Security and Issuer Clause Samples
The 'Security and Issuer' clause defines the specific financial instrument being issued and identifies the entity responsible for its issuance. It typically outlines the type of security involved—such as shares, bonds, or notes—and provides key details about the issuer, including its legal name and jurisdiction. By clearly specifying both the security and the issuer, this clause ensures all parties understand the subject of the agreement and helps prevent confusion or disputes regarding the obligations and rights associated with the instrument.
Security and Issuer. This Amendment No. 1 relates to the common stock, $.10 par value per share (the "Common Stock"), of American Vanguard Corporation, a Delaware corporation (the "Company"), whose principal executive offices are located at 410▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇. ▇he original Schedule 13D, which is being amended hereby, was filed with the Securities and Exchange Commission by Gle▇▇ ▇.
Security and Issuer. State the title of the class of equity securities to which this statement relates and the name and address of the principal executive offices of the issuer of such securities.
Security and Issuer. This Amendment No. 17 to the Schedule 13D, dated August 3, 1983, of Minerals and Resources Corporation (as amended by Amendments Nos. 1 through 16, the "Schedule l3D"), is filed to reflect information required pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended (the "Act"), relating to common shares, no par value (the "Common Shares"), of Terra Industries Inc. ("Terra"), a Maryland corporation, with its principal executive offices located at Terra Center, 600 4th Street, Sioux City, Iowa 51101.
Security and Issuer. This Statement on Schedule 13D (this “Statement”) relates to the ordinary shares, par value $0.0001 per share (the “Ordinary Shares”), of SPI Energy Co, Ltd., a Cayman Islands corporation (the “Issuer”). The Issuer’s principal executive offices are located at #1128, 11/F, ▇▇. ▇▇ ▇▇▇▇ ▇▇ ▇▇▇▇, ▇▇▇▇ ▇▇▇▇, Kowloon, Hong Kong SAR, China.
Security and Issuer. (a) The name of the issuer is Instrument Systems Corporation, a Delaware corporation. The address of its principal executive offices is ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇.
(b) The classes of securities to which this Statement relates are the Shares and the Rights. The information set forth in "INTRODUCTION" in the Offer to Purchase is incorporated herein by reference.
(c) The information set forth in "INTRODUCTION" and "Price Range of Shares; Dividends; Open-Market Purchases" in the Offer to Purchase is incorporated herein by reference.
(d) This statement is being filed by the Issuer.
Security and Issuer. This Amendment No. 3 to Statement on Schedule 13D (this “Amendment No. 3”) amends and supplements the Statement on Schedule 13D originally filed with the U.S. Securities and Exchange Commission on January 8, 2018 (the “Original Schedule 13D”), as amended by amendment No. 1 to the Original Schedule 13D on June 15, 2018 (the “Amendment No. 1”), and further amended by amendment No. 2 to the Original Schedule 13D on August 20, 2019 (the “Amendment No. 2,” together with the Original Schedule 13D and Amendment No. 1, the “Statement”) filed by ▇▇.▇▇▇, Inc., ▇▇.▇▇▇ Investment Limited, Windcreek Limited and ▇▇.▇▇▇ Global Investment Limited (individually, each a “Reporting Person” and collectively, “Reporting Persons”), with respect to Ordinary Shares, par value $0.0001 per share, of Vipshop Holdings Limited, a company organized under the laws of the Cayman Islands (the “Issuer”), whose principal executive offices are located at Vipshop Headquarters, ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇▇’▇ ▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇. Except as provided herein, this Amendment No. 3 does not modify any of the information previously reported on the Statement. Capitalized terms used but not defined in this Amendment No. 3 have the meanings ascribed to them in the Original Schedule 13D.
Security and Issuer. (a) This statement on Schedule 13D relates to the common stock, $0.001 par value per share (the “Common Stock”) of High Roller Technologies, Inc. (the “Issuer”)
(b) The Issuer’s principal executive offices are located at ▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇-#▇▇▇, ▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇.
Security and Issuer. (a) The name of the issuer is The Limited, Inc., a Delaware corporation (the "Company"), which has its principal executive offices at Three Limited Parkway, ▇▇▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ (telephone number (▇▇▇) ▇▇▇-▇▇▇▇).
(b) This schedule relates to the offer by the Company to purchase up to 15,000,000 outstanding shares of the common stock, $.50 par value per share, of the Company (such shares, together with all other issued and outstanding shares of common stock of the Company, are herein referred to as the "Shares"), at a price specified by its stockholders, not greater than $55.00 nor less than $50.00 per Share, net to the seller in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase dated May 4, 1999 (the "Offer to Purchase"), and related Letter of Transmittal, copies of which are attached hereto as Exhibits (a)(1) and (a)(2), respectively. The information contained in the Introduction to, and in Sections 1, 8, 9 and 11 of, the Offer to Purchase is incorporated herein by reference.
(c) The information set forth in the Introduction to and in Section 7 of the Offer to Purchase is incorporated herein by reference.
(d) Not applicable.
Security and Issuer. (a) The name of the Issuer is StreamLogic Corporation, a Delaware corporation (the "Company"). The Company's principal executive office is located at ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, Chatsworth, California 91311.
(b) This Issuer Tender Offer Statement on Schedule 13E-4 (this "Statement") relates to a tender offer by the Company to exchange, for each $1,000 principal amount of 6% Debentures, $120.00 in cash, $113.33 principal amount of the Company's increasing rate unsecured Promissory Notes due 1998, 216.66667 shares of its Common Stock, $1.00 par value per share ("Common Stock") and five-year warrants to purchase 40 shares of Common Stock, for any and all of the $75 million outstanding principal amount of its 6% Convertible Subordinated Debentures due March 15, 2012 ("6% Debentures"), upon the terms and subject to the conditions set forth in the Offer to Exchange dated October 7, 1996 (the "Offer to Exchange") and in the related Letter of Transmittal (the "Letter of Transmittal"). The Offer to Exchange and the Letter of Transmittal together constitute the "Offer" and are annexed to and filed with this Statement as Exhibits (a)(1) and (a)(2), respectively. No 6% Debentures are to be purchased from any officer, director or affiliate of the Company pursuant to the Offer, except as set forth in Item 4 hereof.
(c) The information set forth in "PRICE RANGE OF 6% DEBENTURES AND COMMON STOCK" of the Offer to Exchange is incorporated herein by reference.
(d) Not applicable.
Security and Issuer. This statement relates to the Common Stock, no par value per share (the "Stock"), of ▇▇▇▇ National Corporation (the "Issuer"). The principal executive offices of the Issuer are located at ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇, ▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇.