0001999371-24-015918 Sample Contracts
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 30th, 2024 • Thornburg ETF Trust
THIS AGREEMENT is made as of the 20th day of December, 2024, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Congress Street, Boston, Massachusetts 02114 (“State Street” or the “Transfer Agent”), and THORNBURG ETF TRUST, a Massachusetts business trust having its principal office and place of business at 2300 North Ridgetop Road, Santa Fe, NM 87506 (the “Trust”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2024 • Thornburg ETF Trust • New York
THIS AGREEMENT is made as of December 13, 2024, between Thornburg ETF Trust, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
THORNBURG ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 30th, 2024 • Thornburg ETF Trust • New York
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Thornburg ETF Trust (the “Trust”) is an open-end management investment company organized as a Massachusetts business trust and consists of separate series (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. Each Fund is an open-end management investment company and a series of the Trust. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares and Creation Units (as defined bel
FOURTH AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 30th, 2024 • Thornburg ETF Trust
This Fourth Amendment, made as of December 20, 2024 (the “Amendment”), to that certain Master Custodian Agreement, dated as of April 12, 2018 and effective January 1, 2018, as amended (the “Agreement”), by and between each management investment company identified on Appendix A attached hereto and each management investment company which becomes a party to the Agreement in accordance with the terms thereof (in each case, a “Fund”), including, if applicable, each series of a Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms thereof, and State Street Bank and Trust Company, a Massachusetts trust company (the, “Custodian”, collectively with the Funds, the “Parties”, and each a “Party”).
FOURTH AMENDMENT TO FUND ACCOUNTING AND SUPPORT SERVICES AGREEMENTFund Accounting and Support Services Agreement • December 30th, 2024 • Thornburg ETF Trust
This Fourth Amendment, made as of December 20, 2024 (the “Amendment”), to that certain Fund Accounting and Support Services Agreement, dated as of April 12, 2018 and effective as of January 1, 2018, as amended (the “Agreement”), by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), Thornburg Investment Trust, a Massachusetts business trust (the “Original Fund”), and Thornburg ETF Trust, a Massachusetts business trust (the “New Fund”, and together with the Original Fund, the “Funds”, and each a “Fund”, and collectively with State Street, the “Parties”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement.
THORNBURG ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 30th, 2024 • Thornburg ETF Trust • New Mexico
This INVESTMENT ADVISORY AGREEMENT, dated and effective as of December 19, 2024 (the “Agreement”), is between Thornburg ETF Trust (the “Trust”), a Massachusetts business trust, on behalf of each of its series listed on Schedule A hereto (each, a “Fund” and, collectively, the “Funds”), and Thornburg Investment Management, Inc., a Delaware corporation (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 30th, 2024 • Thornburg ETF Trust
Thornburg ETF Trust (the “Trust”), a Massachusetts business trust, and Thornburg Investment Management, Inc. (“Thornburg”), hereby agree as follows: