Trading Requirements Clause Samples

Trading Requirements. A. All trades must be netted (i.e., one purchase or redemption per Fund, per account). For example: a purchase for $2,000 and a redemption for $500 should be netted into one purchase for $1,500. B. All trades must be submitted in dollars. No Share trades will be accepted. C. No exchanges will be accepted, sell/buys must be requested. D. Electronic or typed trade requests must be received by Janus Services prior to 9:00 a.m.
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Trading Requirements. (a) Broker shall effect a repurchase (each a “Purchase”) of shares of Common Stock on each day on which The Nasdaq Capital Market (“Nasdaq”) is open for trading at a price not in excess of the price per share limitation set forth in Schedule A to these Instructions. (b) Broker shall purchase shares of Common Stock on the open Nasdaq market or in block purchases, subject to the (i) price per share limitation set forth in Schedule A to these Instructions, (ii) the termination provisions for these Instructions as set forth in Section 2 below, and (iii) any other limitation as set forth in these Instructions.
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Trading Requirements. A. All trades must be netted (i.e. one purchase or redemption per Fund, per account). For example: a purchase for $2,000 and a redemption for $500 should be netted into one purchase for $1,500. B. All trades must be submitted in dollars. No share trades will be accepted. C. No exchanges will be accepted, sell/buys must be requested. D. Electronic or typed trade requests must be received by Janus Services prior to 9:00 a.m. Eastern Time except that, any trade requests for any Fund sub-advised by INTECH as indicated in such Fund’s then-current Prospectus must be received by Janus Services prior to 8:00 a.m. Eastern Time.
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Trading Requirements. Subject to the volume restrictions set forth below, Broker shall from time to time during the effectiveness of this Trading Plan effect sales (each a "Sale") on the New York Stock Exchange (the "Exchange") of the shares of Common Stock to be issued to Seller (the "Bonus Shares") on or about January 1, 2002 (the "Issuance Date") pursuant to the Issuer's Amended and Restated 1996 Stock Incentive Plan and the Agreement dated as of November 21, 2001 ("the Bonus Payment Agreement") by and between Issuer and Seller in payment of a cash bonus otherwise due to Seller pursuant to Issuer's Senior Management Bonus Plan, the precise number of Bonus Shares not being determinable prior to December 31, 2001. Except as provided in the next succeeding sentence, the number of Bonus Shares to be sold, the price and the timing of any sales are to be within the sole discretion of Broker. It is understood and agreed that the number of Bonus Shares sold on the Exchange on any single trading day may not exceed the greater of 25,000 shares or fifteen percent (15%) of the average daily volume of the Common Stock traded on the Exchange over the prior ten (10) trading days; provided, however, that Broker may in its discretion enter orders to sell a lesser amount on any trading day in response to market conditions.
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Related to Trading Requirements

  • Listing Requirements No stop order or suspension of trading shall have been imposed by Nasdaq, the SEC or any other governmental or regulatory body with respect to public trading in the Common Stock. The Common Stock shall be listed on a National Exchange and shall not have been suspended, as of the Closing Date, by the SEC or the National Exchange from trading thereon nor shall suspension by the SEC or the National Exchange have been threatened, as of the Closing Date, in writing by the SEC or the National Exchange; and the Company shall have filed with Nasdaq a Notification Form: Listing of Additional Shares for the listing of the Shares and the Warrant Shares and Nasdaq shall have raised no objection to such notice and the transactions contemplated hereby.

  • Reporting Requirements The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.