Disciplinary Complaint Resolution Agreement Sample Contracts

AMENDED AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • July 5th, 2022

An Amended Amended Disciplinary Complaint Resolution Agreement (“AADCRA”) was executed between the Registrant and the College, dated with effect June 30, 2022. The below constitutes a summary of such AADCRA:

AMENDED AMENDED AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • January 31st, 2025

An Amended Amended Amended Disciplinary Complaint Resolution Agreement (“AAADCRA”) was executed between the Registrant and the College, dated with effect January 31, 2025. The below constitutes a summary of such AAADCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • April 7th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and the College, dated with effect MARCH 29, 2022. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect MAY 21, 2021. The below constitutes a summary of such DCRA:

AMENDED AMENDED AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • April 9th, 2024

An Amended Amended Amended Disciplinary Complaint Resolution Agreement (“AAADCRA”) was executed between the Registrant and the College, dated with effect April 9, 2024. The below constitutes a summary of such AAADCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • July 26th, 2023

An Amended Disciplinary Complaint Resolution Agreement (“ADCRA”) was executed between the Registrant and the College, dated with effect July 26, 2023. The below constitutes a summary of such ADCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect JANUARY 11, 2022. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect APRIL 28, 2021. The below constitutes a summary of such DCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect JANUARY 25, 2022. The below constitutes a summary of such DCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 18th, 2024

An Amended Disciplinary Complaint Resolution Agreement (“ADCRA”) was executed between the Registrant and the College, dated with effect March 13, 2024. The below constitutes a summary of such ADCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect AUGUST 12, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect July 21, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect JULY 12, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 14th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect MAY 6, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • May 18th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect May 16, 2022. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • July 30th, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect JULY 27, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • August 31st, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect August 30, 2023. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • August 8th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect August 4, 2022. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 7th, 2024

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect March 6, 2024. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 2nd, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect February 27, 2023. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • January 19th, 2024

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect January 19, 2024. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • January 29th, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect January 26, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • October 23rd, 2020

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect October 21, 2020. The below constitutes a summary of such DCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • February 13th, 2021

An Amended Disciplinary Complaint Resolution Agreement (“ADCRA”) was executed between the Regulated Member and CARNA, dated with effect February 11, 2021. The below constitutes a summary of such ADCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • September 25th, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect September 25, 2023. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • July 21st, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect JULY 19, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • May 2nd, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect April 26, 2023. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • August 23rd, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect August 21, 2023. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • March 9th, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect March 9, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • May 17th, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect May 11, 2023. The below constitutes a summary of such DCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • June 20th, 2025

An Amended Disciplinary Complaint Resolution Agreement (“ADCRA”) was executed between the Registrant and the College, dated with effect June 18, 2025. The below constitutes a summary of such ADCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • October 13th, 2021

An Amended Disciplinary Complaint Resolution Agreement (“ADCRA”) was executed between the Registrant and CARNA, dated with effect October 8, 2021. The below constitutes a summary of such ADCRA:

AMENDED DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • May 13th, 2021

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect May 7, 2021. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • April 7th, 2022

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect APRIL 4, 2022. The below constitutes a summary of such DCRA:

DISCIPLINARY COMPLAINT RESOLUTION AGREEMENT
Disciplinary Complaint Resolution Agreement • October 20th, 2023

A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and the College, dated with effect October 19, 2023. The below constitutes a summary of such DCRA: