Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 17 contracts
Sources: Merger Agreement (Midwest Holding Inc.), Merger Agreement (Realnetworks Inc), Merger Agreement (OneWater Marine Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act Transactions, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesany Company Compensatory Awards) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 under the Effective TimeExchange Act.
Appears in 12 contracts
Sources: Merger Agreement (2seventy Bio, Inc.), Merger Agreement (Deciphera Pharmaceuticals, Inc.), Merger Agreement (Harmony Biosciences Holdings, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result directly resulting from the transactions contemplated by this Agreement Merger by each director or officer of the Company individual who is will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeTime to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 11 contracts
Sources: Merger Agreement (Allete Inc), Merger Agreement (Allete Inc), Merger Agreement (El Paso Electric Co /Tx/)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 11 contracts
Sources: Merger Agreement (Micron Technology Inc), Merger Agreement (Quantum Corp /De/), Merger Agreement (Lexar Media Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 10 contracts
Sources: Merger Agreement (Sykes Enterprises Inc), Agreement and Plan of Merger (Kindred Healthcare, Inc), Merger Agreement (Sajan Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of be exempt under Rule 16b-3 promulgated under the Exchange Act with respect to the Company immediately prior to the Effective TimeAct.
Appears in 8 contracts
Sources: Merger Agreement (Akari Therapeutics PLC), Merger Agreement (Peak Bio, Inc.), Merger Agreement (Adaptimmune Therapeutics PLC)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 8 contracts
Sources: Merger Agreement, Merger Agreement (Lawson Software, Inc.), Merger Agreement (Research Pharmaceutical Services, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock equity securities (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to be exempt under Rule 16b-3 promulgated under the Company immediately prior to the Effective TimeExchange Act.
Appears in 7 contracts
Sources: Merger Agreement (Extreme Networks Inc), Merger Agreement (Aerohive Networks, Inc), Merger Agreement (GigPeak, Inc.)
Section 16 Matters. Prior to Promptly after the Effective Timedate hereof, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharessecurities) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the Effective Timeextent permitted by Applicable Law.
Appears in 7 contracts
Sources: Merger Agreement (ATN International, Inc.), Merger Agreement (Alaska Communications Systems Group Inc), Merger Agreement (Alaska Communications Systems Group Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 6 contracts
Sources: Merger Agreement (Nanosphere Inc), Merger Agreement (Luminex Corp), Merger Agreement (Nanosphere Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including Company Stock Options or any other derivative securities with respect to such sharesCompany Shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act, such steps to be taken in accordance with the interpretive guidance set forth by the SEC.
Appears in 5 contracts
Sources: Merger Agreement (Granite Construction Inc), Merger Agreement (Layne Christensen Co), Merger Agreement (TTM Technologies Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 5 contracts
Sources: Acquisition Agreement (Dot Hill Systems Corp), Acquisition Agreement (Ca, Inc.), Acquisition Agreement (Rally Software Development Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 5 contracts
Sources: Merger Agreement (Fusion-Io, Inc.), Merger Agreement (Sandisk Corp), Merger Agreement (Nuance Communications, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Legal Requirements) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 5 contracts
Sources: Merger Agreement (Vantagemed Corp), Agreement and Plan of Reorganization (Visual Sciences, Inc.), Agreement and Plan of Reorganization (Omniture, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 5 contracts
Sources: Merger Agreement (Apollo Endosurgery, Inc.), Merger Agreement (Apollo Endosurgery, Inc.), Merger Agreement (Williams Companies Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares or Preferred Shares (including derivative securities with respect to such sharesShares or Preferred Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Transactions by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement (Iac/Interactivecorp), Merger Agreement (Care.com Inc), Merger Agreement (Iac/Interactivecorp)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 4 contracts
Sources: Merger Agreement (Security Capital Corp/De/), Merger Agreement (Virgin Mobile USA, Inc.), Merger Agreement (Sprint Nextel Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under Applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement (Force10 Networks Inc), Merger Agreement (Carrier Access Corp), Merger Agreement (Navteq Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required reasonably necessary or advisable hereto to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 4 contracts
Sources: Merger Agreement (SMART Global Holdings, Inc.), Merger Agreement (Interactive Data Holdings Corp), Merger Agreement (SMART Modular Technologies (WWH), Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares disposition of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Common Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement (Boeing Co), Merger Agreement (Primedex Health Systems Inc), Merger Agreement (Aviall Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement (Pinnacle Gas Resources, Inc.), Merger Agreement (Crane Co /De/), Merger Agreement (Dell Inc)
Section 16 Matters. Prior to the Effective Acceptance Time, the Company shall (and is permitted to) take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock in connection with the Transactions (including derivative securities with respect to of such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement, Merger Agreement (Seattle Genetics Inc /Wa), Merger Agreement (Cascadian Therapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 4 contracts
Sources: Merger Agreement (Netopia Inc), Merger Agreement (Symbol Technologies Inc), Merger Agreement (Motorola Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 4 contracts
Sources: Merger Agreement (Pinnacle Data Systems Inc), Merger Agreement (Avnet Inc), Merger Agreement (Bell Microproducts Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause any acquisitions or dispositions of Company Common Stock (including derivative securities with respect thereto), in each case resulting from the Transactions, by each individual who is subject to Section 16 of the Exchange Act with respect to Company to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeAct.
Appears in 3 contracts
Sources: Merger Agreement (Vista Outdoor Inc.), Merger Agreement (Revelyst, Inc.), Merger Agreement (Vista Outdoor Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock Shares (including any derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement, Merger Agreement (Quest Diagnostics Inc), Merger Agreement (Celera CORP)
Section 16 Matters. Prior to the Exchange Effective Time, the Company shall take all such steps as may be required and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesthereto) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) be exempt under Rule 16b-3 of the Exchange Act with respect to the Company immediately prior to the Effective TimeAct.
Appears in 3 contracts
Sources: Agreement and Plan of Reorganization (Brookfield Renewable Partners L.P.), Agreement and Plan of Reorganization (TerraForm Power, Inc.), Agreement and Plan of Reorganization (TerraForm Power, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesthereto) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) be exempt under Rule 16b-3 of the Exchange Act with respect to the Company immediately prior to the Effective TimeAct.
Appears in 3 contracts
Sources: Merger Agreement (Omnova Solutions Inc), Merger Agreement (British American Tobacco p.l.c.), Merger Agreement (Reynolds American Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Broadcom Corp), Merger Agreement (Cybersource Corp), Merger Agreement (Visa Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including any derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Guitar Center Inc), Agreement and Plan of Merger (LKQ Corp), Merger Agreement (Keystone Automotive Industries Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Bioveris Corp), Merger Agreement (United Retail Group Inc/De), Merger Agreement (Roche Holding LTD)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 3 contracts
Sources: Merger Agreement (Claires Stores Inc), Merger Agreement (Sierra Health Services Inc), Merger Agreement (Wrigley Wm Jr Co)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect any Company Common Stock Options or shares subject to such sharesCompany Restricted Stock Awards) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement, Merger Agreement (Franklin UK Bidco LTD), Merger Agreement (Planet Payment Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under Applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act. The Company acknowledges that all such above reference dispositions are compensatory in nature.
Appears in 3 contracts
Sources: Merger Agreement (Symantec Corp), Merger Agreement (Symantec Corp), Merger Agreement (Altiris Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps actions as may be required reasonably necessary or appropriate to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including and derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Company to be exempt under Rule 16b-3 promulgated under the Company immediately prior to the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Journal Media Group, Inc.), Merger Agreement (Assisted Living Concepts Inc), Merger Agreement (Gannett Co., Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including any derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Logicvision Inc), Merger Agreement (Atheros Communications Inc), Merger Agreement (Intellon Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharessecurities) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the Effective Timeextent permitted by Applicable Law.
Appears in 3 contracts
Sources: Merger Agreement (DSP Group Inc /De/), Merger Agreement (DSP Group Inc /De/), Merger Agreement (SYNAPTICS Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 3 contracts
Sources: Merger Agreement (Valspar Corp), Merger Agreement (Sherwin Williams Co), Merger Agreement (Airgas Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act Act, any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 3 contracts
Sources: Merger Agreement (Icon PLC), Merger Agreement (PRA Health Sciences, Inc.), Merger Agreement (Icon PLC)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Bishop Infrastructure III Acquisition Company, Inc.), Merger Agreement (Westway Group, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall will be entitled to take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act Transactions, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Eastman Chemical Co), Agreement and Plan of Merger (TAMINCO Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required use reasonable best efforts to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act (or who will become subject to the reporting requirements of Section 16(a) of the Exchange Act as a result of the transactions contemplated hereby) with respect to equity securities of the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Vericity, Inc.), Merger Agreement (Vericity, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director Director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Phoenix Companies Inc/De), Merger Agreement
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Shares and Options) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement Transactions by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 2 contracts
Sources: Merger Agreement (Ormat Technologies, Inc.), Merger Agreement (Us Geothermal Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesany Company Common Stock Options or shares of Company Restricted Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Thoma Bravo Fund Xii, L.P.), Merger Agreement (Imprivata Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result or acquisitions of Parent Common Shares (including derivative securities with respect to Parent Common Shares) resulting from the transactions contemplated by this Agreement Article II or III by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Sphere 3D Corp), Merger Agreement (Overland Storage Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (People's United Financial, Inc.), Merger Agreement (LSB Corp)
Section 16 Matters. Prior to the Effective Time, the The Company shall take all such steps as may be required necessary or appropriate to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act ensure that any dispositions of shares of Company Common Stock and Company Preferred Stock (including derivative securities with respect related to such sharesstock) that are treated as dispositions under such rule and result resulting from the Mergers and the other transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeTime are exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Sources: Merger Agreement (American Realty Capital Properties, Inc.), Merger Agreement (CapLease, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Ebix Inc), Merger Agreement (Adam Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Class A Common Stock or Class B Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Everest Merger Sub, Inc.), Merger Agreement (Sport Chalet Inc)
Section 16 Matters. Prior to the Effective Purchase Time, the Company shall take all such steps as may be required (to the extent permitted under applicable law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by ARTICLE I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Excel Technology Inc), Merger Agreement (Gsi Group Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 2 contracts
Sources: Merger Agreement (SPAR Group, Inc.), Merger Agreement (SPAR Group, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act Transactions and any other dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Transactions by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-5 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Icahn Enterprises Holdings L.P.), Merger Agreement (American Railcar Industries, Inc.)
Section 16 Matters. Prior to the Effective TimeOffer Closing, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (MGC Parent LLC), Merger Agreement (MGC DIAGNOSTICS Corp)
Section 16 Matters. Prior to the Effective TimeClosing, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Minority Offer and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Acquisition Agreement (Kennedy Cabot Acquisition, LLC), Acquisition Agreement (Siebert Financial Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesany Company Options or shares of Company Restricted Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Amplify Snack Brands, INC), Merger Agreement (Hershey Co)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary or advisable to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including and derivative securities with respect to such shares) that are treated as dispositions under such rule and result from Company Common Stock pursuant to the transactions contemplated by this Agreement by each director or officer of the Company individual who is or may be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeTime to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Franklin Resources Inc), Merger Agreement (Legg Mason, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary or advisable to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule Section 16 of the Exchange Act and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 2 contracts
Sources: Merger Agreement (Apex Global Brands Inc.), Merger Agreement (Apex Global Brands Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under Applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act. The Company acknowledges that all such above referenced dispositions are compensatory in nature.
Appears in 2 contracts
Sources: Merger Agreement (Varian Inc), Merger Agreement (Agilent Technologies Inc)
Section 16 Matters. Prior rior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary or advisable to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule Section 16 of the Exchange Act and result from the transactions contemplated by this Agreement Contemplated Transactions by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time.
Appears in 2 contracts
Sources: Merger Agreement (Innoviva, Inc.), Merger Agreement (Entasis Therapeutics Holdings Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Company to be exempt under Rule 16b-3 promulgated under the Company immediately prior to the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Impac Medical Systems Inc), Merger Agreement (Elekta AB)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such reasonable steps as may be required (to the extent permitted under applicable law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Sun Microsystems, Inc.), Merger Agreement (Seebeyond Technology Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall be permitted to take all such steps as may be required reasonably necessary or advisable to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Common Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Barnes Group Inc), Merger Agreement (Arconic Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (Majesco), Agreement and Plan of Merger (Cover All Technologies Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Merger Agreement (GB Aero Engine Merger Sub Inc.), Merger Agreement (Edac Technologies Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall, and shall be permitted to, take all such steps as may reasonably be required necessary to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock Shares (including any derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company Person who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 2 contracts
Sources: Merger Agreement (Thoratec Corp), Merger Agreement (HeartWare International, Inc.)
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares disposition of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are is treated as dispositions a disposition under such rule and result results from the transactions contemplated by this Agreement Transactions by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 2 contracts
Sources: Share Exchange Agreement (Millipore Corp /Ma), Share Exchange Agreement (Millipore Corp /Ma)
Section 16 Matters. Prior to the Effective Time, the The Company shall take all such steps as may be required necessary or appropriate to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act ensure that any dispositions of shares of Company Common Stock (including derivative securities with respect related to such sharesstock) that are treated as dispositions under such rule and result resulting from the consummation of the Offer, the Merger and the other transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeTime are exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Sources: Merger Agreement (American Realty Capital Properties, Inc.), Merger Agreement (Cole Credit Property Trust Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Ordinary Shares (including derivative securities with respect to such sharesCompany Ordinary Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required are necessary in order to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Transactions by each director or officer of the Company individual who is subject to the reporting requirements of Section section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required necessary or appropriate to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required or appropriate (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities of Company Common Stock) in connection with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement Contemplated Transactions, by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to Promptly after the Effective Timedate hereof, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the Effective Timeextent permitted by Applicable Law.
Appears in 1 contract
Sources: Merger Agreement (Mac-Gray Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Agreement and Plan of Merger (Kramont Realty Trust)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock equity securities (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to be exempt under Rule 16b-3 promulgated under the Company immediately prior to the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Emulex Corp /De/)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including (a) any dispositions of shares of Company Common Stock (including Company Restricted Stock and derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company, and (b) the conversion of Company immediately prior Stock Options as contemplated by Section 4.5 hereof, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Health Grades Inc)
Section 16 Matters. Prior to the Effective Time, the ------------------ Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions to the Company under such rule and result from the transactions contemplated by Article I or Article II of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule or any acquisitions of shares of Parent Common Stock (including derivative securities with respect to such shares) and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesCompany Common Shares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Sources: Merger Agreement (Fx Energy Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent not prohibited under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Article IV by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Cymer Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock and any other dispositions of equity securities of the Company (including derivative securities with respect to such sharessecurities) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Merger or any of the other Transactions by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Sothebys)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably requested by any party hereto to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result or acquisitions of derivative securities with respect to Parent Common Stock resulting from the transactions contemplated by Article I and Section 5.8 of this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Company to be exempt under Rule 16b-3 promulgated under the Company immediately prior to the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required use reasonably best efforts to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the Offer, the Merger and the other transactions contemplated by this Agreement hereby by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement Article I by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act Transactions, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall be entitled to take all such steps as may reasonably be required necessary and permitted to cause to be exempt the transactions contemplated under Rule 16b-3 promulgated under the Exchange Act this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Deltek, Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including (a) any dispositions of shares of Company Common Stock (including Company Stock Units and other derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company, and (b) the conversion of Company immediately prior Options as contemplated by Section 4.5 hereof, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesShares of Company Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required (to the extent permitted under applicable law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares disposition of Company Common Stock (including derivative securities with respect to such sharesCompany Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by Article I of this Agreement by each director or officer Company Insider to be exempt under Rule 16b-3 promulgated under the Exchange Act. "COMPANY INSIDERS" shall mean those officers and directors of the Company who is are be subject to the reporting requirements requirement of Section 16(a16(b) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Sources: Merger Agreement (Symantec Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may reasonably be required necessary and permitted to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule shares of Company Common Stock and result from including the transactions contemplated by this Agreement by each director or officer deemed disposition and cancellation of the Company Stock Options in the Merger) by each individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Sources: Merger Agreement (Memry Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps actions as may be required or reasonably advisable to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Company Common Stock) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior Company, to be exempt under Rule 16b-3 promulgated under the Effective TimeExchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock and Company Preferred Stock (including derivative securities with respect to such shares) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Sources: Merger Agreement (Trans World Corp)
Section 16 Matters. Prior to the Effective Time, the Company shall take use all such steps as may be required reasonable efforts to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock Shares (including derivative securities with respect to such sharesShares) that are treated as dispositions under such rule and result resulting from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act (or who will become subject to the reporting requirements of Section 16(a) of the Exchange Act as a result of the transactions contemplated hereby) with respect to equity securities of the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, the Company shall will take all such steps as may be required reasonably necessary or advisable hereto to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of or conversions into shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement or the Purchase and Sale Agreement by each director, director by deputization, or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Sources: Merger Agreement (InfoLogix Inc)
Section 16 Matters. Prior to the Effective Time, the Company shall take all such steps as may be required reasonably necessary or advisable hereto to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of shares of Company Common Stock (including derivative securities with respect to such sharesshares of Common Stock) that are treated as dispositions under such rule and result from the transactions contemplated by this Agreement by each director or officer of the Company who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective TimeCompany.
Appears in 1 contract
Sources: Merger Agreement (National Financial Partners Corp)