Transfer Agent and Warrant Agent Clause Samples
The 'Transfer Agent and Warrant Agent' clause designates the entities responsible for maintaining records of security ownership and handling the issuance, transfer, and exercise of warrants. In practice, this clause identifies the specific organizations or institutions that will act as the official record-keepers for shares and warrants, ensuring that all transactions are properly documented and processed. By clearly assigning these roles, the clause helps prevent disputes over ownership and streamlines the administration of securities, thereby ensuring accuracy and efficiency in managing the company's equity and warrant instruments.
Transfer Agent and Warrant Agent. The Company will maintain a transfer agent and, if necessary under the jurisdiction of incorporation of the Company, a registrar for the Common Stock, and shall comply with the provisions of the Warrant Agreement with respect to the appointment and maintenance of a Warrant Agent for the Warrants.
Transfer Agent and Warrant Agent. For a period of five years following the Effective Date or until the Termination Date or such earlier time upon which the Company is required to be liquidated, the Company shall retain a transfer agent and warrant agent reasonably acceptable to the Representative. Odyssey is acceptable to the Representative and the Underwriters.
Transfer Agent and Warrant Agent. The Company will maintain, at its expense, a registrar and transfer agent for the shares of Common Stock and a warrant agent for the Purchase Warrants and Pre-Funded Warrants.
Transfer Agent and Warrant Agent. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent and Warrant Agent or a depositary and warrant agent reasonably acceptable to the Representative.
Transfer Agent and Warrant Agent. The Unit Agent shall furnish the Company, the Transfer Agent or the Warrant Agent promptly when requested with a list of registered holders of Units for the purpose of mailing any notice or communication to the holders of the Senior PIK Preferred Stock or Warrants and at such other times as may be reasonably requested.
Transfer Agent and Warrant Agent. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent and Warrant Agent or a depositary and warrant agent reasonably acceptable to the Representatives.
Transfer Agent and Warrant Agent. The Transfer Agent at its principal office in Toronto, Ontario has been duly appointed as the registrar and transfer agent in respect of the Common Shares, and TMX Trust Company at its principal office in Toronto, Ontario has been duly appointed as the warrant agent under the Warrant Indentures.
Transfer Agent and Warrant Agent. The Company shall engage and maintain, at its expense, a registrar and transfer agent for the Common Shares and a registrar and warrant agent for the Warrants, both in Canada and the United States.
Transfer Agent and Warrant Agent. TSX Trust Company at its principal office in Toronto, Ontario has been duly appointed as the registrar and transfer agent in respect of the Common Shares, and the Warrant Agent, at its principal office in Toronto, Ontario, has been duly appointed as the warrant agent in respect of the Warrants;
Transfer Agent and Warrant Agent. At least five (5) Business Days prior to the Closing, the Company shall appoint, and enter into an agreement with, Continental to act as (i) the transfer agent for the Company Ordinary Shares issuable hereunder, and (ii) the warrant agent for the Company Warrants issuable hereunder, including, in each instance, for the purpose of exchanging, upon the terms and subject to the conditions set forth in this Agreement, the Moringa Securities for the consideration issuable in accordance with this Section 1.7 upon the consummation of the Merger (the “Merger Consideration”). At least two (2) Business Days prior to the Closing, the Company shall direct Continental to, at the Effective Time, record the issuance on the stock records of the Company of the number of Company Ordinary Shares and Company Warrants issuable hereunder. All Company Ordinary Shares and Company Warrants will be issued in book entry form. In this connection, prior to the Closing, the Company shall take all corporate action necessary to reserve for future issuance, and shall maintain such reservation for so long as any of the Company Warrants remain outstanding, a sufficient number of Company Ordinary Shares for delivery upon the exercise of such Company Warrants and shall enter into the Warrant Agreement Amendment between the Company, Moringa and Continental, pursuant to which the Company assumes the obligations of Moringa with respect to the Warrants and Continental agrees to serve as warrant agent for the Company Warrants and the terms of the warrants are amended to refer to the Company Ordinary Shares in lieu of Moringa Ordinary Shares.