TRADING POLICIES AND PROCEDURES Sample Clauses

The "Trading Policies and Procedures" clause defines the rules and guidelines that govern how trading activities are conducted within an organization or under a specific agreement. It typically outlines acceptable trading practices, compliance requirements, and any restrictions or approvals needed before executing trades. For example, it may specify the types of instruments that can be traded, reporting obligations, or protocols for handling conflicts of interest. The core function of this clause is to ensure orderly, compliant, and transparent trading operations, thereby reducing legal and regulatory risks.
TRADING POLICIES AND PROCEDURES. Placing of instructions
TRADING POLICIES AND PROCEDURES. You may give us instructions in electronic form through the Lirunex’ s Limited Online Trading System. If any instructions are received by you by telephone, or other medium through which we may not be able to verify your instructions, we may ask you to confirm such instructions in writing. We shall be authorized to follow instructions notwithstanding your failure to confirm them in writing. In this Agreement “instructions” and “orders” have the same meaning. Some of the types of orders the Company accepts include, but are not limited to: a. Good till Cancelled (“GTC”) - An order (other than a market order), that by its terms is effective until filled or cancelled by Client. GTC Orders are not automatically cancelled at the end of the Business Day on which they are placed.
TRADING POLICIES AND PROCEDURES. Placing of instructions Types of Orders Accepted i. Good till Cancelled (“GTC”) - An order (other than a market order), that by its terms is effective until filled or cancelled by Client. GTC Orders are not automatically canceled at the end of the Business Day on which they are placed.
TRADING POLICIES AND PROCEDURES. 10.1. Placing of instructions You may give us instructions in electronic form through the Triangleview Investments Limited Online Trading System. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing. We shall be authorized to follow instructions notwithstanding your failure to confirm them in writing. In this Agreement “instructions” and “orders” have the same meaning.
TRADING POLICIES AND PROCEDURES. 10.1 Placing of instructions (a) You may give us instructions in electronic form through the JME Financial Services (Pty) Ltd Online Trading System or orally by telephone to the JME Financial Services (Pty) Ltd Trading Desk, unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation will be recorded.
TRADING POLICIES AND PROCEDURES. Bonus – Terms and Conditions 1. ComfyFX promotes a Bonus Offer (the “Bonus” or “Offer”) to its Clients, subject to the terms and conditions contained in the present document. 2. By opening a trading account and applying for this Offer, the Client acknowledges that he has read and agreed to be bound by these terms and conditions and the ComfyFX Trading Terms and Conditions which are available on this website. 3. This Offer is available only for Clients who opened an account through the website, ComfyFX reserves the right at its discretion to discontinue offering the Bonus for any country and/or regions as it deems necessary. 4. In order to be eligible for this Offer, the Client must satisfy each of the following requirements: 4.1 the Client must act in good faith in applying for this Offer 4.2 This offer is only for Clients of ComfyFX 4.3 the Client must provide true and accurate details and information in connection with this Offer, including without limitation the Client’s telephone contact details 4.4 the Client must not be an employee or partner of ComfyFX 4.5 the Client must never have participated in Abusive Behavior (as defined in paragraph 5 below) in relation to any other offer or promotion made by ComfyFX 4.6 the Client must not be associated with any person who has participated in Abusive Behavior (as defined in paragraph 5 below) in relation to any other offer or promotion made by ComfyFX. 5. This Offer, and the retention of the Offer by the Client, is conditional on the Client complying with the ComfyFX Trading Terms and Conditions and on the Client meeting the following conditions at all times: 5.1 the Client acts in good faith in relation to this Offer 5.2 the Client does not participate in any abuse, improper conduct, or attempted abuse or improper conduct in relation to this Offer or, in either case, any previous abuse or improper conduct in relation to a previous similar Offer or promotion by the Client (together, “Abusive Behavior”). 5.3 Abusive Behavior includes but not limited to the following: 5.3.1 giving instructions on behalf of a Client without due or proper authority; New Clients: Clients who opened their first account with ComfyFX by applying for this offer ComfyFX 5.3.2 repeatedly failing to respond to an email or phone call for a period of 15 days or more; 5.3.3 the Client, by himself or acting with others, constructing a trading position or positions which have the purpose or effect of extracting the credit provided, and/or th...
TRADING POLICIES AND PROCEDURES. 10.1 Placing of instructions (a) You may give us instructions in electronic form through the FRONTIER MARKETS PTY LTD Online Trading System or orally by telephone to the FRONTIER MARKETS PTY LTD Trading Desk, unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation will be recorded. (b) Telephone orders are accepted in the sole and absolute discretion of Frontier Markets Pty Ltd. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing. We shall be authorized to follow telephone instructions notwithstanding your failure to confirm them in writing. (c) In this Agreement “instructions” and “orders” have the same meaning.
TRADING POLICIES AND PROCEDURES. 9.1 Placing of instructions You may give us instructions in electronic form through the Almahfaza Online Trading System. We shall be authorized to follow instructions notwithstanding your failure to confirm them in writing. In this Agreement “instructions” and “orders” have the same meaning.
TRADING POLICIES AND PROCEDURES. Placing of instructions Types of Orders Accepted
TRADING POLICIES AND PROCEDURES. 10.1 Placing of instructions (a) You may give us instructions in electronic form through the JME Financial Services (Pty) Ltd Online Trading System or orally by telephone to the JME Financial Services (Pty) Ltd Trading Desk, unless we tell you that instructions can only be given in a particular way. If you give instructions by telephone, your conversation will be recorded. (b) Telephone orders are accepted in the sole and absolute discretion of the Company. If any instructions are received by us by telephone, computer or other medium we may ask you to confirm such instructions in writing. We shall be authorised to follow telephone instructions notwithstanding your failure to confirm them in writing. (c) In this Agreement “instructions” and “orders” have the same meaning. 10.2