State Filing Clause Samples

The State Filing clause requires that certain documents, agreements, or information be submitted to relevant state authorities as part of regulatory compliance. In practice, this clause typically applies to insurance policies, securities offerings, or other regulated transactions, mandating that filings be made with state departments or agencies before the agreement becomes effective or is enforced. Its core function is to ensure that the parties comply with state laws and regulations, thereby avoiding legal penalties and ensuring the validity of the transaction within the jurisdiction.
State Filing. Within thirty (30) days after the Contract Date or any amendment to this Agreement, the Cooperative will cause appropriate notice thereof to be filed with the office of the Secretary of State of the State of California, as provided in Government Code Section 6503.5.
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State Filing. This Agreement shall be filed, for informational purposes, with the Division of Local Government Services in the Department of Community Affairs, pursuant to the rules and regulations promulgated by the director.
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State Filing. The Company shall comply with any filing requirement imposed by the securities or blue sky laws of any state or jurisdiction in which offers and sales have been made prior to the date of this Agreement or are made after the date of this Agreement and which are identified by the Placement Agent. The Company shall furnish the Placement Agent with copies of all such filings whether made before or after the date of this Agreement and pay any applicable fees related thereto whether incurred or to be incurred before or after the date of this Agreement.
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State Filing. Upon the terms and subject to the conditions of this Agreement and prior to or in connection with the Closing, the Company and Merger Sub shall execute and cause to be filed the Articles of Merger with the Secretary of State of the State of Texas.
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Related to State Filing

  • State Filing Fees All fees and expenses imposed on the Fund with respect to the sale of the Fund shares under securities laws of various states or jurisdictions, and, under all other laws applicable to the Fund, or its business activities (including registering the Fund as a broker-dealer, or any officer of the Fund or any person as agent or salesman of the Fund in any state);

  • PTO Filing; Copyright Office Filing When the Security Agreement or a short form thereof is properly filed in the United States Patent and Trademark Office and the United States Copyright Office, the Liens created by such Security Agreement shall constitute fully perfected Liens on, and security interests in, all right, title and interest of the grantors thereunder (to the extent intended to be created thereby) in Patents (as defined in the Security Agreement) registered or applied for with the United States Patent and Trademark Office or Copyrights (as defined in such Security Agreement) registered or applied for with the United States Copyright Office, as the case may be, in each case subject to no Liens other than Liens permitted hereunder (it being understood that subsequent recordings in the United States Patent and Trademark Office and the United States Copyright Office may be necessary to perfect a Lien on registered Patents and Copyrights acquired by the grantors thereof after the Closing Date).

  • Form 15 Filing Prior to January 30 of the first year in which the Depositor is able to do so under applicable law, the Depositor shall file a Form 15 relating to the automatic suspension of reporting in respect of the Trust Fund under the Exchange Act.

  • Department of State Registration Consistent with Title XXXVI, F.S., the Contractor and any subcontractors that assert status, other than a sole proprietor, must provide the Department with conclusive evidence of a certificate of status, not subject to qualification, if a Florida business entity, or of a certificate of authorization if a foreign business entity.

  • Colorado Trust Filing In the event the Securities are registered in the State of Colorado, the Company will cause a Colorado Form ES to be filed with the Commissioner of the State of Colorado no less than 10 days prior to the distribution of the Trust Fund in connection with a Business Combination and will do all things necessary to comply with Section ▇▇-▇▇-▇▇▇ and Rule 51-3.4 of the Colorado Securities Act.