Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/) and hereby acknowledges and consents to the conflicts of interest described therein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services to other persons, trusts, corporations or other entities. Nothing in this Agreement shall limit or restrict the Asset Manager or any of its officers, affiliates or employees from, as permitted by law, buying, selling or trading in any asset for its own or their own accounts. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 2 contracts
Sources: Asset Management Agreement (SharpLink Gaming, Inc.), Asset Management Agreement (Fundamental Global Inc.)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. (i) The Client acknowledges that it has read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/) and hereby acknowledges and consents to the conflicts of interest described therein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services to other persons, trusts, corporations or other entities. Nothing contained herein or provided hereby shall be construed as securities, legal, tax or accounting advice by the Asset Manager.
(ii) Nothing in this Agreement shall limit or restrict the Asset Manager or any of Manager, its affiliates, and their respective members, partner, officers, affiliates or employees employees, and other personnel (the “Asset Manager and its Affiliates”) from, as permitted by law, utilizing identical or similar trading strategies as the Account or buying, selling or trading in any asset for its own or their own accountsaccounts or for the accounts of other clients (“Other Accounts”). The Asset Manager and its Affiliates may give advice or take action with respect to such Other Accounts that differs from, or is similar to, the advice given with respect to the Client. The investment methods and strategies the Asset Manager and its Affiliates utilize in managing and advising the Client are the property of the Asset Manager and may be utilized by the Asset Manager and its Affiliates in managing Other Accounts; however, investment decisions and allocations will not necessarily be the same among the Client and Other Accounts. Investments made by the Client may not, and are not intended to, replicate the investments or the investment methods and strategies of Other Accounts, and in some cases the Asset Manager and its Affiliates may take positions for Other Accounts that are different or opposite those of the Client. In such cases, the Asset Manager and its Affiliates may have disparate interests in managing such investments for the Client and Other Accounts. Other Accounts may produce results that are materially different from those experienced by the Client. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 2 contracts
Sources: Asset Management Agreement (Agriforce Growing Systems Ltd.), Asset Management Agreement (SharpLink Gaming, Inc.)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/) and hereby acknowledges and consents to the conflicts of interest described therein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services to other persons, trusts, corporations or other entities. Nothing in this Agreement shall limit or restrict the Asset Manager or any of its officers, affiliates or employees from, as permitted by law, buying, selling or trading in any asset for its own or their own accounts. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 1 contract
Sources: Asset Management Agreement (Mill City Ventures III, LTD)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has received, read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/) and hereby acknowledges and consents to the conflicts of interest described therein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services to other persons, trusts, corporations or other entities. Nothing in this Agreement shall limit or restrict the Asset Manager or any of its officers, affiliates or employees from, as permitted by law, buying, selling or trading in any asset for its own or their own accounts. The Client acknowledges that the Asset Manager and its officers, affiliates Asset Manager Affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 1 contract
Sources: Asset Management Agreement (Forward Industries, Inc.)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/) and hereby acknowledges and consents to the conflicts of interest described thereinherein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services or identical trading strategies to other persons, trusts, corporations or other entities. Nothing in this Agreement shall limit or restrict the Asset Manager or any of its officers, affiliates or employees from, as permitted by law, buying, selling or trading in any asset for its own or their own accounts. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. The investment methods and strategies the Asset Manager and its Affiliates utilize in managing and advising the Client are the property of the Asset Manager and may be utilized by the Asset Manager and its Affiliates in managing for its own or their own accounts or for the accounts of other clients; however, investment decisions and allocations will not necessarily be the same among the Client and for its own or their own accounts or for the accounts of other clients. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is will not a provide services of an investment manager or financial plannerplanner with respect to Securities pursuant to this Agreement. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 1 contract
Sources: Asset Management Agreement (180 Life Sciences Corp.)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has read, carefully considered and understood the risk factors set forth in the Asset Manager’s Form ADV Part 2A Brochure (which can be accessed at: h▇▇▇▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/i) and hereby acknowledges and consents to the conflicts of interest described therein. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services to other persons, trusts, corporations or other entities. Nothing contained herein or provided hereby shall be construed as securities, legal, tax or accounting advice by the Asset Manager.
(ii) Nothing in this Agreement shall limit or restrict the Asset Manager or any of Manager, its affiliates, and their respective members, partner, officers, affiliates or employees employees, and other personnel (the “Asset Manager and its Affiliates”) from, as permitted by law, utilizing identical or similar trading strategies as the Account or buying, selling or trading in any asset for its own or their own accountsaccounts or for the accounts of other clients (“Other Accounts”). The Asset Manager and its Affiliates may give advice or take action with respect to such Other Accounts that differs from, or is similar to, the advice given with respect to the Client. The investment methods and strategies the Asset Manager and its Affiliates utilize in managing and advising the Client are the property of the Asset Manager and may be utilized by the Asset Manager and its Affiliates in managing Other Accounts; however, investment decisions and allocations will not necessarily be the same among the Client and Other Accounts. Investments made by the Client may not, and are not intended to, replicate the investments or the investment methods and strategies of Other Accounts, and in some cases the Asset Manager and its Affiliates may take positions for Other Accounts that are different or opposite those of the Client. In such cases, the Asset Manager and its Affiliates may have disparate interests in managing such investments for the Client and Other Accounts. Other Accounts may produce results that are materially different from those experienced by the Client. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 1 contract
Sources: Asset Management Agreement (Predictive Oncology Inc.)
Risk Factors; Conflicts of Interest; Non-Exclusive Management. The Client acknowledges that it has read, carefully considered and understood the risk factors set forth and the conflicts of interest described herein and in the Form ADV – Part 2 of the Asset Manager’s Form ADV Part 2A Brochure affiliate, Electric Capital Partners, LLC (which can be accessed atcrd#: h296943, available at ▇▇▇▇://▇://▇▇▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇▇/search/genericsearch/firmgrid) as available on the Effective Date, and hereby acknowledges and consents consent to the such conflicts of interest described thereininterest. The Asset Manager shall devote such part of its time as the Asset Manager determines is reasonably needed for the services contemplated under this Agreement; provided, however, that this Agreement shall not prevent the Asset Manager from rendering similar services or identical trading strategies to other persons, trusts, corporations or other entities. Nothing in this Agreement shall limit or restrict the Asset Manager or any of its officers, affiliates or employees from, as permitted by law, buying, selling or trading in any asset for its own or their own accounts. The Client acknowledges that the Asset Manager and its officers, affiliates and employees, and the Asset Manager’s other clients may as permitted by law at any time have, acquire, increase, decrease, or dispose of positions in investments which are at the same time being acquired for or disposed of from the Account. The investment methods and strategies the Asset Manager and any Asset Manager Affiliates utilize in managing and advising the Client are the property of the Asset Manager and may be utilized by the Asset Manager and any Asset Manager Affiliates in managing for its own or their own accounts or for the accounts of other clients; however, investment decisions and allocations will not necessarily be the same among the Client and for its own or their own accounts or for the accounts of other clients. As permitted by law the Asset Manager shall have no obligation to acquire for the Account a position in any investment which the Asset Manager, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client. The Client acknowledges that the Asset Manager is not a financial planner. Nothing contained herein or provided hereby shall be construed as legal, tax or accounting advice by the Asset Manager.
Appears in 1 contract