a letter or list stating: (i) the identity of each Foreign Subcustodian then acting on behalf of the Custodian; (ii) the Eligible Securities Depositories (as defined in Section 5(f)) in each foreign market through which each Foreign Subcustodian is then holding cash, securities and other Assets of the Fund; and (iii) such other information as may be requested by the Fund to ensure compliance with rules and regulations under the 1940 Act.

  • Contractor Certification regarding Boycotting Israel Pursuant to Chapter 2270, Texas Government Code, Contractor certifies Contractor (1) does not currently boycott Israel; and (2) will not boycott Israel during the Term of this Agreement. Contractor acknowledges this Agreement may be terminated and payment withheld if this certification is inaccurate.