Transactions in the Common Stock Sample Clauses

The 'Transactions in the Common Stock' clause defines the rules and procedures governing the buying, selling, or transferring of a company's common stock. It typically outlines who is permitted to engage in such transactions, any restrictions or conditions that apply (such as lock-up periods or required approvals), and the process for recording and reporting these transactions. By establishing clear guidelines, this clause helps prevent unauthorized transfers, ensures compliance with securities regulations, and maintains orderly management of the company's equity ownership.
Transactions in the Common Stock. Except as contemplated hereby, TSG has not sold, offered to sell, or granted any option to purchase any contract to sell any of its Common Stock during the twelve (12) month period preceding the date hereof.
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Transactions in the Common Stock. The Purchasers will not establish a short position in the Common Stock during the fifteen (15) Trading Days after receipt of a Subsequent Funding Notice and prior to the Tranche 2 Closing Date. Any existing short position may be maintained.
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Transactions in the Common Stock. Except as provided in Section 3.18, during the period from the receipt by such Purchaser of a Subsequent Financing Notice until the earlier to occur of (i) the date indicated in such Subsequent Financing Notice for the closing of the purchase and sale of the Debentures subject to the Subsequent Financing Notice (which date may not be subsequent to the 25th Trading Day after receipt by the Purchasers of such Subsequent Financing Notice) and (ii) the Closing Date relating to such Subsequent Financing Notice, each Purchaser, for itself and not for any other Purchaser, agrees that it shall not establish a short position in the Common Stock (but may maintain any short positions established prior to the beginning of such period).
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Transactions in the Common Stock. Except (i) as contemplated hereby -------------------------------- as set forth in Exhibit "B" BSG has not sold, offered to sell or granted any stock, shares or securities, of any nature whatsoever, including, without limitation, any option to purchase any stock, shares or securities, of any nature whatsoever, nor shall it hereafter sell, offer or grant any stock, shares, securities or options except as contemplated herein.
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Transactions in the Common Stock. During the period from the receipt by each Purchaser of a Subsequent Financing Notice until the earlier of (i) five (5) Trading Days following such receipt and (ii) the Series B Closing Date, such Purchaser, for itself and not for any other Purchaser, agrees that it shall not establish a short position in the Common Stock (but may maintain any short positions established prior to the beginning of such period).
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Transactions in the Common Stock. Except as contemplated hereby, -------------------------------- Primavera and N. Texas have not sold, offered to sell, or granted any option to purchase any contract to sell any of its Common Stock during the twelve (12) month period preceding the date hereof, except for the NTCB Stock Purchase Agreement date May 11, 2000.
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Related to Transactions in the Common Stock

  • TRANSACTIONS IN CAPITAL STOCK Except as set forth on Schedule 5.4, the COMPANY has not acquired any COMPANY Stock since January l, 1995. Except as set forth on Schedule 5.4, (i) no option, warrant, call, conversion right or commitment of any kind exists which obligates the COMPANY to issue any of its capital stock; (ii) the COMPANY has no obligation (contingent or otherwise) to purchase, redeem or otherwise acquire any of its equity securities or any interests therein or to pay any dividend or make any distribution in respect thereof; and (iii) neither the voting stock structure of the COMPANY nor the relative ownership of shares among any of its respective stockholders has been altered or changed in contemplation of the Merger and/or the VPI Plan of Organization. Schedule 5.4 also includes complete and accurate copies of all stock option or stock purchase plans, including a list of all outstanding options, warrants or other rights to acquire shares of the COMPANY's stock and the material terms of such outstanding options, warrants or other rights.

  • Transactions in Shares With respect to all orders Dealer places for the purchase of Shares, unless otherwise agreed, settlement shall be made with the Company within three (3) business days after acceptance of the order. If payment is not so received or made, the transaction may be cancelled. In this event or in the event that Dealer cancels the trade for any reason, Dealer shall be responsible for any loss resulting to the Funds or to Distributor from Dealer’s failure to make payments as aforesaid. Dealer shall not be entitled to any gains generated thereby. Dealer also assumes responsibility for any loss to a Fund caused by any order placed by Dealer on an “as-of” basis subsequent to the trade date for the order and will immediately pay such loss to the Fund upon notification or demand. Such orders shall be acceptable only as permitted by the Company and shall be subject to the Company’s policies pertaining thereto, which may include receipt of an executed Letter of Indemnity in a form acceptable to the Fund and/or to Distributor prior to the Company’s acceptance of any such order.

  • Registration of the Common Stock The Company agrees that as soon as practicable, but in no event later than fifteen (15) Business Days after the closing of its initial Business Combination, it shall use its best efforts to file with the Commission a registration statement for the registration, under the Securities Act, of the shares of Common Stock issuable upon exercise of the Warrants. The Company shall use its best efforts to cause the same to become effective and to maintain the effectiveness of such registration statement, and a current prospectus relating thereto, until the expiration of the Warrants in accordance with the provisions of this Agreement. If any such registration statement has not been declared effective by the 60th Business Day following the closing of the Business Combination, holders of the Warrants shall have the right, during the period beginning on the 61st Business Day after the closing of the Business Combination and ending upon such registration statement being declared effective by the Commission, and during any other period when the Company shall fail to have maintained an effective registration statement covering the shares of Common Stock issuable upon exercise of the Warrants, to exercise such Warrants on a “cashless basis,” by exchanging the Warrants (in accordance with Section 3(a)(9) of the Securities Act (or any successor rule) or another exemption) for that number of shares of Common Stock equal to the quotient obtained by dividing (x) the product of the number of shares of Common Stock underlying the Warrants, multiplied by the difference between the Warrant Price and the “Fair Market Value” (as defined below) by (y) the Fair Market Value. Solely for purposes of this subsection 7.4.1, “Fair Market Value” shall mean the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the date that notice of exercise is received by the Warrant Agent from the holder of such Warrants or its securities broker or intermediary. The date that notice of cashless exercise is received by the Warrant Agent shall be conclusively determined by the Warrant Agent. In connection with the “cashless exercise” of a Public Warrant, the Company shall, upon request, provide the Warrant Agent with an opinion of counsel for the Company (which shall be an outside law firm with securities law experience) stating that (i) the exercise of the Warrants on a cashless basis in accordance with this subsection 7.4.1 is not required to be registered under the Securities Act and (ii) the shares of Common Stock issued upon such exercise shall be freely tradable under United States federal securities laws by anyone who is not an affiliate (as such term is defined in Rule 144 under the Securities Act (or any successor statute)) of the Company and, accordingly, shall not be required to bear a restrictive legend. Except as provided in subsection 7.4.2, for the avoidance of any doubt, unless and until all of the Warrants have been exercised or have expired, the Company shall continue to be obligated to comply with its registration obligations under the first three sentences of this subsection 7.4.1.

  • Parent to Provide Common Stock Promptly after the Effective Time, Parent shall make available to the Exchange Agent for exchange in accordance with this Article I, the shares of Parent Common Stock issuable pursuant to Section 1.6 in exchange for outstanding shares of Company Common Stock, and cash in an amount sufficient for payment in lieu of fractional shares pursuant to Section 1.6(f) and any dividends or distributions to which holders of shares of Company Common Stock may be entitled pursuant to Section 1.7(d).

  • Authorization of the Common Stock The Placement Shares, when issued and delivered, will be duly authorized for issuance and sale pursuant to this Agreement and, when issued and delivered by the Company against payment therefor pursuant to this Agreement, will be duly authorized, validly issued, fully paid and nonassessable.