Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5937 contracts
Sources: Placement Agent Ordinary Share Purchase Warrant (Erayak Power Solution Group Inc.), Common Stock Purchase Warrant (SeaStar Medical Holding Corp), Security Agreement (Duos Technologies Group, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1627 contracts
Sources: Common Stock Purchase Warrant (Nexgel, Inc.), Security Agreement (InspireMD, Inc.), Security Agreement (TCTM Kids IT Education Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 182 contracts
Sources: Security Agreement (Unusual Machines, Inc.), Security Agreement (Unusual Machines, Inc.), Security Agreement (PishPosh, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 124 contracts
Sources: Security Agreement (Brenmiller Energy Ltd.), Pre Funded Common Stock Agreement (Volcon, Inc.), Security Agreement (ZyVersa Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 89 contracts
Sources: Securities Purchase Agreement (Windtree Therapeutics Inc /De/), Common Stock Purchase Warrant (Windtree Therapeutics Inc /De/), Common Stock Purchase Warrant (Windtree Therapeutics Inc /De/)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 88 contracts
Sources: Business Combination Agreement (Sonnet BioTherapeutics Holdings, Inc.), Security Agreement (iBio, Inc.), Security Agreement (SharpLink Gaming, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 84 contracts
Sources: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Carbon Zero Technologies International Inc.), Security Agreement (Steakholder Foods Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 75 contracts
Sources: Underwriting Agreement (Agroz Inc.), Underwriting Agreement (Vantage Corp (Singapore)), Underwriting Agreement (Pinnacle Food Group LTD)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 54 contracts
Sources: Warrant Agreement (Can-Fite BioPharma Ltd.), Warrant Agreement (Can-Fite BioPharma Ltd.), Pre Funded Warrant Agreement (Can-Fite BioPharma Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or otherwise able to be resold or transferred without restriction pursuant to an exemption from registration under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 36 contracts
Sources: Common Stock Purchase Warrant (Volcon, Inc.), Warrant Agreement (Volcon, Inc.), Common Stock Purchase Warrant (Volcon, Inc.)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 36 contracts
Sources: Placement Agent Warrant (Steakholder Foods Ltd.), Warrant Agreement (Steakholder Foods Ltd.), Warrant Agreement (SaverOne 2014 Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 27 contracts
Sources: Securities Purchase Agreement (Cibus, Inc.), Pre Funded Common Stock Purchase Warrant (SharpLink Gaming, Inc.), Series a 2 Common Stock Purchase Warrant (SharpLink Gaming, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 27 contracts
Sources: Pre Funded Warrant (Xylo Technologies LTD), Pre Funded Warrant (Mobilicom LTD), Pre Funded Warrant Agreement (SaverOne 2014 Ltd.)
Restrictions. The Holder Each registered holder acknowledges that the Warrant Shares acquired upon the exercise of this a Warrant, if not registered, and the Holder registered holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 26 contracts
Sources: Warrant Agreement (Medlab Clinical Ltd.), Warrant Agreement (Mawson Infrastructure Group Inc.), Warrant Agreement (Gaucho Group Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 24 contracts
Sources: Common Stock Purchase Warrant (Klotho Neurosciences, Inc.), Pre Funded Common Stock Purchase Warrant (Scorpius Holdings, Inc.), Common Stock Purchase Warrant (Scorpius Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 19 contracts
Sources: Ordinary Share Purchase Warrant (Simpple Ltd.), Warrant Agreement (China Natural Resources Inc), Security Agreement (China Natural Resources Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities lawslaws in the United States and Canada.
Appears in 18 contracts
Sources: Securities Purchase Agreement (DEFSEC Technologies Inc.), Placement Agent Common Share Purchase Warrant (DEFSEC Technologies Inc.), Placement Agency Agreement (Snow Lake Resources Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 15 contracts
Sources: Security Agreement (Vicinity Motor Corp), Security Agreement (Vicinity Motor Corp), Common Stock Purchase Warrant (Cytosorbents Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)
Appears in 15 contracts
Sources: Common Stock Purchase Warrant (Greenidge Generation Holdings Inc.), Securities Purchase Agreement (Digital Media Solutions, Inc.), Warrant Agreement (Digital Media Solutions, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 12 contracts
Sources: Securities Agreement (Aralez Pharmaceuticals Inc.), Security Agreement (Aralez Pharmaceuticals Inc.), Security Agreement (Aralez Pharmaceuticals Inc.)
Restrictions. The Holder acknowledges that the Placement Agent Warrant Shares acquired upon the exercise of this Placement Agent Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 11 contracts
Sources: Placement Agent Warrant (Qualigen Therapeutics, Inc.), Placement Agent Warrant (Qualigen Therapeutics, Inc.), Placement Agent Warrant (Qualigen Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered under the Securities Act or other applicable Securities Laws and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsapplicable Securities Laws.
Appears in 11 contracts
Sources: Warrant Agreement (Millennium Healthcare Inc.), Security Agreement (PLC Systems Inc), Securities Agreement (PLC Systems Inc)
Restrictions. The Holder acknowledges that the Warrant Shares and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 10 contracts
Sources: Security Agreement (Lion Group Holding LTD), Security Agreement (Lion Group Holding LTD), Security Agreement (Lion Group Holding LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.
Appears in 10 contracts
Sources: Security Agreement (Integrity Applications, Inc.), Security Agreement (Integrity Applications, Inc.), Security Agreement (Integrity Applications, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired issuable upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Sources: Common Stock Purchase Warrant (Nuwellis, Inc.), Common Stock Purchase Warrant (Nuwellis, Inc.), Pre Funded Common Stock Purchase Warrant (Nuwellis, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 9 contracts
Sources: Subscription Agreement (Optimus Healthcare Services, Inc.), Security Agreement (Optimus Healthcare Services, Inc.), Security Agreement (Optimus Healthcare Services, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 9 contracts
Sources: Underwriter Common Share Purchase Warrant (ImmunoPrecise Antibodies Ltd.), Placement Agent Agreement (Aeterna Zentaris Inc.), Common Share Purchase Warrant (Aeterna Zentaris Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if such issuance is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Sources: Common Stock Purchase Warrant (XTI Aerospace, Inc.), Common Stock Purchase Warrant (XTI Aerospace, Inc.), Common Stock Purchase Warrant (XTI Aerospace, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 8 contracts
Sources: Security Agreement (Mill City Ventures III, LTD), Security Agreement (Mill City Ventures III, LTD), Security Agreement (Mill City Ventures III, LTD)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 8 contracts
Sources: Security Agreement (Akari Therapeutics PLC), Warrant Agreement (Quoin Pharmaceuticals, Ltd.), Warrant Agreement (Quoin Pharmaceuticals, Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by provincial, state and federal securities laws.
Appears in 8 contracts
Sources: Underwriting Agreement (Niocorp Developments LTD), Pre Funded Common Share Purchase Warrant (Niocorp Developments LTD), Warrant Agreement (Niocorp Developments LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws..
Appears in 8 contracts
Sources: Common Stock Purchase Warrant (Brainstorm Cell Therapeutics Inc.), Common Stock Purchase Warrant (Capricor Therapeutics, Inc.), Representative Warrant Agreement (Assure Holdings Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws unless the Holder utilizes the cashless exercise provisions hereof.
Appears in 7 contracts
Sources: Warrant Agent Agreement, Warrant Agent Agreement (Palatin Technologies Inc), Warrant Agent Agreement (Mast Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder H▇▇▇▇▇ does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Security Agreement (DPW Holdings, Inc.), Security Agreement (DPW Holdings, Inc.), Securities Transfer Agreement (DPW Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does will not be permitted to utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Security Agreement (NLS Pharmaceutics Ltd.), Security Agreement (NLS Pharmaceutics Ltd.), Securities Agreement (NLS Pharmaceutics Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities laws.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Webuy Global LTD), Securities Purchase Agreement (Webuy Global LTD), Pre Funded Class a Ordinary Share Purchase Warrant (Lichen China LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued in a transaction registered under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Representative’s Warrant Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Representative’s Warrant Agreement (LMP Automotive Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Security Agreement (Kazia Therapeutics LTD), Security Agreement (Kazia Therapeutics LTD), Warrant Amendment and New Warrant Issuance Agreement (Kazia Therapeutics LTD)
Restrictions. The Holder acknowledges that if the Warrant Shares acquired upon the exercise of this Warrant, if Warrant are not registeredregistered under the Registration Statement or another effective registration statement, and the Holder does not utilize cashless exercise, the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Pre Funded Common Stock Purchase Warrant (Applied Dna Sciences Inc), Common Stock Purchase Warrant (Applied Dna Sciences Inc), Common Stock Purchase Warrant (Bio Key International Inc)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Security Agreement (G Medical Innovations Holdings Ltd.), Warrant Agreement (G Medical Innovations Holdings Ltd.), Warrant Agreement (G Medical Innovations Holdings Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and that the Company will have no obligation to issue any such Warrant Shares except in circumstances in which the issuance of such Warrant Shares are so registered or exempt from registration.
Appears in 6 contracts
Sources: Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Sources: Warrant Agreement (OptiNose, Inc.), Security Agreement (SmartKem, Inc.), Security Agreement (SmartKem, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 5 contracts
Sources: Security Agreement (Edesa Biotech, Inc.), Securities Agreement (Aeterna Zentaris Inc.), Common Share Agreement (Edesa Biotech, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder ▇▇▇▇▇▇ does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Sources: Security Agreement (Digital Power Corp), Securities Transfer Agreement (Digital Power Corp), Security Agreement (Digital Power Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, federal and federal foreign securities laws.
Appears in 5 contracts
Sources: Security Agreement (Context Therapeutics Inc.), Pre Funded Common Stock Purchase Warrant (ShiftPixy, Inc.), Pre Funded Common Stock Purchase Warrant (Alpine 4 Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Sources: Underwriter's Warrant (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Sources: Warrant Agreement (Pyxis Tankers Inc.), Placement Agency Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Fat Brands, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, if then permitted, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Sources: Loan and Security Agreement (Elevation Oncology, Inc.), Common Stock Purchase Warrant (Elevation Oncology, Inc.), Pre Funded Common Stock Purchase Warrant (Elevation Oncology, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series A Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Sources: Subscription Agreement, Standby Equity Purchase Agreement (Aeva Technologies, Inc.), Warrant Agreement (PureCycle Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 5 contracts
Sources: Common Stock Purchase Warrant (Plus Therapeutics, Inc.), Common Stock Purchase Agreement (Plus Therapeutics, Inc.), Common Stock Purchase Agreement (Plus Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the registered for resale or if Holder does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Securities Agreement (Adamis Pharmaceuticals Corp), Securities Agreement (Adamis Pharmaceuticals Corp), Securities Agreement (Adamis Pharmaceuticals Corp)
Restrictions. The Holder acknowledges that the Warrant Shares or Pre-Funded Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Warrant Agreement (Achieve Life Sciences, Inc.), Warrant Agreement (Achieve Life Sciences, Inc.), Securities Agreement (SmartKem, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise after the Rule 144 holding period, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Warrant Agreement (Oblong, Inc.), Security Agreement (Oblong, Inc.), Common Stock Purchase Warrant (Oblong, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Security Agreement (PARETEUM Corp), Credit Agreement (Ipass Inc), Credit Agreement (Ipass Inc)
Restrictions. The Holder acknowledges that the Notes and the Common Warrant Shares acquired upon the exercise of this Incremental Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Security Agreement (Interactive Strength, Inc.), Securities Agreement (Interactive Strength, Inc.), Security Agreement (Interactive Strength, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares Notes acquired upon the exercise of this Incremental Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Security Agreement (Freight Technologies, Inc.), Security Agreement (Autozi Internet Technology (Global) Ltd.), Security Agreement (La Rosa Holdings Corp.)
Restrictions. The Holder acknowledges that the Ordinary Shares underlying the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Security Agreement (CollPlant Holdings Ltd.), Security Agreement (CollPlant Holdings Ltd.), Security Agreement (CollPlant Holdings Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state provincial, state, and federal securities laws.
Appears in 4 contracts
Sources: Common Share Purchase Warrant (Li-Cycle Holdings Corp.), Common Share Purchase Warrant (Li-Cycle Holdings Corp.), Common Stock Purchase Warrant (Digital Brands Group, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Purchase Warrant Agreement (J-Star Holding Co., Ltd.), Purchase Warrant Agreement (Chanson International Holding), Purchase Warrant Agreement (Chanson International Holding)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.. i.
Appears in 4 contracts
Sources: Security Agreement (MFP Investors LLC), Security Agreement (MFP Investors LLC), Security Agreement (MFP Investors LLC)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Ordinary Share Purchase Warrant (Infobird Co., LTD), Common Stock Purchase Warrant (Neuraxis, INC), Common Share Purchase Warrant (OceanPal Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Sources: Class a Common Share Purchase Warrant (Icon Energy Corp), Common Stock Purchase Warrant (Bakkt Holdings, Inc.), Common Stock Purchase Warrant (Tenon Medical, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsApplicable Securities Laws.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Pyxis Tankers Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and to the extent the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Presbia PLC), Warrant Agreement (Presbia PLC), Warrant Agreement (Presbia PLC)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Pasithea Therapeutics Corp.), Warrant Agent Agreement (Heart Test Laboratories, Inc.), Common Stock Purchase Warrant (Heart Test Laboratories, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize the cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Security Agreement (Vivos Inc), Security Agreement (Vivos Inc), Security Agreement (Vivos Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.laws and in such case, the Holder, by the acceptance hereof, represents and warrants that will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Athersys, Inc / New), Securities Purchase Agreement (Athersys, Inc / New), Common Stock Purchase Warrant (Athersys, Inc / New)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this WarrantWarrant and the Ordinary Shares represented thereby, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Warrant Agent Agreement (Nova Minerals LTD), Warrant Agent Agreement (Nova Minerals LTD), Warrant Agreement (Nova Minerals LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Holder acknowledges that the Warrants represented by this Warrant certificate and the Warrant Shares issuable upon exercise hereof may be offered, sold or otherwise transferred only in compliance with all applicable securities laws, including Canadian securities laws.
Appears in 3 contracts
Sources: Warrant to Purchase Common Stock (Planet 13 Holdings Inc.), Warrant Agency Agreement (Planet 13 Holdings Inc.), Warrant Agency Agreement
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to the Registration Statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase Warrant (MDRNA, Inc.), Common Stock Purchase Warrant (MDRNA, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Subordinate Loan and Security Agreement (S&W Seed Co), Security Agreement (S&W Seed Co), Securities Agreement (S&W Seed Co)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Warrant Agreement (Vocodia Holdings Corp), Warrant Agreement (Vocodia Holdings Corp), Warrant Agreement (Paid Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Warrant Shares acquired upon exercise of this Warrant will also be subject to restrictions upon resale imposed by Canadian Securities Laws.
Appears in 3 contracts
Sources: Security Agreement (Psyence Biomedical Ltd.), Security Agreement (Psyence Biomedical Ltd.), Security Agreement (Psyence Biomedical Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (Kiora Pharmaceuticals Inc), Common Stock Purchase Agreement (Kiora Pharmaceuticals Inc), Common Stock Purchase Warrant (Kempharm, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, [and the Holder does not utilize cashless exercise, ,] will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Common Stock Purchase Warrant (Hall of Fame Resort & Entertainment Co), Common Stock Purchase Warrant (Xenetic Biosciences, Inc.), Common Stock Purchase Warrant (Xenetic Biosciences, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise or zero cash exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Warrant Agreement (Salarius Pharmaceuticals, Inc.), Ordinary Share Purchase Warrant (ORIENTAL RISE HOLDINGS LTD), Ordinary Share Purchase Warrant (ORIENTAL RISE HOLDINGS LTD)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Securities Agreement (Summit Semiconductor Inc.), Securities Agreement (Summit Semiconductor Inc.), Securities Agreement (Summit Semiconductor Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the Warrant Shares may be sold pursuant to Rule 144 without the requirement for the Company to be in compliance with the current public information requirements under Rule 144 and without volume or manner-of-sale restrictions, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Sources: Security Agreement (BioSig Technologies, Inc.), Security Agreement (BioSig Technologies, Inc.), Security Agreement (BioSig Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Security Agreement (Nano Labs LTD), Share Purchase Agreement (Nano Labs LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, and/or if held by an Affiliate of the Company, (i) will have restrictions upon resale imposed by state and federal securities lawslaws and (ii) may not be able to be deposited with the Depositary or the Depositary’s Custodian as contemplated in Section 2(d)(i), except pursuant to an exemption from, or a transaction not subject to, the registration requirements of the Securities Act.
Appears in 2 contracts
Sources: Common Shares Purchase Warrant (XINHUA SPORTS & ENTERTAINMENT LTD), Common Shares Purchase Warrant (XINHUA SPORTS & ENTERTAINMENT LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered pursuant to an effective registration statement and if the Holder does not utilize cashless exerciseexercise of this Warrant, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.
Appears in 2 contracts
Sources: Primary Common Stock Purchase Warrant (Veritone, Inc.), Primary Common Stock Purchase Warrant (Veritone, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise [or zero cash exercise]8, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Nuwellis, Inc.), Common Stock Purchase Warrant (Nuwellis, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Security Agreement (Aprea Therapeutics, Inc.), Security Agreement (Aprea Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this the Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.), Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Equity Underwriting Agreement (Scynexis Inc), Common Stock Purchase Warrant (Scynexis Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series B Warrant, if not registered, and registered or if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Warrant Agreement (PureCycle Technologies, Inc.), Warrant Agreement (PureCycle Technologies, Inc.)
Restrictions. The Holder acknowledges that if the acquisition of the Warrant Shares acquired upon the exercise of this Warrant, if Warrant is not registeredregistered under the Securities Act, and the Holder does not utilize cashless exercise, then the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Callable Common Stock Purchase Warrant (GeoVax Labs, Inc.), Callable Common Stock Purchase Warrant (GeoVax Labs, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance thereof to the Holder is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws (and may bear or be subject to legends and stock transfer instructions to such effect).
Appears in 2 contracts
Sources: Common Share Purchase Warrant (Poet Technologies Inc.), Common Share Purchase Warrant (Poet Technologies Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the conditions for sale of the Warrant Shares pursuant to Rule 144 have been satisfied, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Nephros Inc), Common Stock Purchase Warrant (Nephros Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by U.S. state and federal securities laws.
Appears in 2 contracts
Sources: Common Share Purchase Warrant (Rare Element Resources LTD), Common Share Purchase Warrant (Rare Element Resources LTD)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this WarrantPurchase Option, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Security Agreement (INVO Bioscience, Inc.), Security Agreement (INVO Bioscience, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise”, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Generex Biotechnology Corp), Common Stock Purchase Warrant (Generex Biotechnology Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities lawslaws and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 2 contracts
Sources: Warrant to Purchase Ordinary Shares (Galmed Pharmaceuticals Ltd.), Warrant to Purchase Ordinary Shares (Galmed Pharmaceuticals Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize a cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Security Agreement (Lakeside Holding LTD), Common Stock Purchase Warrant (Cytrx Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 2 contracts
Sources: Pre Funded Warrant (GD Culture Group LTD), Security Agreement (Fresh2 Group LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance to the Holder is not registered, registered pursuant to an effective registration statement and the Holder does not utilize cashless exercise in connection with such exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Cel Sci Corp), Common Stock Purchase Warrant (Cel Sci Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws and, if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Sources: Warrant Agreement (Vitro Biopharma, Inc.), Warrant Agreement (Vitro Biopharma, Inc.)