Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Designees.
Appears in 22 contracts
Sources: Warrant Agreement (Delcath Systems Inc), Warrant Agreement (Network 1 Security Solutions Inc), Warrant Agreement (Litronic Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 19 contracts
Sources: Representative's Warrant Agreement (Omega Orthodontics Inc), Representative's Warrant Agreement (Multimedia Access Corp), Representative's Warrant Agreement (Cluckcorp International Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereofhereof [the Effective Date], except to the Underwriter or to the Designees.
Appears in 8 contracts
Sources: Warrant Agreement (On Stage Entertainment Inc), Warrant Agreement (On Stage Entertainment Inc), Underwriter's Warrant Agreement (Viper Motorcycle Co)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the DesigneesRepresentative.
Appears in 6 contracts
Sources: Representative's Warrant Agreement (Truevision International Inc), Representative's Warrant Agreement (Sma Real Time Inc), Representative's Warrant Agreement (Town Pages Holdings PLC)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesUnderwriter.
Appears in 5 contracts
Sources: Underwriter's Warrant Agreement (Genisys Reservation Systems Inc), Underwriter's Warrant Agreement (Billy Dead Inc), Underwriter's Warrant Agreement (Vicon Industries Inc /Ny/)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereofhereof [Effective Date], except to the Designees.
Appears in 4 contracts
Sources: Warrant Agreement (Internet Financial Services Inc), Warrant Agreement (Healthdesk Corp), Warrant Agreement (E Cruiter Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant ----------------------------------- Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 3 contracts
Sources: Representative's Warrant Agreement (Depomed Inc), Representative's Warrant Agreement (Flanders Corp), Representative's Warrant Agreement (Depomed Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, ; and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 3 contracts
Sources: Underwriting Agreement (Infocure Corp), Representative's Warrant Agreement (Igx Corp/De), Placement Agent Warrant Agreement (C-Phone Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's ’s acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereofhereof [the Effective Date], except to the Underwriters or to the Designees.
Appears in 2 contracts
Sources: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Representatives' Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Representatives' Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesUnderwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Awg LTD), Underwriting Agreement (Awg LTD)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesUnderwriters.
Appears in 2 contracts
Sources: Advisors' Warrant Agreement (Intervu Inc), Advisors' Warrant Agreement (Intervu Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of the DesigneesUnderwriters.
Appears in 2 contracts
Sources: Representatives' Warrant Agreement (Complete Management Inc), Representative's Warrant Agreement (Complete Management Inc)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 2 contracts
Sources: Representative's Warrant Agreement (Prestige Cosmetics Corp), Representative's Warrant Agreement (Spectrascience Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrants represented hereby, by the Holder's its acceptance thereofhereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to directors, officers, partners, employees or consultants of the DesigneesConsultant.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrant, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereofof issuance, except to officers of the DesigneesParticipating Dealer.
Appears in 1 contract
Sources: Agreement and Plan of Reorganization (Bronze Marketing Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesQIU.
Appears in 1 contract
Sources: Warrant Agreement (Emerging Growth Acquisition Corp I)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, ; and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentatives.
Appears in 1 contract
Sources: Representatives' Warrant Agreement (National Medical Health Card Systems Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's ’s acceptance thereof, covenants and agrees that the Warrants are Warrant represented thereby is being acquired as an investment and not with a view to the distribution thereof, and that the Warrants such Warrant may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Underwriters or to the Designees.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Designees.Effective
Appears in 1 contract
Sources: Representative's Unit Purchase Option or Warrant Agreement (General Credit Corp)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Designeesof receipt thereof.
Appears in 1 contract
Sources: Registration and Warrant Agreement (International Isotopes Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or shareholders of the DesigneesRepresentative.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to direct family members or their affiliates. Any such person or entity who acquires any Warrants shall be subject to the Designeessame restrictions.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesJosephthal.
Appears in 1 contract
Restriction on Transfer of Warrants. The Each Holder of a Warrant ----------------------------------- Certificate, by the Holder's his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, thereof and that the Warrants may not be sold, transferred, assigned, pledged or hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesRepresentative.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereofhereof unless an exemption from the Securities Act of 1933, except to the Designeesas amended, is available therefor.
Appears in 1 contract
Sources: Warrant Agreement (Thrucomm Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers and directors of the DesigneesRepresentative.
Appears in 1 contract
Sources: Warrant Agreement (Source Information Management Co)
Restriction on Transfer of Warrants. The Holder of a Warrant CertificateWarrants represented hereby, by the Holder's its acceptance thereofhereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers, directors, partners, employees or consultants of the DesigneesConsultant.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Designees.
Appears in 1 contract
Sources: Registration and Warrant Agreement (International Isotopes Inc)
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers or partners of members of the Designeesselling group.
Appears in 1 contract
Sources: Representatives' Warrant Agreement (B2bstores Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to the Underwriter or to the Designees.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder of a Warrant ----------- -- -------- -- -------- Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers and employees of the DesigneesUnderwriter.
Appears in 1 contract
Sources: Underwriter's Warrant Agreement (Grand Toys International Inc)
Restriction on Transfer of Warrants. The Each Holder of a Warrant Certificate, by the Holder's his, her or its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, thereof and that the Warrants may not be sold, transferred, assigned, pledged or hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the DesigneesUnderwriter.
Appears in 1 contract
Restriction on Transfer of Warrants. The Holder Holders of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be soldare restricted from sale, transferred, assigned, hypothecated assignment or otherwise disposed of, in whole or in part, hypothecation for a period of one (1) year from the effective date hereof, of the offering except to officers or partners (not directors) of the Designeesunderwriter and members of the selling group and/or their officers or partners.
Appears in 1 contract
Sources: Representatives' Warrant Agreement (B2bstores Com Inc)
Restriction on Transfer of Warrants. The Holder of a Warrant Certificate, by the Holder's its acceptance thereof, covenants and agrees that the Warrants are being acquired as an investment and not with a view to the distribution thereof, and ; that the Warrants may not be sold, transferred, assigned, hypothecated or otherwise disposed of, in whole or in part, for a period of one (1) year from the date hereof, except to officers of the Designees.Underwriter. 5
Appears in 1 contract
Sources: Underwriter's Warrant Agreement (Robotic Lasers Inc)