Lock-Up Agreement Sample Contracts
ARTICLE 2 REPRESENTATIONS AND WARRANTIESLock-Up Agreement • January 4th, 2010 • Altius Resources Inc. • Gold and silver ores • Ontario
TM Capital Partners, L.L.C. 15425 Shady Grove Road, Suite 400 Rockville, Maryland 20850 March 7, 2000 Parade Holdings, Inc. 39 Broadway Suite 2250 New York, NY 10006 Re: Lock Up Agreement with Parade Holdings, Inc. Gentlemen: As part of the sale of...Lock Up Agreement • June 8th, 2000 • Parade Holdings Inc • Blank checks
As part of the sale of the shares of Common Stock of Parade Holdings, Inc. (the "Company") to the undersigned (the "Holder"), the Holder hereby represents, warrants, covenants and agrees, for the benefit of the Company and the holders of record (the "third party beneficiaries") of the Company's outstanding securities, including the Company's Common Stock, $.0001 par value (the "Stock") at the date hereof and during the pendency of this letter agreement that the Holder will not transfer, sell, contract to sell, devise, gift, assign, pledge, hypothecate, distribute or grant any option to purchase or otherwise dispose of, directly or indirectly, its shares of Stock of the Company owned beneficially or otherwise by the Holder except in connection with or following completion of a merger, acquisition or other transaction by the Company resulting in the Company no longer being classified as a blank check company as defined in Section 7(b)(3) of the Securities Act of 1933, as amended.
Lock-up Agreement January 13, 2015Lock-Up Agreement • March 4th, 2015 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
LOCK-UP AGREEMENTLock-Up Agreement • June 18th, 2013 • New Gold Inc. /FI • Metal mining • British Columbia
WHEREAS the Shareholder is the registered and/or direct or indirect beneficial owner of Company Shares (as hereinafter defined) and options to purchase Company Shares (the "Options") of Rainy River Resources Ltd. (the "Company"), as more particularly described herein;
LOCK-UP AGREEMENTLock-Up Agreement • June 28th, 2007 • Aluminum Corp of China • Metal mining • British Columbia
The Shareholder is the beneficial owner of shares and other securities of Peru Copper Inc. (the "Company"), as more particularly described herein;
April 8, 2008Lock-Up Agreement • April 9th, 2008 • Inksure Technologies Inc. • Miscellaneous chemical products • New York
This Lock-Up Agreement is being delivered to you in connection with the Amendment, Exchange and Purchase Agreements (the "AMENDMENT, EXCHANGE AND PURCHASE AGREEMENTS"), dated as of April 8, 2008, by and among InkSure Technologies Inc. (the "COMPANY") and each of the investors party thereto (the "BUYERS"), with respect to the issuance to each Buyer of (i) senior secured convertible notes of the Company (the "NOTES"), which will, among other things, be convertible into shares of the Company's common stock, $0.01 par value per share (the "COMMON STOCK", as converted, the "CONVERSION SHARES") in accordance with the terms of the Notes and (ii) two (2) series of warrants (the "WARRANTS"), which will be exercisable to purchase shares of Common Stock (as exercised collectively, the "WARRANT SHARES"). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Amendment, Exchange and Purchase Agreements.
LOCK-UP AGREEMENT May 21, 2004 Board of Directors U.S.A. Sunrise Incorporated Gentlemen: The undersigned, a beneficial owner of the common stock of Sunrise U.S.A. Incorporated, (the "Company"), $0.0001 par value per share (the "Common Stock"),...Lock-Up Agreement • November 15th, 2004 • Sunrise Usa Inc • Bottled & canned soft drinks & carbonated waters
The undersigned, a beneficial owner of the common stock of Sunrise U.S.A. Incorporated, (the "Company"), $0.0001 par value per share (the "Common Stock"), understands that the Company has filed with the U.S. Securities and Exchange Commission a registration statement on Form 10-SB (File No. 000-50370) (the "Registration Statement"), for the registration of certain shares of the Company's Common Stock. As part of the disclosure included in the Registration Statement, the Company has affirmatively stated that there will be no public trading in the Company's securities until such time as the Company successfully implements its business plan as described in the Registration Statement.
Form of Lock-Up AgreementLock-Up Agreement • April 30th, 2025 • Global Interactive Technologies, Inc. • Services-computer programming, data processing, etc.
The undersigned understands that Aegis Capital Corp. (the “Underwriter”), proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Hanryu Holdings, Inc., a Delaware corporation (the “Company”), providing for the public offering (the “Public Offering”) of shares of common stock, $0.001 par value, of the Company (the “Shares”).
LOCK UP AGREEMENTLock-Up Agreement • January 14th, 2011 • HudBay Minerals Inc. • Metal mining • Ontario
THIS LOCK-UP AGREEMENT (this “Agreement”) dated January 8, 2011 between HudBay Minerals Inc. (the “Offeror”), a corporation governed by the laws of Canada, and Gaston Augusto Loyola Puma, an individual resident in the City of Arequipa, Peru (the “Seller”).
LOCK-UP AGREEMENTLock-Up Agreement • August 4th, 2017 • York Capital Management Global Advisors, LLC • Natural gas transmisison & distribution • Delaware
LOCK-UP AGREEMENTLock-Up Agreement • May 11th, 2011 • 57th Street General Acquisition Corp • Blank checks • Delaware
This letter agreement (this “Agreement”) relates to a Business Combination Agreement entered into as of January 9, 2011, as amended by that certain Amendment to Business Combination Agreement, dated as of February 18, 2011, Amendment No. 2 to Business Combination Agreement, dated as of March 17, 2011, and Amendment No. 3 to Business Combination Agreement, dated as of April 7, 2011 (collectively, and as amended, the “Business Combination Agreement”), by and among 57th Street General Acquisition Corp., a Delaware corporation (“Parent”), 57th Street Merger Sub LLC, a Delaware limited liability company and wholly-owned subsidiary of Parent, Crumbs Holdings LLC, a Delaware limited liability company (the “Company”), the members of the Company as set forth on the signature page thereof, and the representatives of the Company and the Members. Capitalized terms used and not otherwise defined herein are defined in the Business Combination Agreement and shall have the meanings given to such terms
Form of Lock-Up AgreementLock-Up Agreement • February 3rd, 2022 • China Xiangtai Food Co., Ltd. • Meat packing plants • New York
The undersigned, a holder of securities of China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), understands that you are the placement agent (the “Placement Agent”) named in the placement agency agreement dated January 28, 2022 (the “Placement Agreement”) between the Placement Agent and the Company, providing for the placement (the “Placement”) of Ordinary Shares and Warrants (collectively, the “Securities”) pursuant to a registration statement and related prospectuses and supplements thereto filed or to be filed with the U.S. Securities and Exchange Commission (the “SEC”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth for them in the Placement Agreement.
LOCK-UP AGREEMENTLock-Up Agreement • May 13th, 2025 • GT Biopharma, Inc. • Pharmaceutical preparations
Re: Securities Purchase Agreement, dated as of May 12, 2025 (the “Purchase Agreement”), between GT Biopharma, Inc. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers”)
LOCK-UP AGREEMENTLock-Up Agreement • January 23rd, 2018 • First Majestic Silver Corp • Gold and silver ores • British Columbia
FIRST MAJESTIC SILVER CORP., of a corporation existing under the laws of the Province of British Columbia with an office at Suite 1800, 925 West Georgia Street, Vancouver, BC V6C 3L2,
LOCK-UP AGREEMENTLock-Up Agreement • September 12th, 2018 • Nevsun Resources LTD • Gold and silver ores • British Columbia
WHEREAS the Securityholder is the beneficial owner of, or exercises control or direction over, directly or indirectly, the Shares, Options, restricted share units (“RSUs”), performance share units (“PSUs”), and/or deferred share units (“DSUs”) listed on Schedule A to this Agreement;
LOCK-UP AGREEMENTLock-Up Agreement • May 1st, 2023 • SMX (Security Matters) Public LTD Co • Misc industrial & commercial machinery & equipment • Delaware
THIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of February 23,2023, by and between the undersigned (the “Holder”) and Empatan Public Limited Company, a public limited company incorporated in Ireland with registered number 722009 (the “Company”).
CONFIDENTIALLock-Up Agreement • October 21st, 2009 • Fluid Music Canada Inc • Ontario
The attached document contains information that may constitute undisclosed material facts within the meaning of the Securities Act (Ontario) and recipients should be aware of their obligations under applicable securities laws resulting from the receipt of such information.
Lock-up Agreement October 2, 2014Lock-Up Agreement • March 4th, 2015 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
LOCK-UP AGREEMENTLock-Up Agreement • July 21st, 2010 • Thompson Creek Metals CO Inc. • Metal mining • British Columbia
This lock-up agreement (the “Agreement”) dated as of July 15, 2010 sets out the agreement between Thompson Creek Metals Company Inc. (the “Purchaser”) and the undersigned (the “Consenting Securityholder”), regarding the proposed acquisition transaction between Terrane Metals Corp. (the “Company”) and Purchaser, as more fully described in the arrangement agreement attached hereto as Schedule “A” (the “Arrangement Agreement”, with the terms agreed to and set out therein being the “Arrangement Terms”).
Louis Taubman 39 Broadway Suite 2250 New York, NY 10006Lock Up Agreement • July 17th, 2000 • Parade Holdings Inc • Blank checks
LOCK-UP AGREEMENTLock-Up Agreement • May 30th, 2023 • MingZhu Logistics Holdings LTD • Transportation services • New York
THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of May 26, 2023 by and among (i) Mingzhu Logistic Holdings Limited, a Cayman Islands exempted corporation (including any successor entity thereto, the “Company”), and (ii) each of the persons listed on the signature page hereto (collectively, the “Restricted Holders”). Any capitalized term used but not defined in this Agreement will have the meaning ascribed to such term in the Share Exchange Agreement.
Dice Holdings, Inc.Lock-Up Agreement • May 17th, 2011 • General Atlantic LLC • Services-business services, nec • New York
August 18, 2011Lock-Up Agreement • March 31st, 2014 • Nova Lifestyle, Inc. • Household furniture • New York
LOCK-UP AGREEMENTLock-Up Agreement • December 19th, 2008 • Orezone Resources Inc • Gold and silver ores • Ontario
WHEREAS the Shareholder is the registered and/or direct or indirect beneficial owner of the common shares of Orezone Resources Inc. (“Orezone”) and the Orezone Convertible Securities (as defined herein), if any, set forth on Schedule A attached hereto;
FORM OF LOCK-UP AGREEMENT May [ ], 2006 Buyers referred to below: Re: Securities Purchase Agreement dated May [ ], 2006 (the "SECURITIES PURCHASE AGREEMENT") by and among, Sorell Inc., (the "COMPANY") and the investors listed on the Schedule of Buyers...Lock-Up Agreement • May 4th, 2006 • Sorell, Inc • Non-operating establishments
Re: Securities Purchase Agreement dated May [ ], 2006 (the "SECURITIES PURCHASE AGREEMENT") by and among, Sorell Inc., (the "COMPANY") and the investors listed on the Schedule of Buyers attached thereto (each, a "BUYEr" and collectively, the "BUYERS")
Form of Lock-Up AgreementLock-Up Agreement • March 5th, 2018 • Star NCLC Holdings Ltd. • Water transportation
This Lock-Up Agreement is being delivered to you in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”) to be entered into by Norwegian Cruise Line Holdings Ltd., a Bermuda company (“Holdings”), each selling shareholder named therein (the “Selling Stockholders”), and you, with respect to the public offering (the “Offering”) of ordinary shares, par value $0.001 per share, of Holdings (the “Ordinary Shares”).
Shoals Technologies Group, Inc. Lock-Up Agreement March 7, 2023Lock-Up Agreement • March 10th, 2023 • Solon Dean • Semiconductors & related devices
LOCK-UP AGREEMENTLock-Up Agreement • March 16th, 2011 • Biopower Operations Corp • Agricultural production-crops
LOCK-UP AGREEMENTLock-Up Agreement • May 14th, 2025 • ZW Data Action Technologies Inc. • Services-computer programming, data processing, etc. • New York
This LOCK-UP AGREEMENT (this “Agreement”) is dated as of 8 May, 2025 by and among ZW Data Action Technologies Inc., a Nevada corporation (NASDAQ: CNET) (the “Company”), and BlackSilver Trust (Hong Kong) Limited (Business Registration Number: 74239285) in its capacity as trustee of the VividHorizon Trust (the “Purchaser”).
LOCK-UP AGREEMENTLock-Up Agreement • June 19th, 2008 • Eldorado Gold Corp /Fi • Gold and silver ores • British Columbia
LOCK-UP AGREEMENTLock-Up Agreement • January 3rd, 2013 • Keegan Resources Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • British Columbia
In consideration of PMI Gold Corporation (“PMI”) entering into an arrangement agreement dated the date hereof (the “Arrangement Agreement”) with Keegan Resources Inc. (“Keegan”) pursuant to which Keegan will acquire all of the outstanding common shares of PMI on the terms set out in the Arrangement Agreement (the “Transaction”), this support and voting lock-up agreement (the “Agreement”) sets out the terms on which each of the holders of Keegan securities, including its common shares (the “Keegan Shares”), share purchase options (the “Keegan Options”) and common share purchase warrants (the “Keegan Warrants”) listed on Schedule A to this Agreement (the “Lock-up Securityholder(s)”) undertakes to support the Transaction and to take certain actions and do certain things in respect of the Transaction.
LOCK-UP AGREEMENT Virtu Financial, Inc. Lock-Up Agreement May 14, 2019Lock-Up Agreement • May 21st, 2019 • Viola Vincent J • Security brokers, dealers & flotation companies
The undersigned understands that Morgan Stanley & Co. LLC and Sandler O’Neill & Partners, L.P., as Representatives (together, the “Representatives”), propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the “Underwriters”), with Virtu Financial, Inc., a Delaware corporation (the “Company”) and Virtu Financial LLC, a Delaware limited liability company (the “LLC”), providing for a public offering of shares of Class A common stock, par value $0.00001 per share (the “Class A Common Stock”) of the Company (the “Shares”) pursuant to a Registration Statement on Form S-3 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”). The undersigned further understands that the Company is authorized to issue, in addition to the Class A Common Stock, shares of Class B common stock, par value $0.00001 per share (the “Class B Common Stock”), shar
July 23, 2014 BCE Inc. 1, Carrefour Alexander-Graham-Bell Building A5 Verdun, Québec H3E 3B3 Dear Sirs/Madams: Re: Lock-up AgreementLock-Up Agreement • August 14th, 2014 • Bce Inc • Telephone communications (no radiotelephone) • Ontario
Lock-Up AgreementLock-Up Agreement • December 20th, 2010 • QCP GP Investors II LLC • Services-business services, nec • New York
Form of Lock-Up AgreementLock-Up Agreement • November 15th, 2019 • Odyssey Semiconductor Technologies, Inc. • Delaware
The undersigned understands that Odyssey Semiconductor Technologies, Inc., a Delaware corporation (the “Company”), has entered into a share exchange agreement, dated as of June 21, 2019 (as the same may be amended from time to time, the “Share Exchange Agreement”) with Odyssey Semiconductor, Inc., a Delaware corporation (“Odyssey”), and all of Odyssey’s stockholders. Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Share Exchange Agreement.