Trade Confirmations and Account Statements Clause Samples
The 'Trade Confirmations and Account Statements' clause requires the provision of official records detailing the transactions and current status of an account. Typically, this means that after each trade, the client receives a confirmation outlining the specifics of the transaction, and at regular intervals, they are sent account statements summarizing all activity and holdings. This clause ensures transparency and accuracy in financial dealings, allowing clients to verify their trades and account balances, and helps prevent disputes or misunderstandings regarding account activity.
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Trade Confirmations and Account Statements.
40.1 Electronic Settlement/Trade Confirmations: Following the execution of a dealing Instruction for your Account, we will confirm that Transaction as soon as we reasonably can by posting a trade confirmation (“Settlement/Trade Confirmation”) on our Online Trading Facility, but failure to do so will not affect the validity of the transaction. Settlement/Trade Confirmations will normally be available instantly following the execution of the Transaction via our Online Trading Facility. Confirmations shall be deemed to be conclusive and binding on you if not objected to immediately upon receipt with such objection confirmed in writing (including e-mail or electronic mail) no later than close of business on the business day (being a day, other than a Saturday, Sunday or bank holiday, when banks are open for business) (a “Business Day”) following the day on which the Settlement/Trade Confirmation is posted on our Online Trading Facility. In the event that you believe to have entered into a Transaction, which should have produced a Settlement/Trade Confirmation or otherwise a posting on your Account, but you have not received such confirmation, you must inform us immediately when you ought to have received such confirmation. In the absence of such information, the Transaction may, at our reasonable discretion, be deemed to be non– existent.
40.2 Reports of Account Activity: We will post details of your Account activity on our Online Trading Facility and you will be able to generate daily and monthly of your Account activity as well as a report of each executed Transaction and/or Contract. Posting of Account Information (as defined below) via our Online Trading Facility will be deemed delivery of Settlement/Trade Confirmations and Account statements. Account information will include Settlement/Trade Confirmations with ticket numbers, buy and sell rates, utilized Margin available for Margin trading, statements of profits and losses, as well as current open positions, any other information required to be provided under Applicable Laws, Rules and/or Regulations and any other information we may make available (“Account Information”). We may in our absolute discretion withdraw or amend any Account Information at any time. Unless otherwise determined and stated “in the terms agreed upon by mutual consent of the Parties”, you agree that we are under no obligation to provide confirmations in hard copy or by e-mail rather than through our Online Trading Facility. By acc...
Trade Confirmations and Account Statements. Baird will send Client a trade confirmation following the execution of Client’s trade order to the extent required by applicable law unless Client provides other instructions or Client suppresses trade confirmations. If Baird provides Brokerage Services to Client, Baird will generally provide Client with a monthly Account statement when activity occurs during that month, or a quarterly statement if there has not been any intervening monthly transaction activity. Client should refer to the “Client Communications—Trade Confirmations and Account Statements” Section of Important Account Disclosures for more information.
Trade Confirmations and Account Statements. In circumstances where a Participating Customer(s) requests that IBCE send and/or provide access to all trade confirmations and account statements directly to the Advisor, the Advisor hereby agrees to ensure that the Participating Customer(s) shall promptly receive or have access to a copy of any and all trade confirmation(s) and account statement(s) that the Advisor will receive from IBCE during the course of providing investment advisory service(s)
Trade Confirmations and Account Statements. ▇▇▇▇▇ will send Client a trade confirmation following the execution of Client’s trade order to the extent required by applicable law unless Client provides other instructions or Client suppresses trade confirmations. If ▇▇▇▇▇ provides Brokerage Services to Client, ▇▇▇▇▇ will generally provide Client with a monthly Account statement when activity occurs during that month, or a quarterly statement if there has not been any intervening monthly transaction activity. Client should refer to the “Client Communications—Trade Confirmations and Account Statements” Section of Important Account Disclosures for more information.
Trade Confirmations and Account Statements. Unless otherwise directed by the fiduciaries, trade confirmations and account statements will be sent directly to you and, if requested by the fiduciaries, to the fiduciaries themselves or any other parties so directed. Certain customers receive electronic confirmations through Depository Trust Company or other institutional delivery systems in lieu of hard copy confirmations of each transaction. You should be aware that all of the terms, conditions, and disclosures set forth on such hard copy confirmations will continue to apply to each confirmation processed electronically.
Trade Confirmations and Account Statements. Unless directed otherwise, ▇▇▇▇▇▇ will not automatically send duplicate trade confirmations and account statements to the Attorney-in-Fact.
Trade Confirmations and Account Statements. Baird will send a client a trade confirmation following the execution of a client’s trade order to the extent required by applicable law unless the client provides other instructions or elects to suppress delivery of trade confirmations. If Baird provides Brokerage Services to a client, Baird will generally provide the client with a monthly account statement when activity occurs during that month. Otherwise, Baird will generally provide the client with a quarterly statement if there has not been any intervening monthly transaction activity. If a client has assets held by a third party custodian, the prices shown on the client’s account statements provided by the custodian may be different from the prices shown on statements and reports provided by Baird.
Trade Confirmations and Account Statements. In circumstances where a Participating Customer(s) requests that IBIE send and/or provide access to all trade confirmations and account statements directly to you, you hereby agree to ensure that the Participating Customer(s) shall promptly receive or have access to a copy of any and all trade confirmation(s) and account statement(s) that you will receive from IBIE during the course of providing administration and management service(s) to Participating Customers. If you cease to provide any administration and management service(s) to a Participating Customer(s), and receives any trade confirmation(s) and/or account statement(s) subsequent to the cessation of providing any administration or management service(s) to a Participating Customer(s), you shall ensure that the Participating Customer(s) receives a copy of any such trade confirmation(s) and/or account statement(s).
Trade Confirmations and Account Statements. Unless directed otherwise, Schwab will not automatically send duplicate trade confirmations and account statements to the Attorney-in-Fact.