Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement Sample Contracts
NUVEEN MUTUAL FUNDS Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement As principal underwriter of shares of the various Nuveen non- money market open-end mutual funds, and of the shares of any future such funds (collectively,...Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement • October 31st, 2005 • Nuveen Investment Trust • Illinois
NUVEEN MUTUAL FUNDS Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement As principal underwriter of shares of the various Nuveen non- money market open-end mutual funds, and of the shares of any future such funds (collectively,...Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement • May 1st, 2006 • Nuveen Investment Trust Iii • Illinois
Dealer Distribution, Shareholder Servicing and Fee-Based Program AgreementDealer Distribution, Shareholder Servicing and Fee-Based Program Agreement • October 19th, 2006 • Nuveen Investment Trust Ii • Illinois
As principal underwriter of shares of the various Nuveen non-money market open-end mutual funds, and of the shares of any future such funds (collectively, the “Funds”) Nuveen Investments, LLC (the “Distributor”) invites you (a) to join a selling group for the distribution of shares of common stock of the Funds (the “Shares”), and/or (b) if you offer a Fee-Based Program for financial planning, investment advisory and/or asset management services or provide such services to your clients in connection with the establishment of an investment account for which a comprehensive “wrap fee” charge is imposed (“Fee-Based Program”), to include select open-end investment companies sponsored by Nuveen Investments in your Fee-Based Program. In consideration of the mutual covenants and agreements contained herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged by all parties, as exclusive agent of the Funds, we offer to sell you Shares and you ag
NUVEEN MUTUAL FUNDS Dealer Distribution, Shareholder Servicing and Fee-Based Program AgreementDealer Distribution, Shareholder Servicing and Fee-Based Program Agreement • July 3rd, 2007 • Nuveen Investment Trust V • Illinois
As principal underwriter of shares of the various Nuveen non-money market open-end mutual funds, and of the shares of any future such funds (collectively, the “Funds”) Nuveen Investments, LLC (the “Distributor”) invites you (a) to join a selling group for the distribution of shares of common stock of the Funds (the “Shares”), and/or (b) if you offer a Fee-Based Program for financial planning, investment advisory and/or asset management services or provide such services to your clients in connection with the establishment of an investment account for which a comprehensive “wrap fee” charge is imposed (“Fee-Based Program”), to include select open-end investment companies sponsored by Nuveen Investments in your Fee-Based Program. In consideration of the mutual covenants and agreements contained herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged by all parties, as exclusive agent of the Funds, we offer to sell you Shares and you ag