Discretionary Management Agreement Sample Contracts
Wealth Management Service Discretionary Management Agreement CompanyDiscretionary Management Agreement • October 3rd, 2022
In this modern world we are all required to provide information and identification documents when financial or legal matters are involved, whether it is opening a bank account or applying for a new passport. Our industry is no different, but this should come as no surprise given the importance of the service that we provide.
Discretionary Management AgreementDiscretionary Management Agreement • March 4th, 2024
ACM Limited, a private company limited by shares and registered in the Abu Dhabi Global Market (“ADGM”), registered number 000002050, whose office is at Unit 1, Floor 9, Al Maqam Tower, ADGM Square, Al Maryah Island, Abu Dhabi, United Arab Emirates (“ACM”, “we” or “us”);
agreement for discretionary management, treasured stock, custody and administration services.Discretionary Management Agreement • November 21st, 2022
Wealth Management Service Discretionary Management Agreement Self-Invested Personal Pension (SIPP) Small Self-Administered Scheme (SSAS) and other Pension SchemesDiscretionary Management Agreement • April 2nd, 2020
Discretionary Management Agreement for Managed AccountsDiscretionary Management Agreement • March 24th, 2025 • Ontario
The discretionary management agreement (the “Agreement”), effective as of the date of the signature below, is entered into by and between the undersigned client(s) (the “Client” or “you”) and Wealthsimple Inc. (the “Portfolio Manager”, “Wealthsimple” or “we”), on the terms and conditions detailed below.
Wealth Management Service Discretionary Management Agreement TrustsDiscretionary Management Agreement • April 2nd, 2020
ContractDiscretionary Management Agreement • February 7th, 2024
CADOGANDiscretionary Management Agreement • June 5th, 2017 • England
This Agreement applies to the provision of Discretionary Investment Management services by the Manager (Cadogan Asset Management Limited) on behalf of its Clients. Please read this Agreement carefully, together with the Account Application, Terms of Business, Statement of Charges, Risk Warnings and any further communication you have received in relation to the provision of services from us. They set out the basis on which we will conduct our business with you and for you. This Agreement also contains a number of obligations and commitments on your part, including various undertakings and your agreement to be responsible for our charges and any costs and losses that we may incur in providing our services to you.
Wealth Management Service Discretionary Management Agreement Self Invested Personal Pension (SIPP) Small Self Administered Scheme (SSAS) and other Pension SchemesDiscretionary Management Agreement • January 27th, 2014
In this modern world we are all required to provide information and identifcation documents when financial or legal matters are involved, whether
Discretionary Management Agreement #Discretionary Management Agreement • June 27th, 2023
ACM Limited, a private company limited by shares and registered in the Abu Dhabi Global Market (“ADGM”), registered number 000002050, whose office is at Unit 608, 6/F, Al Sarab Tower, ADGM Square, Al Maryah Island, Abu Dhabi, UAE (“ACM”, “we” or “us”);
ContractDiscretionary Management Agreement • October 31st, 2023
Werlinich Asset Management, L.L.C. Discretionary Management AgreementDiscretionary Management Agreement • November 11th, 2020 • New York
Whereas, the Client seeks the advice and assistance of WAM and desires to have WAM perform for it investment management and other services;
DISCRETIONARY MANAGEMENT AGREEMENTDiscretionary Management Agreement • September 8th, 2022
The following Risk Disclosure Statements are provided pursuant to the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission:以下的風險披露聲明是根據 <<證券及期貨事務監察委員會持牌人或註冊人操守準則>> 的要求予以提供： (1) RISK OF SECURITIES TRADING證券交易的風險 The prices of securities fluctuate, sometimes 證券價格有時可能會非常波動。證券價格可升可跌，甚至變 dramatically. The price of a securities may move up or 成毫無價值。 down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. 買賣證券未必一定能夠賺取利潤，反而可能會招致損失。 (2) RISK OF MARGIN TRADING保證金買賣的風險 The risk of loss in financing a transaction by deposit of 藉存放抵押品而為交易取得融資的虧損風險可能極大。你所 collateral is significant. You may sustain losses in excess 蒙受的虧蝕可能會超過你存放於有關持牌人或註冊人作為抵 of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may
DISCRETIONARY MANAGEMENT AGREEMENT GENERAL TERMS AND CONDITIONSDiscretionary Management Agreement • March 4th, 2021
Discretionary Management AgreementDiscretionary Management Agreement • November 3rd, 2021 • England and Wales
DISCRETIONARY MANAGEMENT AGREEMENTDiscretionary Management Agreement • May 12th, 2022 • Hong Kong
This Agreement is entered into on the date set out below between Delta Asia Wealth Management Limited (“the Manager”) and the Client, and governs the terms upon which the Client appoints the Manager as the sole discretionary investment manager of the Discretionary Management Account (as hereinafter defined) with an initial discretionary management asset as per Schedule 1.
Wealth Management Service Discretionary Management Agreement Offshore Bond AccountsDiscretionary Management Agreement • January 27th, 2014
Wealth Management Service Discretionary Management Agreement Offshore bond accountsDiscretionary Management Agreement • December 19th, 2017
Asset intelligence Branding GuidelinesDiscretionary Management Agreement • July 22nd, 2019
This agreement sets out the terms under which ASSET INTELLIGENCE PORTFOLIO MANAGEMENT will provide our discretionary management services to you, so it’s important that you read it fully.
Subject: Notification of the amendments to Discretionary Management AgreementDiscretionary Management Agreement • May 24th, 2023
The company ACM LIMITED (hereinafter - the "Company", we, us, our) notifies You of the amendments made to the DISCRETIONARY MANAGEMENT AGREEMENT (the “Agreement”) that incorporates the ACM Discretionary Management Terms of Business (the “TOBs”) entered between You (the “Client”) and the Company.
ContractDiscretionary Management Agreement • December 14th, 2023
DISCRETIONARY MANAGEMENT AGREEMENT CIDEL FINANCIAL INC. (“CIDEL”)Discretionary Management Agreement • October 25th, 2023
FOR VALUABLE CONSIDERATION, this constitutes the agreement (the “Agreement”) between the Client, as identified in the Acceptance section of the Individual Client Profile or Non- Individual Client Profile, as applicable (the “Client Profile”), included herein, under which Cidel shall operate one or more discretionary management account(s) (the “Account(s)”) on behalf of the Client.
Discretionary Management AgreementDiscretionary Management Agreement • October 26th, 2017 • Ontario
The discretionary management agreement (the “Agreement”), effective as of the date of the signature below, is entered into by and between the undersigned client(s) (the “Client”) and Wealthsimple Inc. (the “Portfolio Manager” or “Wealthsimple”), on the terms and conditions set forth below.
Subject: Notification of the amendment to DISCRETIONARY MANAGEMENT AGREEMENTDiscretionary Management Agreement • March 29th, 2023
The company ACM LIMITED (hereinafter - the "Company", we, us, our) notifies You of the amendments made to the DISCRETIONARY MANAGEMENT AGREEMENT (the “Agreement”) that incorporates the ACM Discretionary Management Terms of Business (the “TOBs”) entered between You (the “Client”) and the Company.
Terms & ConditionsDiscretionary Management Agreement • October 14th, 2022
Asset intelligence Branding GuidelinesDiscretionary Management Agreement • July 22nd, 2019 • Leicester
This agreement sets out the terms under which ASSET INTELLIGENCE PORTFOLIO MANAGEMENT will provide our discretionary management services to you, so it’s important that you read it fully.
Discretionary Management AgreementDiscretionary Management Agreement • September 19th, 2013
Wealth Management Service Discretionary Management Agreement TrustsDiscretionary Management Agreement • January 27th, 2014
In this modern world we are all required to provide information and identifcation documents when financial or legal matters are involved, whether
Wealth Management Service Discretionary Management Agreement Individuals and Joint AccountsDiscretionary Management Agreement • January 26th, 2015
In this modern world we are all required to provide information and identifcation documents when financial or legal matters are involved, whether it is opening a bank account or applying for a new passport. Our industry is no different, but this should come as no surprise given the importance of the service that we provide.
Subject: Notification of the amendments to Discretionary Management AgreementDiscretionary Management Agreement • May 29th, 2024
The company ACM LIMITED (hereinafter - the "Company", we, us, our) notifies You of the amendments made to the Discretionary Management Agreement (the “Agreement”) that incorporates the ACM Discretionary Management Terms of Business (the “TOBs”) entered between You (the “Client”) and the Company.
Subject: Notification of the amendments to Discretionary Management AgreementDiscretionary Management Agreement • July 6th, 2023
The company ACM LIMITED (hereinafter - the "Company", we, us, our) notifies You of the amendments made to the DISCRETIONARY MANAGEMENT AGREEMENT (the “Agreement”) that incorporates the ACM Discretionary Management Terms of Business (the “TOBs”) entered between You (the “Client”) and the Company.
Discretionary Management AgreementDiscretionary Management Agreement • April 10th, 2023 • Ontario
The discretionary management agreement (the “Agreement”), effective as of the date of the signature below, is entered into by and between the undersigned client(s) (the “Client” or “you”) and Wealthsimple Inc. (the “Portfolio Manager”, “Wealthsimple” or “we”), on the terms and conditions detailed below.
Discretionary Management Agreement | Exhibit BDiscretionary Management Agreement • June 30th, 2017
We charge performance-based fees to "qualified clients" having a net worth greater than $2,000,000 or for whom we manage at least $1,000,000 immediately after entering an agreement for our services.