Disclosure Rules and Transparency Rules definition

Disclosure Rules and Transparency Rules means the Disclosure Rules and Transparency Rules published by the Financial Conduct Authority;
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Disclosure Rules and Transparency Rules means the Disclosure Rules and Transparency Rules of the FSA made under section 73A of FSMA;
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Disclosure Rules and Transparency Rules or “DTRs” means the disclosure rules and transparency rules of the FCA, made pursuant to section 73A of FSMA.
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Examples of Disclosure Rules and Transparency Rules in a sentence

  • All Previous Announcements when published, complied, as applicable, with the articles of association of the Company, the Listing Rules, the Prospectus Rules, the Disclosure Rules and Transparency Rules, the Companies Act, the FSMA, the FSA, all applicable rules of the London Stock Exchange, the FCA and all other applicable rules and requirements of statute, regulation or any regulatory body of the United Kingdom.

  • In particular, the Company undertakes to procure that each of the Directors discloses to the Company all information which the Company needs in order to comply with the requirements of Rule 17 and Schedule 5 of the AIM Rules (notification of changes in the interests of directors and significant shareholders in the securities of the Company) and the Disclosure Rules and Transparency Rules, insofar as they are applicable to the Company.


More Definitions of Disclosure Rules and Transparency Rules

Disclosure Rules and Transparency Rules the latest edition of the “Disclosure Rules and Transparency Rules” issued by the FSA;
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Disclosure Rules and Transparency Rules means the disclosure rules and transparency rules made by the FSA under Part IV of the UK Financial Services and Markets Act 2000;
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Related to Disclosure Rules and Transparency Rules

  • NYSRC Reliability Rules means the rules applicable to the operation of the New York Transmission System. These rules are based on Reliability Standards adopted by NERC and NPCC, but also include more specific and more stringent rules to reflect the particular requirements of the New York Transmission System.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations.

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.