Clearing Services Agreement Sample Contracts
ContractClearing Services Agreement • March 1st, 2007 • Chicago Mercantile Exchange Holdings Inc • Security & commodity brokers, dealers, exchanges & services • Illinois
Portions of this exhibit have been omitted pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. The omissions have been [**], and the omitted text has been filed separately with the Securities and Exchange Commission.
Confidential Treatment Requested by CBOT Holding, Inc. CLEARING SERVICES AGREEMENT EFFECTIVE THE 16th DAY OF APRIL 2003Clearing Services Agreement • November 10th, 2004 • Cbot Holdings Inc • Security & commodity brokers, dealers, exchanges & services • Illinois
Immediately following the Effective Date, each Party will identify individuals to participate in the following review teams, each of which will review matters assigned to it and develop any related elements of the Plan. Where a team is assigned to identify interface requirements or other technical requirements, the team shall produce at least a high-level functional specifications document. The Parties agree that the project review teams shall complete the process of fully defining requirements for each aspect of the project described below by May 16, 2003, meaning that the teams will have decided how to resolve any open issues and have documented and circulated their assigned elements of the Plan, including any functional specifications documents.
Dated: October 2003 THE INTERNATIONAL PETROLEUM EXCHANGE OF LONDON LIMITED and THE LONDON CLEARING HOUSE LIMITED Clearing Services AgreementClearing Services Agreement • October 14th, 2005 • Intercontinentalexchange Inc • Security & commodity brokers, dealers, exchanges & services
Certain information in this agreement has been omitted and filed separately with the Commission. Confidential treatment has been requested with respect to the omitted portions.
Re: Assignment, Assumption and Amendment to Clearing Services AgreementClearing Services Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services
This assignment, assumption and amendment (this “Amendment”) is pursuant to Section 3(b) of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.
RECITALS:Clearing Services Agreement • May 16th, 2003 • Cbot Holdings Inc • Security & commodity brokers, dealers, exchanges & services • Illinois
Re: Amendment to Clearing Services AgreementClearing Services Agreement • June 10th, 2024 • BGC Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Reference is made to that certain Clearing Services Agreement (the “Agreement”), dated May 9, 2006, by and between Cantor Fitzgerald & Co. (“CF&Co.”) and BGC Financial, Inc. (n/k/a BGC Financial, L.P.) (“BGC”), which has been amended from time to time (the “Prior Amendments”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Agreement. This amendment (this “Amendment”) is pursuant to Section XI.B of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.
CLEARING SERVICES AGREEMENTClearing Services Agreement • June 17th, 2022
Whereas, BSE INTERNATIONAL LLC (“BSE”) offers to work with full cooperation of BENEFICIARY to execute the CLEARING clause of HOWSE IBOE on behalf of BENEFICIARY;
CLEARING SERVICES AGREEMENT NoClearing Services Agreement • October 14th, 2020
Joint-stock company “RTS Clearing Center” (hereinafter the Clearing Center) represented by __________________ acting on the basis of ________________________________________, and ______________________________________ (hereinafter the Clearing Participant) represented by _____________________ acting on the basis of _______________________ hereinafter individually referred to as a “Party” and together referred to as the “Parties” have signed the present Agreement (hereinafter the Agreement) to the following effect:
CANTOR FITZGERALD & CO. CLEARING SERVICES AGREEMENTClearing Services Agreement • November 10th, 2008 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
AGREEMENT made in New York, New York on the 9th day of May 2006, by and between Cantor Clearing Services, a division of Cantor Fitzgerald & Co., (“CCS”) a New York general partnership, having its principal office at 110 East 59th Street, New York, NY 10022, and BGC Financial Inc. (“BROKER”), a New York corporation having its principal office at 199 Water Street, New York, NY 10036.
SECOND AMENDMENT TO CLEARING SERVICES AGREEMENTClearing Services Agreement • August 10th, 2020 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services
This Second Amendment to the Clearing Services Agreement (the “Amendment”), dated as of August 16, 2010, refers to that Clearing Services Agreement (“Agreement”) between Cantor Fitzgerald & Co. (“Cantor”) and BGC Financial, L.P. (f.k.a. BGC Financial Inc.) (“BROKER”) dated May 9, 2006 and amended on November 7, 2008.
TRADING THE CATTLE AND HOG CRUSH SPREADSClearing Services Agreement • December 17th, 2003
Chicago Mercantile Exchange Inc. (CME) and the Chicago Board of Trade (CBOT) have signed a definitive agreement for CME to provide clearing and related services for all CBOT products. Under the CME/CBOT Common Clearing Link, clearing services are expected to begin, pending regulatory approval, no later than January 2, 2004.
Re: Amendment to Clearing Services AgreementClearing Services Agreement • August 10th, 2020 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services
Reference is made to that certain Clearing Services Agreement (the “Agreement”), dated May 9, 2006, by and between Cantor Fitzgerald & Co. (“CF&Co.”) and BGC Financial, Inc. (n/k/a BGC Financial, L.P.) (“BGC”), which has been amended from time to time (the “Prior Amendments”). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Agreement. This amendment (this “Amendment”) is pursuant to Section XI.B of the Agreement. To the extent there is a conflict between this Amendment and the Agreement or this Amendment and the Prior Amendments, in all cases, this Amendment shall control.
AMENDMENT TO CLEARING SERVICES AGREEMENTClearing Services Agreement • May 5th, 2004 • Chicago Mercantile Exchange Holdings Inc • Security & commodity brokers, dealers, exchanges & services
This Amendment to Clearing Services Agreement (the “Amendment”) is entered into as of March 1, 2004, by and between Chicago Mercantile Exchange Inc. (“CME”), a business corporation organized under the laws of the State of Delaware and having its principal office situated at 30 South Wacker Drive, Chicago, Illinois 60606, and The Board of Trade of The City of Chicago, Inc. (“CBOT”), a non share corporation organized under the laws of the State of Delaware and having its principal office situated at 141 W. Jackson Blvd., Chicago, Illinois 60604.
AGREEMENTClearing Services Agreement • November 10th, 2008 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This AGREEMENT is made and entered into as of November 5, 2008, among BGC Partners, Inc., a Delaware corporation (“BGCP”), on behalf of itself and its direct and indirect, current and future, subsidiaries (collectively, “BGC”) and CANTOR FITZGERALD, L.P., a Delaware limited partnership (“CFLP”), on behalf of itself and its direct and indirect, current and future, subsidiaries and affiliates, other than BGC (collectively, “Cantor”).
CLEARING SERVICES AGREEMENT NoClearing Services Agreement • November 23rd, 2020
Joint-stock company “RTS Clearing Center” (hereinafter the Clearing Center) represented by __________________ acting on the basis of ________________________________________, and ______________________________________ (hereinafter the Clearing Participant) represented by _____________________ acting on the basis of _______________________ hereinafter individually referred to as a “Party” and together referred to as the “Parties” have signed the present Agreement (hereinafter the Agreement) to the following effect:
Confidential Treatment Requested by CBOT Holdings, Inc. AMENDMENT TO CLEARING SERVICES AGREEMENTClearing Services Agreement • June 17th, 2004 • Cbot Holdings Inc • Security & commodity brokers, dealers, exchanges & services
This Amendment to Clearing Services Agreement (the “Amendment”) is entered into as of March 1, 2004, by and between Chicago Mercantile Exchange Inc. (“CME”), a business corporation organized under the laws of the State of Delaware and having its principal office situated at 30 South Wacker Drive, Chicago, Illinois 60606, and The Board of Trade of The City of Chicago, Inc. (“CBOT”), a non share corporation organized under the laws of the State of Delaware and having its principal office situated at 141 W. Jackson Blvd., Chicago, Illinois 60604.
A G R E E M E N TClearing Services Agreement • September 1st, 2015
This Agreement is concluded between Kazakhstan Stock Exchange JSC, hereinafter referred to as the "Exchange", and a member of the Exchange who filed an application for the conclusion of this Agreement and hereinafter referred to as the "Clearing participant". Further, the parties of this Agreement are collectively referred to as the Parties and individually as a Party.
Cantor Fitzgerald & Co.Clearing Services Agreement • November 10th, 2008 • BGC Partners, Inc. • Security & commodity brokers, dealers, exchanges & services
ContractClearing Services Agreement • November 1st, 2018
CLEARING SERVICES AGREEMENT №___ _____ ____________2018 “______________” Limited Liability Company (hereinafter - the Clearing Center), represented by the Director ______________, acting under the Charter, on the one hand and “__________” Limited Liability Company, hereinafter referred to as "Clearing Participant" , represented by __________________, the Director General, acting under the Charter, hereinafter jointly referred to as the Parties and individually - the Party, have concluded this Agreement (hereinafter - Agreement) on the following basis: Article 1. The Subject of the contract 1.1. Clearing Center shall provide clearing services to Clearing Participant under the provisions of this Agreement and the Rules of the implementation of the Clearing Center (hereinafter - Rules), as well as provide to Clearing Participant with other services specified by Rules. Article 2 General provisions, rights and obligations of parties 2.1. The rights and obligations of the Parties in
CLEARING SERVICES AGREEMENT NoClearing Services Agreement • October 22nd, 2020
Joint-stock company “RTS Clearing Center” (hereinafter the Clearing Center) represented by __________________ acting on the basis of ________________________________________, and ______________________________________ (hereinafter the Clearing Participant) represented by _____________________ acting on the basis of _______________________ hereinafter individually referred to as a “Party” and together referred to as the “Parties” have signed the present Agreement (hereinafter the Agreement) to the following effect: