Your Interest in the Registrable Securities Clause Samples

The "Your Interest in the Registrable Securities" clause defines and clarifies the rights and ownership interests that a party holds in securities that are eligible for registration under the agreement. It typically specifies the type and amount of securities covered, such as shares or options, and may outline any restrictions or conditions attached to these interests. By clearly establishing the scope of the party's interest in the registrable securities, this clause ensures transparency and helps prevent disputes over ownership or rights to registration in the future.
Your Interest in the Registrable Securities. (a) State the type of Registrable Securities (Debentures or Common Stock) and the principal amount or number of such Registrable Securities beneficially owned by you. Check any of the following that applies to you. [ ] I own Debentures: Principal amount and CUSIP No. of the Debentures beneficially owned: ________________________________________________________________ CUSIP No(s): ___________________________________________________ [ ] I own shares of Common Stock that were issued upon conversion of the Debentures: Number of shares and CUSIP No. of the Common Stock beneficially owned: ____________________________________________ CUSIP No(s):____________________________________________________ (b) Other than as set forth in your response to Item 3(a) above, do you beneficially own any other securities of Impax? [ ] No (c) If your answer to Item 3(b) above is yes, state the type, the aggregate amount and CUSIP No. of such other securities of Impax beneficially owned by you: Type: __________________________________________________________ Aggregate amount: ______________________________________________ CUSIP No.: _____________________________________________________ (d) Did you acquire the securities listed in Item 3(a) above in the ordinary course of business? [ ] No (e) At the time of your purchase of the securities listed in Item 3(a) above, did you have any agreements or understandings, directly or indirectly, with any person to distribute the securities? [ ] Yes [ ] No (f) If your response to Item 3(e) above is yes, please describe such agreements or understandings:
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Your Interest in the Registrable Securities. (a) State the number of such Registrable Securities beneficially owned by you. Common stock: Warrants: (b) Other than as set forth in your response to Item 1(a) above, do you beneficially own any other securities of the Company? ¨ Yes ¨ No (c) If your answer to Item 1(b) above is yes, state the type, the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.: (d) Did you acquire the securities listed in Item 1(a) above in the ordinary course of business? ¨ Yes ¨ No (e) At the time of your purchase of the securities listed in Item 1(a) above, did you have any agreements or understandings, directly or indirectly, with any person to distribute the securities? ¨ Yes ¨ No (f) If your response to Item 1(e) above is yes, please describe such agreements or understandings:
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Your Interest in the Registrable Securities. (a) In the table below, state the type and amount of Registrable Securities beneficially owned by you. Type of Security Number of Shares Type of Ownership (direct, or indirect through trust, partnership, etc.) (b) Other than as set forth in your response to Item 3(a) above, do you beneficially own any other securities of the Company? Yes. No. (c) If your answer to Item 3(b) above is yes, state the type and the aggregate amount of such other securities of the Company beneficially owned by you. Type: Aggregate amount: (d) If your response to Item 1(d) is yes, did you acquire the securities listed in Item 3(a) above in the ordinary course of business? Yes. No. (e) If your response to Item 1(d) is yes, at the time of your acquisition of the securities listed in Item 3(a) above, did you have any agreements or understandings, direct or indirect, with any person to distribute the securities? Yes. No. (f) If your response to Item 3(e) above is yes, please describe such agreements or understandings: Note: If you are an affiliate of a broker-dealer and did not acquire your Registrable Securities in the ordinary course of business or at the time of acquisition had any agreements or understandings, direct or indirect, with any person to distribute the securities, the Company may be required to identify you as an underwriter in the Shelf Registration Statement and related Prospectus. (g) Is any of the Registrable Securities subject to a pledge? If so, please describe. Yes. No.
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Your Interest in the Registrable Securities. (a) State the type and amount of Registrable Securities beneficially owned by you: State the CUSIP No(s). of such Registrable Securities beneficially owned by you: (b) Other than as set forth in your response to Item 3(a) above, do you beneficially own any other securities of the Company? ☐ Yes. ☐ No. (c) If your answer to Item 3(b) above is yes, state the type, the aggregate amount and CUSIP No. of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.: (d) Did you acquire the securities listed in Item 3(a) above in the ordinary course of business? ☐ Yes. ☐ No. (e) At the time of your purchase of the securities listed in Item 3(a) above, did you have any agreements or understandings, direct or indirect, with any person to distribute the securities? ☐ Yes. ☐ No. (f) If your response to Item 3(e) above is yes, please describe such agreements or understandings:
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Your Interest in the Registrable Securities. (a) State the type of Registrable Securities (Debentures or Common Stock) and the principal amount or number of such Registrable Securities beneficially owned by you. Check any of the following that applies to you. [ ] I own Debentures: Principal amount and CUSIP No. of the Debentures beneficially owned: CUSIP No(s): [ ] I own shares of Common Stock that were issued upon conversion of the Debentures: Number of shares and CUSIP No. of the Common Stock beneficially owned: CUSIP No(s): (b) Other than as set forth in your response to Item 3(a) above, do you beneficially own any other securities of Impax? [ ] Yes [ ] No (c) If your answer to Item 3(b) above is yes, state the type, the aggregate amount and CUSIP No. of such other securities of Impax beneficially owned by you: Type: Aggregate amount: CUSIP No.: (d) Did you acquire the securities listed in Item 3(a) above in the ordinary course of business? [ ] Yes [ ] No (e) At the time of your purchase of the securities listed in Item 3(a) above, did you have any agreements or understandings, directly or indirectly, with any person to distribute the securities? [ ] Yes [ ] No (f) If your response to Item 3(e) above is yes, please describe such agreements or understandings:
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Your Interest in the Registrable Securities. (a) State the type and amount of Registrable Securities beneficially owned by you: ________________________________________________________________________________________________________________________ State the CUSIP No(s). of such Registrable Securities beneficially owned by you: ________________________________________________________________________________________________________________________ (b) Other than as set forth in your response to Item 3(a) above, do you beneficially own any other securities of the Company? ☐ Yes. ☐ No. (c) If your answer to Item 3(b) above is yes, state the type, the aggregate amount and CUSIP No. of such other securities of the Company beneficially owned by you: Type: ___________________________________________________________________________________________ Aggregate Amount: ___________________________________________________________________________________________ CUSIP NO. ___________________________________________________________________________________________ ☐ Yes. ☐ No.
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Related to Your Interest in the Registrable Securities

  • Registration of Registrable Securities The Company will file with the Commission, within 30 days following the date hereof, a Registration Statement on Form S-3 (the "Registration Statement") to register the resale of the Common Shares issuable upon the exercise of the Warrants. The Company will use its best efforts to cause the Registration Statement to become effective within (i) 90 days of the Date hereof, (ii) ten (10) days following the receipt of a "No Review" or similar letter from the Commission or (iii) the first day following the day the Commission determines the Registration Statement eligible to be declared effective (the "Required Effectiveness Date"). Nothing contained herein shall be deemed to limit the number of Registrable Securities to be registered by the Company hereunder. As a result, should the Registration Statement not relate to the maximum number of Registrable Securities acquired by (or potentially acquirable by) the holders thereof upon conversion of the Preferred Stock, or exercise of the Common Stock Purchase Warrants described in Section 1 above, the Company shall be required to promptly file a separate registration statement (utilizing Rule 462 promulgated under the Exchange Act, where applicable) relating to such Registrable Securities which then remain unregistered. The provisions of this Agreement shall relate to any such separate registration statement as if it were an amendment to the Registration Statement.

  • Allocation of Registrable Securities The initial number of Registrable Securities included in any Registration Statement and any increase in the number of Registrable Securities included therein shall be allocated pro rata among the Investors based on the number of Registrable Securities held by each Investor at the time such Registration Statement covering such initial number of Registrable Securities or increase thereof is declared effective by the SEC. In the event that an Investor sells or otherwise transfers any of such Investor’s Registrable Securities, each transferee or assignee (as the case may be) that becomes an Investor shall be allocated a pro rata portion of the then-remaining number of Registrable Securities included in such Registration Statement for such transferor or assignee (as the case may be). Any shares of Common Stock included in a Registration Statement and which remain allocated to any Person which ceases to hold any Registrable Securities covered by such Registration Statement shall be allocated to the remaining Investors, pro rata based on the number of Registrable Securities then held by such Investors which are covered by such Registration Statement.

  • Right to Include Registrable Securities If Echo at any time following the commencement of the Second Echo Sale Window proposes to register any of its equity securities under the Securities Act by registration on Form S-1 or Form S-3, or any successor or similar form(s) (except registrations (i) pursuant to Section 2.1, (ii) solely for registration of equity securities in connection with an employee benefit plan or dividend reinvestment plan on Form S-8 or any successor form thereto or (iii) in connection with any acquisition or merger on Form S-4 or any successor form thereto), whether or not for sale for its own account, it will each such time give prompt written notice to each of the Holders of its intention to do so (an “Incidental Registration Notice”) and such notice shall offer the Holders of Registrable Securities the opportunity to register under such registration statement such number of Registrable Securities as each such Holder may request in writing. Upon the written request of any such Holders (which request shall specify the maximum number of Registrable Securities intended to be registered by such Holder), made as promptly as practicable and in any event within three (3) Business Days after the receipt of any such notice, Echo shall include in such registration under the Securities Act all Registrable Securities which Echo has been so requested to register by each Holder (subject to Section 2.2(c)); provided, however, that if, at any time after giving written notice of its intention to register any equity securities and prior to the effective date of the registration statement filed in connection with such registration, Echo shall determine pursuant to a Board Resolution not to register or to delay registration of such equity securities, the Company and Echo shall give written notice of such determination and its reasons therefor to the Holders and (i) in the case of a determination not to register, Echo shall be relieved of its obligation to register any Registrable Securities in connection with such registration (but the Company shall not be relieved from any obligation to pay the Registration Expenses in connection therewith as provided for in Section 2.2(d)) and (ii) in the case of a determination to delay registering, shall be permitted to delay registering any Registrable Securities for the same period as the delay in registering such other securities and, in the case of each of (i) and (ii) directly above, without prejudice to the rights of the Holders to request that such registration be effected as a registration under Section 2.1. No registration effected under this Section 2.2 shall relieve Echo of its obligation to effect any registration upon request under Section 2.1.

  • Aggregation of Registrable Securities All Registrable Securities held or acquired by Persons who are Affiliates of one another shall be aggregated together for the purpose of determining the availability of any rights under this Agreement.

  • Registrable Securities As used herein the term "Registrable Security" means the Securities until (i) the Registration Statement has been declared effective by the Commission, and all Securities have been disposed of pursuant to the Registration Statement, (ii) all Securities have been sold under circumstances under which all of the applicable conditions of Rule 144 (or any similar provision then in force) under the Securities Act ("Rule 144") are met, (iii) all Securities have been otherwise transferred to holders who may trade such Securities without restriction under the Securities Act, and the Company has delivered a new certificate or other evidence of ownership for such Securities not bearing a restrictive legend or (iv) such time as, in the opinion of counsel to the Company, all Securities may be sold without any time, volume or manner limitations pursuant to Rule 144(k) (or any similar provision then in effect) under the Securities Act. The term "Registrable Securities" means any and/or all of the securities falling within the foregoing definition of a "Registrable Security." In the event of any merger, reorganization, consolidation, recapitalization or other change in corporate structure affecting the Common Stock, such adjustment shall be deemed to be made in the definition of "Registrable Security" as is appropriate in order to prevent any dilution or enlargement of the rights granted pursuant to this Agreement.