Sub-Management Agreement Sample Contracts
SUB-MANAGEMENT AGREEMENT This AGREEMENT made this 28th day of August, 2003, between Janus Capital Management LLC, a Delaware limited liability company ("JCM"), Perkins, Wolf, McDonnell and Company, a Delaware corporation ("PWM") and AIG SunAmerica...Sub-Management Agreement • February 20th, 2004 • Style Select Series Inc • Colorado
Exhibit d(3) SUB-MANAGEMENT AGREEMENT ASSET ALLOCATION PORTFOLIOS Large Cap Value Portfolio SUB-MANAGEMENT AGREEMENT, dated September 21, 1999, by and between Asset Allocation Portfolios (the "Trust"), and SSB Citi Fund Management LLC, a Delaware...Sub-Management Agreement • February 28th, 2000 • Asset Allocation Portfolios • Massachusetts
EXHIBIT d(11) FORM OF SUB-MANAGEMENT AGREEMENT VARIABLE ANNUITY PORTFOLIOS SUB- MANAGEMENT AGREEMENT, dated as of __________ ___, 1999, by and between Variable Annuity Portfolios, a Massachusetts business trust (the "Trust"), and Salomon Brothers...Sub-Management Agreement • April 30th, 1999 • Variable Annuity Portfolios / • Massachusetts
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • February 25th, 2014 • Horizons ETF Trust • New York
AGREEMENT dated February 24, 2014, between Horizons ETFs Management (USA) LLC, a Delaware limited liability company whose principal place of business is 1350 Avenue of the Americas, 33rd Floor, New York, NY 10019 (the “Investment Manager”), and Mirae Asset Global Investments (Hong Kong) Limited, a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, 1 Queen’s Road East, Hong Kong (the “Sub-Manager”).
SUB-MANAGEMENT AGREEMENT VARIABLE ANNUITY PORTFOLIOS SUB-MANAGEMENT AGREEMENT, dated as of January 22, 1999, by and between Variable Annuity Portfolios, a Massachusetts business trust (the "Trust"), and Mutual Management Corp., a Delaware corporation...Sub-Management Agreement • February 12th, 1999 • Variable Annuity Portfolios / • Massachusetts
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • April 7th, 2014 • American Realty Capital Hospitality Trust, Inc. • Real estate investment trusts
This SUB-MANAGEMENT AGREEMENT (“Agreement”) is made effective as of the 27th day of January, 2014 (“Effective Date”) by and between AMERICAN REALTY CAPITAL HOSPITALITY PROPERTIES, LLC, a Delaware limited liability company, with an address at 405 Park Avenue, New York, New York 10022 (“Manager”), and CRESTLINE HOTELS & RESORTS, LLC, a Delaware limited liability company, with its principal place of business at 3950 University Drive, Suite 301, Fairfax, Virginia 22030 (“Sub-Manager”).
SUB-MANAGEMENT AGREEMENT This AGREEMENT made this 30th day of April, 2003, between Janus Capital Management LLC, a Delaware limited liability company ("JCM") and Perkins, Wolf, McDonnell and Company, LLC, a Delaware limited liability company ("PWM")....Sub-Management Agreement • April 30th, 2003 • Hartford HLS Series Fund Ii Inc • Colorado
FIRST AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENTSub-Management Agreement • February 26th, 2015 • Javelin Mortgage Investment Corp. • Real estate investment trusts • Florida
This AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of February 23, 2015, by and among (i) ARMOUR CAPITAL MANAGEMENT LP, a Delaware limited partnership (the “Manager”), (ii) STATON BELL BLANK CHECK LLC, a Delaware limited liability company (the “Sub-Manager”), and (iii) JAVELIN Mortgage Investment Corp., a Maryland corporation, but solely with respect to Sections 1, 6(a), 11(a), 14(a), 14(b), 15, and 18 through 32 (the “REIT”).
EX-10.2 16 ex10-2.htm AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT DATED AS OF FEBRUARY 7, 2018 BY AND AMONG THE REGISTRANT, CNL STRATEGIC CAPITAL MANAGEMENT, LLC AND LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC CNL Strategic Capital, LLC S-1 CNL...Sub-Management Agreement • May 5th, 2020 • New York
THIS AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of the 7th day of February, 2018, effective as of the date provided for herein, by and among CNL STRATEGIC CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”), LEVINE LEICHTMAN STRATEGIC CAPITAL, LLC, a Delaware limited liability company (the “Sub-Manager”), and CNL Strategic Capital, LLC, a Delaware limited liability company (together with any wholly owned subsidiaries, the “Company”).
Sub-Management Agreement between Nomura Corporate Research and Asset Management Inc. and Nomura Asset Management Singapore LimitedSub-Management Agreement • November 25th, 2020 • Pace Select Advisors Trust • New York
AGREEMENT made this 1st day of August, 2015 by and between Nomura Corporate Research and Asset Management Inc., a Delaware corporation with its principal office located at 309 West 49th Street, Worldwide Plaza, New York, New York 10019 (hereinafter called the “Sub-Adviser”) and Nomura Asset Management Singapore Limited, a Singapore corporation with its principal office located at 10 Marina Boulevard Marina Bay Financial Centre Tower 2 #33-03 Singapore 018983 (hereinafter called the “Sub-Manager”).
Exhibit 5(b) FORM OF SUB-MANAGEMENT AGREEMENT ASSET ALLOCATION PORTFOLIOS SUB- MANAGEMENT AGREEMENT, dated as of February __, 1996, by and between Citibank, N.A., a national banking association (the "Adviser"), and Miller Anderson & Sherrerd LLP, a...Sub-Management Agreement • February 29th, 1996 • Asset Allocation Portfolios • Massachusetts
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • March 4th, 2010 • Two Harbors Investment Corp. • Real estate investment trusts • New York
THIS SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of October 28, 2009, by and among PRCM ADVISERS LLC, a Delaware limited liability company (the “Manager”), CLA FOUNDERS LLC, a Delaware limited liability company (the “Sub-Manager”), and solely with respect to Sections 1, 9, 11(a), 14(a), 15, and 18 through 28, PINE RIVER CAPITAL MANAGEMENT L.P., a Delaware limited partnership (“Pine River Capital”).
Exhibit 5(e) FORM OF SUB-MANAGEMENT AGREEMENT VARIABLE ANNUITY PORTFOLIOS SUB- MANAGEMENT AGREEMENT, dated as of ________ __, 1996, by and between Citibank, N.A., a national banking association (the "Manager"), and Franklin Advisory Services, Inc., a...Sub-Management Agreement • October 30th, 1996 • Variable Annuity Portfolios • Massachusetts
AMENDMENT #3 TO TIIE SUB-MANAGEMENT AGREEMENT BETWEEN MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC AND MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITEDSub-Management Agreement • April 29th, 2020 • Mirae Asset Discovery Funds
THIS AMENDMENT is entered into as of September 25, 2018 by and among MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (the "Investment Adviser"), a Delaware limited liability company having its main office at 625 Madison Avenue, 3rd Floor, New York, NY 10022, and MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED (the "Sub-Adviser"), a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, I Queen's Road East, Hong Kong.
Exhibit 5(e) SUB-MANAGEMENT AGREEMENT VARIABLE ANNUITY PORTFOLIOS SUB- MANAGEMENT AGREEMENT, dated as of November 8, 1996, by and between Variable Annuity Portfolios, a Massachusetts business trust (the "Trust"), and Franklin Advisory Services, Inc.,...Sub-Management Agreement • February 26th, 1998 • Variable Annuity Portfolios • Massachusetts
Exhibit d(2) SUB-MANAGEMENT AGREEMENT CITIFUNDS TRUST I CITI FORTUNE 500 INDEX FUND CITI FORTUNE E-50 INDEX FUND SUB-MANAGEMENT AGREEMENT, DATED SEPTEMBER __, 2000, BY AND BETWEEN CITIFUNDS TRUST I (THE "TRUST"), A MASSACHUSETTS BUSINESS TRUST, AND...Sub-Management Agreement • September 12th, 2000 • Citifunds Trust I • Massachusetts
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • June 30th, 2006 • Access Capital Strategies Community Investment Fund Inc/Ma • Blank checks • New York
SUB-MANAGEMENT AGREEMENT dated as of March 1, 2001 between ACCESS CAPITAL STRATEGIES LLC, a Massachusetts limited liability company (the “Manager”), and MERRILL LYNCH INVESTMENT MANAGERS, L.P., a Delaware limited partnership (the “Sub-Manager”).
AMENDMENT #4 TO THE SUB-MANAGEMENT AGREEMENT BETWEEN MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC AND MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITEDSub-Management Agreement • August 28th, 2020 • Mirae Asset Discovery Funds
THIS AMENDMENT is entered into as of May 14, 2020 by and among MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (the “Investment Adviser”), a Delaware limited liability company having its main office at 625 Madison Avenue, 3rd Floor, New York, NY 10022, and MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED (the “Sub-Adviser”), a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, 1 Queen’s Road East, Hong Kong.
EXHIBIT 99.1 The shares reported in this Form 3 are held directly by various subsidiaries of Credit Suisse, a Swiss bank. Mr. Vijay Lathi is a Managing Director of New Leaf Venture Partners, L.L.C. (NLV). NLV has entered into an agreement (the...Sub-Management Agreement • January 31st, 2006 • SGX Pharmaceuticals, Inc. • Pharmaceutical preparations
The shares reported in this Form 3 are held directly by various subsidiaries of Credit Suisse, a Swiss bank. Mr. Vijay Lathi is a Managing Director of New Leaf Venture Partners, L.L.C. (NLV). NLV has entered into an agreement (the Agreement) with DLJ Capital Corporation (DLJCC), a Delaware corporation and indirect subsidiary of Credit Suisse that directly owns some of the shares as to which this Form 3 relates. Pursuant to the Agreement, NLV provides sub-management services for the Sprout investment portfolio. Mr. Lathi may be deemed to beneficially own the shares as to which this Form 3 relates. Mr. Lathi disclaims beneficial ownership of the shares except to the extent of his
SUB-MANAGEMENT AGREEMENT ACCESS CAPITAL STRATEGIES COMMUNITY INVESTMENT FUND, INC.Sub-Management Agreement • June 30th, 2006 • Access Capital Strategies Community Investment Fund Inc/Ma • Blank checks • New York
Whereas the Manager and the Sub-Manager have entered into a Sub-Management Agreement dated as of March 1, 2001 (the “Sub-Management Agreement”); and
AMONGSub-Management Agreement • January 16th, 2004 • Hancock John Variable Series Trust I • Massachusetts
Exhibit 99.1 (3) The shares reported in this Form 4 are held directly by various subsidiaries of Credit Suisse, a Swiss bank. Mr. Lathi is a Managing Director of New Leaf Venture Partners, L.L.C. ("NLV"). NLV has entered into an agreement (the...Sub-Management Agreement • February 8th, 2006 • SGX Pharmaceuticals, Inc. • Pharmaceutical preparations
AMENDMENT #5 TO THE SUB-MANAGEMENT AGREEMENT BETWEEN MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC AND MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITEDSub-Management Agreement • August 27th, 2021 • Mirae Asset Discovery Funds
THIS AMENDMENT is entered into as of May 13, 2021 by and among MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (the “Investment Adviser”), a Delaware limited liability company having its main office at 625 Madison Avenue, 3rd Floor, New York, NY 10022, and MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED (the “Sub-Adviser”), a Hong Kong corporation whose registered address is Room 1101, 11/F, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong.
Exhibit 5(b) SUB-MANAGEMENT AGREEMENT ASSET ALLOCATION PORTFOLIOS SUB- MANAGEMENT AGREEMENT, dated as of February 9, 1996, by and between Citibank, N.A., a national banking association (the "Adviser"), and Miller Anderson & Sherrerd LLP, a limited...Sub-Management Agreement • October 31st, 1997 • Asset Allocation Portfolios • Massachusetts
FORM OF SUB-MANAGEMENT AGREEMENTSub-Management Agreement • February 12th, 1999 • Variable Annuity Portfolios / • Massachusetts
Exhibit 5(b) FORM OF AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT ASSET ALLOCATION PORTFOLIOS SUB-MANAGEMENT AGREEMENT, dated February 9, 1996, as amended and restated as of __________ ___, 1997, by and between Citibank, N.A., a national banking...Sub-Management Agreement • February 14th, 1997 • Landmark Funds I • Massachusetts
AMENDMENT TO THE SUB-MANAGEMENT AGREEMENT BETWEEN MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC AND MIRAE ASSET GLOBAL INVESTMENTS (BRASIL) GESTAO DE RECURSOS LTDA.Sub-Management Agreement • August 29th, 2011 • Mirae Asset Discovery Funds
THIS AMENDMENT is entered into as of April 5, 2011, by and among MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (the “Investment Manager”), a Delaware limited liability company having its main office at 1 Bryant Park, 39th Floor, New York, NY 10036, and MIRAE ASSET GLOBAL INVESTMENTS (BRASIL) GESTAO DE RECURSOS LTDA. (the “Sub-Manager”), a Brazilian corporation whose registered address is N1455 Av. Presidente Juscelino Kubitschek Level J2, Sao Paulo, Brasil.
ContractSub-Management Agreement • May 5th, 2020 • Florida
EX-10.6 3 exhibit106restatedsub-mana.htm EXHIBIT 10.6 FIRST AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT This FIRST AMENDED AND RESTATED SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of February 23, 2015, by and among (i) ARMOUR CAPITAL MANAGEMENT LP, a Delaware limited partnership (the “Manager”), (ii) STATON BELL BLANK CHECK LLC, a Delaware limited liability company (the “Sub-Manager”), and (iii) ARMOUR RESIDENTIAL REIT, INC., a Maryland corporation, but solely with respect to Sections 1, 6(a), 9(b), 11(a), 11(b), 11(e), 14(a), 14(b), 15, and 18 through 32 (the “REIT”). RECITALS WHEREAS, on November 9, 2009, ARMOUR Residential Management LLC, a Delaware limited liability company, and the REIT entered into that certain Sub-Management Agreement (the “Sub-Management Agreement”), pursuant to which the Sub-Manager serves as a sub-advisor to the Manager to support the performance of the Manager’s services under that certain Management Agreement dated November 9, 2009 (as
FORM OF AMENDMENT #3 TO THE SUB-MANAGEMENT AGREEMENT BETWEEN MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC AND MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITEDSub-Management Agreement • April 17th, 2019 • Mirae Asset Discovery Funds
THIS AMENDMENT is entered into as of September 25, 2018 by and among MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC (the “Investment Adviser”), a Delaware limited liability company having its main office at 625 Madison Avenue, 3rd Floor, New York, NY 10022, and MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED (the “Sub-Adviser”), a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, 1 Queen’s Road East, Hong Kong.
FORM OF SUB-MANAGEMENT AGREEMENTSub-Management Agreement • July 29th, 2009 • Enterprise Acquisition Corp. • Blank checks • Florida
This FORM OF SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of ________, 2009, by and among (i) ARMOUR RESIDENTIAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”), (ii) STATON BELL BLANK CHECK LLC, a Delaware limited liability company (the “Sub-Manager”), (iii) ARMOUR RESIDENTIAL REIT, INC., a Maryland corporation, but solely with respect to Sections 1, 6(a), 9(b), 11(a), 11(b), 11(e), 14(a), 14(b), 15, and 18 through 32 (the “REIT”), and (iv) JEFFREY J. ZIMMER and SCOTT J. ULM, but solely with respect to Sections 1, 9, 11(a), 14(a), 15(a), 18 through 30, and 32 (Messrs. Zimmer and Ulm, together, the “Members” and, each, a “Member”).
RECITALSSub-Management Agreement • March 30th, 2000 • FBR Asset Investment Corp/Va • Real estate investment trusts • Virginia
FORM OF SUB-MANAGEMENT AGREEMENTSub-Management Agreement • November 12th, 2009 • Armour Residential REIT, Inc. • Real estate investment trusts • Florida
This FORM OF SUB-MANAGEMENT AGREEMENT (this “Agreement”), is entered into as of November 6, 2009, by and among (i) ARMOUR RESIDENTIAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”), (ii) STATON BELL BLANK CHECK LLC, a Delaware limited liability company (the “Sub-Manager”), (iii) ARMOUR RESIDENTIAL REIT, INC., a Maryland corporation, but solely with respect to Sections 1, 6(a), 9(b), 11(a), 11(b), 11(e), 14(a), 14(b), 15, and 18 through 32 (the “REIT”), and (iv) JEFFREY J. ZIMMER and SCOTT J. ULM, but solely with respect to Sections 1, 9, 11(a), 14(a), 15(a), 18 through 30, and 32 (Messrs. Zimmer and Ulm, together, the “Members” and, each, a “Member”).
1. Schedule A of the Agreement shall be deleted and replaced with the attached. 2. The Agreement, as supplemented by this Amendment, is ratified and confirmed.Sub-Management Agreement • August 2nd, 2005 • Sunamerica Focused Series Inc
Exhibit d(5) SUB-MANAGEMENT AGREEMENT THE PREMIUM PORTFOLIOS High Yield Portfolio SUB-MANAGEMENT AGREEMENT, dated May 3, 1999, by and between The Premium Portfolios (the "Trust"), and Salomon Brothers Asset Management Inc, a Delaware corporation (the...Sub-Management Agreement • February 28th, 2000 • Small Cap Growth Portfolio • Massachusetts
EXHIBIT (d)(xviv) SUB-MANAGEMENT AGREEMENT This AGREEMENT made this ______ day of __________, 2003, between Janus Capital Management LLC, a Delaware limited liability company ("JCM") and Perkins, Wolf, McDonnell and Company, a Delaware corporation...Sub-Management Agreement • February 28th, 2003 • Schwab Capital Trust • Colorado