Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇–▇▇▇▇. All submissions should refer to File Number SR–Phlx–2016–59. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).
Appears in 2 contracts
Sources: Operating Agreement Amendment, Operating Agreement Amendment
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to ▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, Secretary, Securities and Exchange Commission, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇–▇▇▇▇1090. All submissions should refer to File Number SR–Phlx–2016–59FINRA–2013–046. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange printing in the Commission’s Public Reference Room, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission (‘‘does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA– 2013–046 and should be submitted on or before December 17, 2013. For the Commission’’), by the Division of Trading and Markets, pursuant to delegated authority.39 [FR Doc. 2013–28273 Filed 11–25–13; 8:45 am] November 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 Act’’),1 and Rule 19b–4 thereunder,2 a notice is hereby given that, on November 14, 2013, Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to amend Rule 955NY(c) to solicit comments on the proposed rule change the timing for recording the name from interested persons.
I. Self-Regulatory Organization’s Statement of the Clearing Member 3 in Terms of Substance of the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).Proposed Rule Change
Appears in 2 contracts
Sources: Inbound Market Dominant Multi Service Agreement, Inbound Market Dominant Multi Service Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇–▇▇▇▇. All submissions should refer to File Number SR–Phlx–2016–59BATS–2012–033. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (▇▇▇▇://▇▇▇.▇▇▇.▇▇▇/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 78s(b)(3)(A)(ii)552, will be available for Web site viewing and printing in the Commission’s Public Reference Section, ▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, on official business days between 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available for inspection and copying at the principal office of the Exchange. May 25All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BATS–2012–033 and should be submitted on or before August 29, 20162012. On March 22For the Commission, 2016by the Division of Trading and Markets, NYSE MKT LLC (the pursuant to delegated authority.29 [FR Doc. 2012–19415 Filed 8–7–12; 8:45 am] ‘‘Exchange’’ or Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on July 23, 2012, the Financial Industry Regulatory Authority, Inc. (‘‘NYSE MKTFINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change
II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change
A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Electronic Comments ▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇. Please include File Number SR–BATS–2012–033 on the subject line. Paper Comments Change
1. Purpose FINRA proposes to amend FINRA Rule 11892.02 to extend the effective date of the amendments set forth in File No. SR–FINRA–2010–032 (the ‘‘pilot’’), pursuant which are currently scheduled to Section 19(b)(1) of the Securities Exchange Act of 1934 expire on July 31, 2012,3 until February 4, 2013. The pilot was drafted in consultation with other self-regulatory organizations (‘‘ActSROs’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change Commission staff to amend Rule 955NY(cprovide for uniform treatment: (1) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).Of
Appears in 1 contract
Sources: Proposed Rule Change