DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • March 14th, 2022
A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect AUGUST 12, 2021. The below constitutes a summary of such DCRA:
DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • August 12th, 2021
A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect AUGUST 12, 2021. The below constitutes a summary of such DCRA: