Risk Warnings Clause Samples
A Risk Warnings clause serves to inform parties of potential risks associated with entering into an agreement or participating in a particular activity. It typically outlines specific dangers, uncertainties, or liabilities that may arise, such as financial loss, regulatory changes, or operational hazards, and may require parties to acknowledge their understanding of these risks. The core function of this clause is to ensure that all parties are aware of and accept the inherent risks, thereby reducing the likelihood of future disputes or claims based on lack of awareness.
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Risk Warnings. Relevant risk warnings will be advised to you throughout the financial planning process and in your suitability report.
Risk Warnings. A general description of the risks associated with investment products (including Pensions and certain Life Insurance contracts) and strategies that we may undertake for you are as follows:
Risk Warnings. Please be aware that investments, and the income from them, can fall as well as rise, and that you may not get back the full amount invested. The price of investments we may recommend may depend on fluctuations in the financial markets, or other economic factors, which are outside our control. Past performance is not necessarily a guide to future performance. Specific warnings relevant to the investments, or investment strategies, we recommend will be confirmed to you in your Suitability Report or Discretionary Management Agreement.
Risk Warnings. To the extent contemplated by the Subadvisory Agreement and subject to this Agreement, the Sub-Subadviser may:
Risk Warnings. You must be aware that any investment involves a degree of risk and that some investments are more risky than others. Prices can fall as well as rise and there is a risk that you may lose some or all of the money that you have invested. Past performance is no guarantee of future performance. Income can fluctuate and is not guaranteed. You must also be aware that some funds employ gearing. The risk profile of Funds employing gearing is higher than those which do not employ gearing and will increase according to the level of gearing employed. You should be aware that where an investment employs gearing, it may be subject to sudden and large falls in value. In addition, movements in the price of the Fund are more volatile than the movement in the price of the underlying investments and there is a risk that you may lose all the money you have invested. Some investments may have limited liquidity or liquidity may become unexpectedly impaired. If you are in any doubt about the suitability of any investment you should seek appropriate advice prior to investing. If your existing agreement with CGWIL does not allow us to advise you on such matters, we will be happy to discuss our alternative services with you. You acknowledge and are aware that movement of exchange rates may have an independent effect which may be favourable or unfavourable on the gain or loss otherwise accruing to the value of an asset.
Risk Warnings. The value of investments may go down as well as up and you may not get back the amount you originally invested. Past performance is not necessarily a guide to future performance. The price of investments we may recommend may depend on fluctuations in the financial markets, or other economic factors, which are outside our control. We’ll notify you separately of any specific risk factors that apply to the service we provide for you or to any investments which we recommend.
Risk Warnings. In all cases we will communicate the risks of acting and not acting on our recommendations to you both verbally and in writing. The performance of an investment is not guaranteed and you are not certain to make a profit. The value of funds can go down as well as up. Specific warnings relevant to the investments, investment strategies or other products we recommend will be confirmed to you in your suitability report. Under the terms of this agreement, we may, if appropriate, advise you on investments which are not readily realisable. We would draw your attention to the risks associated with these investments as there is a restricted market for them. In some circumstances it may therefore not be possible to deal in the investment or obtain reliable information about its value. Unregulated Financial Products Our services may also include advice on investments relating to, or executing transactions in unregulated financial products including non-mainstream pooled investments such as unregulated collective investment schemes (UCIS). Accordingly, we will carefully consider whether such investments are suitable for you in light of your personal circumstances and the financial resources available to you. We may also, on occasion, advise on other financial products which are not regulated by the Financial Conduct Authority (FCA). The Financial Services Compensation Scheme does not apply to any of these products. Client Money Neither Pensionhelp or your adviser are authorised to handle client money. All cheques for premiums, investment monies of any kind and lender and professional fees must only be made payable to the life assurance company, friendly society, or investment management group or firm providing the product or service concerned. Under no circumstances should a cheque for premiums or investment monies of any kind be made payable to your adviser and/or Pensionhelp. Invoices for services provided by Pensionhelp will be issued by and are payable to Pensionhelp.
Risk Warnings. 13.1 Before trading in investments you must ensure that you fully understand the risks involved. By entering into this Agreement, you agree that we may provide you with a description of some of the risks involved in trading shares, derivatives and leveraged products on the Website at ▇▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇/risk-warning.
13.2 If you do not have access to the internet and cannot access the Website, please notify your Relationship Manager. We will provide you with a hard copy document which contains a description of some of the risks involved in trading shares, derivatives and leveraged products.
13.3 Trading in contracts for difference, spreadbets, foreign exchange and shares carries a high degree of risk to your capital, and in some circumstances you may be liable for a greater sum than your initial capital invested. If you think that you require further information in relation to the risks of investing or if you are in any doubt as to whether to invest in a particular investment, then you may wish to consider seeking independent financial advice.
Risk Warnings. Unless you specify otherwise, your portfolio(s) will include investments where both the capital value and the income generated may fall as well as rise, and you may not get back the full amount invested. In certain cases, there may be a risk that you will lose the entire investment amount. Further details are provided in Appendix II.
Risk Warnings. Risk warnings will be given to you, the client, on a number of different occasions prior to any recommendations being made including verbally over the telephone, introductory marketing material (e.g. brochure), Customer Information Form, Private Client Profile and the Risk Warnings document. It is your responsibility to read and understand these documents to ensure that you are comfortable to accept the associated risks before committing to any transactions. If you are unsure you must seek independent financial advice before proceeding. Whilst London Stone Securities will take every effort to ensure that your circumstances are suited to stock market investments/trading, ultimately the onus rests on you to ensure that you are comfortable to accept those risks. Unless you inform your broker otherwise, London Stone Securities will not accept liability that you were either unaware of the risks or that any investments recommended were not suitable for you.