Statements as to Compliance Sample Clauses
The "Statements as to Compliance" clause requires a party to affirm that they have met, or are currently meeting, specific legal, regulatory, or contractual obligations relevant to the agreement. In practice, this clause may obligate a company to confirm that it holds all necessary licenses, is in good standing with authorities, or has complied with applicable laws up to the date of the contract. Its core function is to provide assurance to the other party that there are no undisclosed compliance issues, thereby reducing the risk of future legal or regulatory complications.
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Statements as to Compliance. (a) Not later than the earlier of (i) March 15 of each year or (ii) the fifteenth day prior to the date the Owner is required to make its annual report to the SEC (in each case, if such day is not a Business Day, the next succeeding Business Day), the Servicer shall deliver to the Owner and, with respect to any Mortgage Loans subject to a Pass-Through Transfer, each other Person entitled to receive servicing reports provided pursuant to Section 3.2(a) an Officer's Certificate for the prior calendar year, beginning with the calendar year ending December 31, 2003, stating (i) a review of the activities of the Servicer during the preceding year and of performance under this Agreement has been made under such officer's supervision, and (ii) to the best of such officer's knowledge, based on such review, the Servicer has fulfilled all of its obligations under this Agreement throughout such year or, if there has been a default in the fulfillment of any such obligation, specifying each such default known to such officer and the nature and status thereof (which status should include the action being taken by the Servicer to cure such default).
(b) Not later than the earlier of (i) March 15 of each year or (ii) the fifteenth day prior to the date the Owner is required to make its annual report to the SEC (in each case, if such day is not a Business Day, the next succeeding Business Day), with respect to any Mortgage Loans subject to a Pass-Through Transfer, the Servicer will deliver to the Owner and each other Person entitled to receive servicing reports provided pursuant to Section 3.2(a) an Officer's Certificate for the prior calendar year, beginning with the calendar year ending December 31, 2003, in substantially the form of EXHIBIT E to this Agreement.
(c) The Servicer agrees to indemnify and hold harmless each of the Owner, each other Person entitled to receive servicing reports provided pursuant to Section 3.2(a), each Person, if any, who "controls" the Owner or such other Person within the meaning of the Securities Act of 1933, as amended, and their respective officers, directors, agents and affiliates (collectively, the "Indemnitees") against any and all losses, damages, penalties, fines, forfeitures, legal fees and related costs, judgments and any other costs, fees and expenses that the Indemnitees may sustain arising out of third party claims based on (i) the failure of the Servicer to deliver or cause to be delivered when required any Officer's Certifica...
Statements as to Compliance. The Servicer will deliver to the Owner, by March 15th of each year, beginning in 2004, an Officer’s Certificate, stating that (i) a review of the activities of the Servicer during the preceding fiscal year and of performance under this Agreement has been made under such officer’s supervision, (ii) based on such review, the Servicer has ful-filled all of its obligations under this Agreement throughout such fiscal year, or, if there has been a default in the fulfillment of any such obligation, specifying each such default known to such officer and the nature and status thereof and the actions being taken by the Servicer to cure such default, and (iii) all reports and information provided to the Owner by the Servicer, pursuant to the Servicer’s reporting requirements under the Agreement, are accurate and complete in all material respects. Copies of such statement may be provided by the Owner to any Person identified as a prospective purchaser of the Mortgage Loans.
Statements as to Compliance. The Issuer will deliver to the Indenture Trustee, no later than April 30th of each year so long as any Note is Outstanding (commencing April 30, 2016), an Officer’s Certificate stating, as to the Authorized Officer signing such Officer’s Certificate, that:
(a) a review of the activities of the Issuer during the most recently ended fiscal year (or in the case of the Officer’s Certificate to be delivered on April 30, 2016, the period from the Closing Date to December 31, 2015) and of performance under this Indenture and the Sale and Servicing Agreement has been made under such Authorized Officer’s supervision; and
(b) to the best of such Authorized Officer’s knowledge, based on such review, the Issuer has materially complied with all conditions and covenants under this Indenture and the Sale and Servicing Agreement throughout such year, or, if there has been a default in its compliance with any such condition or covenant, specifying each such default known to such Authorized Officer and the nature and status thereof.
Statements as to Compliance. The Issuer will deliver to the Indenture Trustee, within 120 days after the end of each fiscal year of the Issuer (commencing within 120 days after the end of the fiscal year 2008), an Officer’s Certificate stating, as to the Authorized Officer signing such Officer’s Certificate, that
(i) a review of the activities of the Issuer during the 12-month period ending at the end of such fiscal year (or in the case of the fiscal year ending January 31, 2008, the period from the effective date of this Master Indenture to January 31, 2008) and of performance under this Master Indenture has been made and
(ii) based on such review, the Issuer has complied with all conditions and covenants under this Master Indenture throughout such year, or, if there has been a default in the compliance of any such condition or covenant, specifying each such default and the nature and status thereof.
Statements as to Compliance. The Issuer will deliver to the Indenture Trustee, within 120 days after the end of each fiscal year of the Issuer (commencing within 120 days after the end of the fiscal year 2000), an Officer's Certificate stating, as to the Authorized Officer signing such Officer's Certificate, that
(a) a review of the activities of the Issuer during the 12-month period ending at the end of such fiscal year (or in the case of the fiscal year ending December 31, 2000, the period from the Closing Date to December 31, 2000) and of performance under this Indenture has been made under such Authorized Officer's supervisions, and
(b) to the best of such Authorized Officer's knowledge, based on such review, the Issuer has complied with all conditions and covenants under this Indenture throughout such year, or, if there has been a default in the compliance of any such condition or covenant, specifying each such default known to such Authorized Officer and the nature and status thereof.
Statements as to Compliance. The Issuer will deliver to the Subordinated Trustee for each series of Securities, within four months after the end of each fiscal year ending after the date hereof, an Officers’ Certificate (one of the signers of which shall be the chief executive officer, treasurer or finance director of the Issuer) stating whether or not, to the knowledge of such officers, after due investigation, the Issuer has complied with all conditions and covenants and fulfilled all of its obligations under this Subordinated Indenture during such year and, if such officers have obtained knowledge of any default or Event of Default, specifying all such defaults or Events of Default and the nature thereof of which such officers may have knowledge and whether any such default or Events of Default is continuing or not. For purposes of this Section, such compliance or fulfillment shall be determined without regard to any period of grace or requirement of notice provided under this Subordinated Indenture. The Issuer shall deliver to the Subordinated Trustee, as soon as possible and in any event within five days after the Issuer becomes aware of the occurrence of any Event of Default or an event which, with notice or the lapse of time or both, would constitute an Event of Default, an Officers’ Certificate setting forth the nature and status of such Event of Default.
Statements as to Compliance. The Company will deliver to the Trustee for each series of Securities, within 120 days after the end of each fiscal year, a written statement signed by the principal executive officer, principal financial officer or principal accounting officer of the Company stating that:
(1) a review of the activities of the Company during such year and of performance under this Indenture has been made under his supervision; and
(2) to the best of his knowledge, based on such review, the Company is in compliance with all conditions and covenants under this Indenture. For purposes of this Section, such compliance shall be determined without regard to any period of grace or requirement of notice provided under this Indenture.
Statements as to Compliance. The Issuer and the Parent Guarantor shall deliver to the Trustee for each series of Securities, within 120 days after the end of each fiscal year, a written statement signed by the principal executive officer, principal financial officer or principal accounting officer of the general partner of the Issuer and the principal executive officer, principal financial officer or principal accounting officer of the Parent Guarantor stating that:
(1) a review of the activities of the Issuer and the Guarantors during such year and of performance under this Indenture has been made under their supervision; and
(2) to the best of his knowledge, based on such review, the Issuer and the Guarantors are compliance with all conditions and covenants under this Indenture. For purposes of this Section 1004, such compliance shall be determined without regard to any period of grace or requirement of notice provided under this Indenture.
Statements as to Compliance. The Company will deliver to the Trustee, within 180 days after the end of each fiscal year of the Parent, a written statement signed by the principal executive officer, principal financial officer or principal accounting officer of the Parent (complying with Section 314(a)(4) of the TIA), stating that:
(a) a review of the activities of the Company and the Guarantors during such year and of performance under this Indenture has been made under his or her supervision; and
(b) to the best of his or her knowledge, based on such review, the Company and the Guarantors are in compliance with all conditions and covenants under this Indenture. For purposes of this Section 4.12, such compliance shall be determined without regard to any period of grace or requirement of notice provided under this Indenture.
Statements as to Compliance. Issuer will deliver to Indenture Trustee and the Rating Agencies, within 120 days after the end of each fiscal year of Issuer at the end of which any Notes are outstanding (commencing within 120 days after the end of the fiscal year 2002) an Officer’s Certificate stating, as to the Authorized Officer signing such Officer’s Certificate, that
(a) a review of the activities of Issuer during the 12-month period ending at the end of such fiscal year and of performance under the Indenture has been made under such Authorized Officer’s supervision;
(b) to the best of such Authorized Officer’s knowledge, based on such review, Issuer has complied with all conditions and covenants under the Indenture throughout such year, or, if there has been a default in the compliance of any such condition or covenant, specifying each such default known to such Authorized Officer and the nature and status thereof; and
(c) such Authorized Officer is the principal executive officer, principal financial officer or principal accounting officer of the Administrator.