Principal Underwriting Contract Sample Contracts
Exhibit (5) BRINSON SERIES TRUST PRINCIPAL UNDERWRITING CONTRACT CLASS I SHARES CONTRACT made as of September 20, 2001, between BRINSON SERIES TRUST, a Massachusetts business trust ("Fund"), and BRINSON ADVISORS, INC., a Delaware corporation ("Brinson...Principal Underwriting Contract • April 6th, 2006 • Ubs Series Trust • New York
Exhibit (5)(h) UBS MONEY SERIES FORM OF PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of ________, 200_, between UBS MONEY SERIES, a Delaware business trust ("Fund"), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation ("UBS Global...Principal Underwriting Contract • January 23rd, 2004 • Ubs Money Series • Delaware
THE UBS FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • June 26th, 2019 • Ubs Funds • Delaware
CONTRACT made as of November 5, 2001, as amended and restated on October 12, 2018, between THE UBS FUNDS, a Delaware business trust, (“Fund”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM (US)”).
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • December 23rd, 2019 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of December 23, 2019, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • March 12th, 2024 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of March 8, 2024, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
Exhibit (5)(i) UBS INDEX TRUST PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of September 10, 2003, between UBS INDEX TRUST, a Delaware business trust, ("Fund") and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation, ("UBS Global AM")....Principal Underwriting Contract • September 27th, 2006 • Ubs Index Trust • Delaware
EX-99.e.2 THE BRINSON FUNDS FORM OF PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of _______ __, 2001, between The Brinson Funds, ("Fund"), and BRINSON ADVISORS, INC., a Delaware corporation ("Brinson Advisors"). WHEREAS the Fund is registered...Principal Underwriting Contract • July 31st, 2001 • Brinson Funds Inc • Textile mill products • Delaware
SMA RELATIONSHIP TRUST PRINCIPAL UNDERWRITING CONTRACT AMENDMENT NUMBER ONEPrincipal Underwriting Contract • April 29th, 2016 • Sma Relationship Trust
THIS AMENDMENT is made this 30th day of December, 2015, by and between SMA Relationship Trust, a Delaware statutory trust (the “Trust”), and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.), a Delaware corporation (the “Underwriter”).
PRINCIPAL UNDERWRITING CONTRACT UBS RMA MONEY FUND, INC.Principal Underwriting Contract • August 30th, 2007 • Ubs Rma Money Fund Inc • New York
CONTRACT made as of May 9, 2001, between UBS RMA Money Fund, Inc., a Maryland corporation, (“Fund”) and UBS Global Asset Management (US) Inc., a Delaware corporation (“UBS Global AM”), as amended as of July 1, 2005.
UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • June 29th, 2012 • Ubs Money Series • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of June 28, 2012, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).
AMENDMENT TO PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • June 11th, 2021 • Pace Select Advisors Trust
This Amendment is made as of June 11, 2021 (the “Amendment”) between PACE Select Advisors Trust (the “Trust”) and UBS Asset Management (US) Inc. (“UBS AM (US)”).
THE UBS FUNDS PRINCIPAL UNDERWRITING CONTRACT AMENDMENT NUMBER ONEPrincipal Underwriting Contract • October 28th, 2016 • Ubs Funds
THIS AMENDMENT is made this 30th day of December, 2015, by and between The UBS Funds, a Delaware statutory trust (the “Trust”), and UBS Asset Management (US) Inc. (formerly, UBS Global Asset Management (US) Inc.), a Delaware corporation (the “Underwriter”).
Exhibit No. 5(a) PAINEWEBBER PACE SELECT ADVISORS TRUST PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of _________, 2001, between PAINEWEBBER PACE SELECT ADVISORS TRUST, a Delaware business trust, ("Fund") and BRINSON ADVISORS, INC., a Delaware...Principal Underwriting Contract • July 31st, 2001 • Painewebber Pace Select Advisors Trust • Textile mill products • Delaware
UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • August 28th, 2008 • Ubs Money Series • New York
CONTRACT made as of August 28, 2007 and amended and restated as of July 16, 2008, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).
BRINSON SECURITIES TRUST PRINCIPAL UNDERWRITING CONTRACT CONTRACT made as of September 20, 2001, between BRINSON SECURITIES TRUST, a Delaware business trust, ("Fund") and BRINSON ADVISORS, INC., a Delaware corporation, ("Brinson Advisors"). WHEREAS...Principal Underwriting Contract • January 28th, 2003 • Ubs Securities Trust • Delaware
ASPIRATION FUNDS PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • January 28th, 2022 • Aspiration Funds • Delaware
CONTRACT made as of August 30, 2021, between ASPIRATION FUNDS, a Delaware business trust (“Fund”), and ASPIRATION FINANCIAL LLC, a Delaware limited liability company (“Aspiration”).
UBS MONEY SERIESPrincipal Underwriting Contract • August 28th, 2007 • Ubs Money Series • Delaware
CONTRACT made as of August 28, 2007, between UBS MONEY SERIES, a Delaware business trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).
UBS SERIES FUNDS (UBS ULTRA SHORT INCOME FUND) PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • May 24th, 2018 • UBS Series Funds • Delaware
CONTRACT made as of May 23, 2018, between UBS SERIES FUNDS, a Delaware statutory trust, (“Trust”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation, (“UBS AM”).