Stabilization Activities. Neither of the Offerors has taken, directly or indirectly, any action designed to result in or which has constituted or which might reasonably be expected to cause or result in stabilization or manipulation of the price of any security of the Company in connection with the sale or resale of the Shares in violation of the Commission's rules and regulations, including, but not limited to, Regulation M, and the Company is not aware of any such action taken or to be taken by any affiliate of the Company.
Appears in 2 contracts
Sources: Underwriting Agreement (Stifel Financial Corp), Underwriting Agreement (Stifel Financial Corp)