Custodian and Transfer Agent Agreement Sample Contracts
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 27th, 2023 • Fpa Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between FPA Funds Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 30th, 2024 • Exchange Place Advisors Trust • New York
THIS AGREEMENT (this Agreement), dated as of December 17, 2024, between EXCHANGE PLACE ADVISORS TRUST, an open-end management investment company organized as a Delaware statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”) (the “Fund”), for itself and on behalf of each of its series, separately and not jointly, listed on Annex A to this Agreement, as amended from time to time (each a “Portfolio” and collectively the “Portfolios”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund for itself and/or the respective Portfolio(s), as the context requires.
AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 8th, 2016 • Pointbreak ETF Trust • New York
THIS AMENDED AND RESTATED AGREEMENT, dated as of December 14, 2015, between Pointbreak ETF Trust (the Trust, including its separate series, the Funds), a management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission (SEC) under the Investment Company Act of 1940 (the 1940 Act), on behalf of its Funds listed on Exhibit A and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • January 22nd, 2018 • Metaurus Equity Component Trust • Investors, nec • New York
This Agreement, dated as of January 8, 2018, between METAURUS EQUITY COMPONENT TRUST, a statutory trust organized under the laws of the State of Delaware (the “Fund”), on behalf of each series listed on Appendix A to this Agreement as it may be amended from time to time, severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, “TA”). The terms of this Agreement shall apply separately and respectively to each Portfolio, and each reference to the “Fund” herein shall mean the Fund on behalf of each Portfolio.
AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 27th, 2024 • Exchange Traded Concepts Trust • New York
THIS AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENT (this Agreement), is dated as of August 1, 2024, between EXCHANGE TRADED CONCEPTS TRUST (f/k/a FaithShares Trust) (the Fund, including its separate series listed on Appendix A hereto, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • April 17th, 2023 • Northern Lights Fund Trust Ii
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of March 30, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND Trust II (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, for itself and on behalf of each of its Portfolios listed on Schedule I to the Agreement (as defined below).
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • July 25th, 2025 • SEI Exchange Traded Funds
THIS AMENDMENT to the custodian agreement is made as of March 25, 2025 (the “Amendment”) between SEI Exchange Traded Funds, (acting on behalf of each of its separate scries listed in Schedule A attached hereto (the “Portfolios” and collectively, the “Fund”)) an open-end management investment company organized under the laws of the Stale of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act) and Brown Brothers Harriman & Co., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, the “TA”). SEI Investments Management Corporation (the “Adviser”), a Delaware corporation, the investment adviser to the Trust, is a party hereto with respect to Section 15 only.
SECOND AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • November 29th, 2021 • Unified Series Trust
THIS SECOND AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of August 17, 2021 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
THIRD AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 14th, 2022 • Unified Series Trust
THIS THIRD AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of March 1, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 9th, 2022 • Arrow Investments Trust
WHEREAS, BBH&Co. and the Fund entered into a Custodian and Transfer Agent Agreement, dated as of October 1, 2014 (as amended, modified and/or supplemented to date, the “Agreement;” all capitalized terms used but not defined herein shall have the meanings set forth in the Agreement); and
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 28th, 2025 • Zacks Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of July 22, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&CO.”), and ZACK TRUST, a Delaware statutory trust (the “Fund”), on behalf of each Portfolio listed on Appendix A to the Agreement.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 5th, 2023 • Advisors' Inner Circle Fund II
This Amendment TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of November 17, 2023 by and between THE ADVISORS’ INNER CIRCLE FUND II, (the Fund, including on behalf of each of its separate series listed on Exhibit A thereto), a management investment company organized as a Massachusetts business trust under the laws of the Commonwealth of Massachusetts and registered with the Commission under the Investment Company Act of 1940, and BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York ("BBH&Co."). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement (defined below).
EIGHTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 29th, 2024 • Unified Series Trust
THIS EIGHTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of May 21, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Fund) to the Agreement (as defined below).
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 31st, 2024 • Capitol Series Trust
This Amendment TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of November 28, 2023 by and between CAPITOL SERIES TRUST, (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement (defined below), and BROWN BROTHERS HARRIMAN & CO. ("BBH&Co.").
FOURTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 17th, 2022 • Unified Series Trust
THIS FOURTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of May 1, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 6th, 2025 • Exchange Traded Concepts Trust
This Amendment TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of May 2, 2025 by and between EXCHANGE TRADED CONCEPTS TRUST (the Fund, including its separate series listed on Appendix A thereto, the Portfolios) and BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, “TA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 17th, 2024 • Northern Lights Fund Trust Ii
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of April 11, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND Trust II (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, for itself and on behalf of each of its Portfolios listed on Schedule I to the Agreement (as defined below).
FIRST AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • November 4th, 2022 • Valued Advisers Trust
THIS FIRST AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of October 7, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and VALUED ADVISERS TRUST (the “Trust”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule IV (Portfolios of the Trust) to the Agreement (as defined below).
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 28th, 2025 • Ultimus Managers Trust
This Amendment TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of March 7, 2025 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York ("BBH&Co." or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”) and ULTIMUS MANAGERS TRUST (the “Fund”), an open-end management investment company organized as an unincorporated business trust under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940. Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the respective agreement.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 8th, 2024 • Exchange Listed Funds Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment” is made as of March 11, 2024 by and between Exchange Listed Funds Trust (the “Fund”) in respect of each of its separate series listed on Appendix A thereto (each, a Portfolio), and Brown Brothers Harriman & Co. (the “Custodian”). All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 29th, 2025 • Exchange Traded Concepts Trust
THIS AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of May 22, 2025 by and between EXCHANGE TRADED CONCEPTS TRUST (the Fund, including its separate series listed on Appendix A thereto, the Portfolios) and BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, “TA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.
SECOND AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 11th, 2023 • Northern Lights Fund Trust Iii
THIS SECOND AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of August 24, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND TRUST III (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 29th, 2025 • Exchange Traded Concepts Trust
This Amendment TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of February 1, 2025 by and between EXCHANGE TRADED CONCEPTS TRUST (the Fund, including its separate series listed on Appendix A thereto, the Portfolios) and BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, “TA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 11th, 2025 • Zacks Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of June 16, 2025 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&CO.”), and ZACK TRUST, a Delaware statutory trust (the “Fund”), on behalf of each Portfolio listed on Appendix A to the Agreement.
FIFETEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 22nd, 2022 • Northern Lights Fund Trust IV
THIS FOURTEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of July 18, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND Trust IV (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 18th, 2017 • Metaurus Equity Component Trust • Investors, nec • New York
THIS AGREEMENT, dated as of December , 2017, between Metaurus Equity Component Trust, a statutory trust organized under the laws of the State of Delaware (the “Fund”), on behalf of each series listed on Appendix A to this Agreement as it may be amended from time to time, severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), and [ ], a limited partnership formed under the laws of the State of [ ] (“[ ]” or, when referring to [ ] in its capacity as custodian, the “Custodian,” and when referring to [ ] in its capacity as transfer agent, “TA”). The terms of this Agreement shall apply separately and respectively to each Portfolio, and each reference to the “Fund” herein shall mean the Fund on behalf of each Portfolio.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • September 19th, 2024 • Exchange Listed Funds Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of September 6, 2024 by and between Exchange Listed Funds Trust (the “Fund”) in respect of each of its separate series listed on Appendix A thereto (each, a Portfolio), and Brown Brothers Harriman & Co. (the “Custodian”). All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 12th, 2025 • Advisors' Inner Circle Fund II
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of March 24, 2025 by and between THE ADVISORS’ INNER CIRCLE FUND II (the “Fund”) including on behalf of each of its separate series listed on Exhibit A hereto, the “Portfolios”), a management investment company organized as a Massachusetts business trust under the laws of the Commonwealth of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 20th, 2022 • Ultimus Managers Trust
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of November 11, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and ULTIMUS MANAGERS TRUST (the “Fund”), an open-end management investment company organized as an unincorporated business trust under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
THIRD AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 11th, 2023 • Northern Lights Fund Trust Iii
THIS THIRD AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of November 21, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and NORTHERN LIGHTS FUND TRUST III (the “Trust”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 31st, 2022 • Capitol Series Trust
This amendment (the “Amendment”) revises the appendix labeled “Schedule: List of Portfolios” to the Custodian and Transfer Agent Agreement, dated December 9, 2021, between Capitol Series Trust (The “Trust”), a business trust formed under the laws of the State of Ohio, and Brown Brothers Harriman & Co. (“BBH”), a limited partnership formed under the laws of the State of New York, on behalf of the Fairlead Tactical Sector ETF (the “Funds”).
AMENDMENT TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 29th, 2025 • Exchange Traded Concepts Trust
This Amendment TO AMENDED AND RESTATED CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is dated as of May 2, 2025 by and between EXCHANGE TRADED CONCEPTS TRUST (the Fund, including its separate series listed on Appendix A thereto, the Portfolios) and BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, “TA”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Agreement.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 20th, 2024 • THOR Financial Technologies Trust
WHEREAS, the Fund and the Custodian entered into a Custodian and Transfer Agent Agreement, dated as of June 21, 2022, as amended and supplemented from time to time (the “Agreement”); and
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • September 12th, 2025 • Rayliant Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of June, 30 2025, between Rayliant Funds Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 4th, 2024 • Advisors' Inner Circle Fund II
THIS AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of February 5, 2024 by and between THE ADVISORS’ INNER CIRCLE FUND II (the “Fund”) including on behalf of each of its separate series listed on Exhibit A hereto, the “Portfolios”), a management investment company organized as a Massachusetts business trust under the laws of the Commonwealth of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH”).