Certain Representations and Agreements. We represent that we are (a) a member in good standing of the FINRA, or (b) a foreign bank, broker, dealer or institution not eligible for membership in the FINRA. If we are such a FINRA member, we agree that in making sales of Securities we will comply with all applicable rules of the FINRA, including, without limitation, Conduct Rules 2740 and 2790. If we are not a FINRA member, we agree to comply as though we were a member with Conduct Rules 2730, 2740, 2750 and 2790 of the FINRA. If we are such a foreign bank, broker, dealer or other institution, we agree not to offer or sell any Securities in the United States of America or its territories or possessions or to persons who are nationals thereof or residents therein except through the Representatives and in making sales of Securities we agree to comply with Conduct Rule 2420 of the FINRA as it applies to a
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Certain Representations and Agreements. We represent that we are (a) a member in good standing of the FINRA, or (b) a foreign bank, broker, dealer or institution not eligible for membership in the FINRA. If we are such a FINRA membermember of FINRA, we agree that in making sales of Securities we will comply with all applicable rules of the FINRAinterpretative materials and FINRA Rules, including, without limitation, Conduct Rules 2740 and 2790. If we are not a FINRA membermember of FINRA, we agree to comply as though we were a member with Conduct Rules 2730, 2740, 2740 and 2750 and 2790 of the FINRA. If we are such a foreign bank, broker, dealer or other institution, we agree not to offer or sell any Securities in the United States of America or its territories or possessions or to persons who are nationals thereof or residents therein (except through the Representatives Representatives), and in making sales of Securities we agree to comply with Conduct Rule 2420 of the FINRA as it applies to aa nonmember broker or dealer in a foreign country. We also represent that the
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