Give-Up Screening Agreement Sample Contracts

Agreement for Executing Broker to Screen for Clearing Broker Limits1
Give-Up Screening Agreement • May 24th, 2018

This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.

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Agreement for Executing Broker to Screen for Clearing Broker Limits1
Give-Up Screening Agreement • January 1st, 2023

This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-­‐Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and ________________________ (“Clearing Broker”). This Give-­‐Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.

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EGUS
Give-Up Screening Agreement • April 16th, 2013
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