Stabilization Activities. The Offerors shall not take, directly or indirectly, any action designed to result in or which constitutes or which might reasonably be expected to (i) cause or result in stabilization or manipulation of the price of any security of the Offerors to facilitate the sale or resale of the Preferred Securities or (ii) otherwise violate the Commission's Regulation M, and the Offerors are not aware of any such action taken or to be taken by any affiliate of the Offerors.
Appears in 2 contracts
Sources: Underwriting Agreement (Stifel Financial Corp), Underwriting Agreement (Stifel Financial Corp)