Communication of Orders Sample Clauses

Communication of Orders. 12.1.1 INFINOX operates a Straight Through Processing (STP) order execution system. Orders for execution of Transactions between you and us are to be given to us electronically through the Straight Through Processing Trading Systems. 12.1.2 We do not accept orders by telephone other than in the circumstances set out in clause 12.1.3 In the case of an emergency, you can close out an order by talking directly to a broker of INFINOX only during normal office hours. No message may be left, and no orders may be closed using answer phone or voicemail facilities or by facsimile.
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Communication of Orders. Orders by telephone will only be accepted by ▇▇▇▇▇.▇▇▇ UK during specified hours which will be notified to you from time to time. When you place an Order by telephone, you can do so only by talking directly to a broker of ▇▇▇▇▇.▇▇▇ UK. No message may be left, and no Orders may be placed using answer phone or voicemail facilities or by facsimile. All telephone calls are recorded for the purposes of fraud prevention and quality control and by agreeing to these terms and conditions you agree to such recordings. 下单的传达。▇▇▇▇▇.▇▇▇ UK 只会在不时通知您的特定时间接受电话下单。当您至电 ▇▇▇▇▇.▇▇▇ UK，您只可直接向 ▇▇▇▇▇.▇▇▇ UK 的经纪口头下单。您将不可以留口信。而且您不可以透过传呼中心或留言设施或传真下单。所有电话下单指令将会被录音以防止诈骗行为和作出服务素质管理。您对本协议之同意等同同意录音安排。
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Communication of Orders. 12.1.1 The Company operates a Straight through Processing (STP) order execution system. Orders for execution of Transactions between you and us are to be given to us electronically through the Trading Systems. 12.1.2 We do not accept orders by telephone other than in the circumstances set out in clause 17.2.
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Communication of Orders. 13.1.1 We offer a range of different Orders to open and close Transaction. We do not act on your behalf but as a counterparty and we will take all reasonable steps to obtain, when executing, the best possible results for you. Order execution may vary depending on the platform. For more information on order execution please see our Best Execution Policy available on our Website. If you do not understand the features of an Order you should not proceed. If you require any further information about the features of an Order or have any questions please contact us immediately. 13.1.2 INFINOX provides prices derived by reference to the price of the Underlying Market and quoted to us by our Liquidity Providers. Orders for execution of Transactions between you and us are to be given to us electronically through the Trading System. 13.1.3 We do not accept orders by telephone other than in the circumstances set out in clause 17.2.
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Communication of Orders. When you place an Order by telephone, you can do so only by talking directly to a representative of ▇▇▇▇▇.▇▇▇ during Trading Hours. No message may be left, and no Orders may be placed using answer phone or voicemail facilities or by facsimile or by email. All telephone calls are recorded for the purposes of fraud prevention and quality control and by agreeing to these terms and conditions you agree to such recordings.
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Communication of Orders. 12.1.1 Cuboid operates a Straight through Processing (STP) order execution system. Orders for execution of Transactions between you and us are to be given to us electronically through the Straight through Processing Trading Systems. 12.1.2 We do not accept orders by telephone other than in the circumstances set out in clause 17.2.
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Communication of Orders. 12.1.1 SLICK operates a Straight through Processing (STP) order execution system. Orders for execution of Transactions between you and us are to be given to us electronically through the Straight through Processing Trading Systems. 12.1.2 We do not accept orders by telephone other than in the circumstances set out in clause 12.1.3 In the case of an emergency, you can close out an order by talking directly to a broker of SLICK only during normal office hours. No message may be left, and no orders may be closed using answer phone or voicemail facilities or by facsimile.
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Communication of Orders. The Licensee: (a) acknowledges that OpenMarkets will not accept or act on any Order placed by a Client other than an Order communicated to OpenMarkets by the Licensee (as agent for the Client) or placed through the DMA Service; (b) acknowledges that an Order placed through a Third Party Service by the Licensee is taken to be an Order communicated by the Licensee to OpenMarkets; (c) acknowledges that an Order placed through the DMA Service by a Client is taken to be an Order communicated by the Licensee to OpenMarkets and this agreement applies to such an Order as if the Licensee had received the Order from the Client and communicated it to the Licensee; OpenMarkets Intermediary Services Agreement 24 (d) acknowledges that OpenMarkets may refuse to execute any Order in its discretion, having regard to any Relevant Law, and OpenMarkets will not have any liability for any loss or claim that the Licensee may have as a result of any such refusal; (e) warrants and represents to OpenMarkets in respect of each Order that the Licensee communicates as agent for a Client to OpenMarkets or places through the DMA Service (whether by the Licensee or by the Client) that: (i) the Order represents the relevant Client’s instructions; or (ii) the Licensee is acting within the scope of a written authorisation from the relevant Client to operate a managed discretionary account in communicating the Order to OpenMarkets or placing it through the DMA Service; and (f) acknowledges that, while it may as agent for the Client, communicate the Client’s Orders to OpenMarkets, it must not (or purport to) indicate to a Client that OpenMarkets has accepted that Order (and the Licensee has no authority to bind OpenMarkets to accept the Order) unless and until OpenMarkets has confirmed to the Licensee that it has accepted the Order.
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Related to Communication of Orders

  • Solicitation of Orders You will use your best efforts (but only in states in which you may lawfully do so) to obtain from investors unconditional orders for Shares authorized for issue by the Fund and registered under the 1933 Act, provided that you may in your discretion refuse to accept orders for Shares from any particular applicant.

  • Submission of Orders 14.1 The Dealer Manager may authorize certain Dealers that have “net capital,” as defined in the applicable federal securities regulations, of $250,000 or more, to instruct their customers to make their checks for Shares subscribed for payable directly to the Dealer. In such case, the Dealer will collect the proceeds of the subscribers’ checks and issue a check made payable to the order of the Company, as described above, for the aggregate amount of the subscription proceeds or wire such funds to the Company. The Dealer Manager and any Dealer receiving a check that does not conform to the foregoing instructions shall promptly return such check directly to such subscriber. Checks received by the Dealer Manager or Dealer that conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section 14 and in accordance with the requirements set forth in Rule 15c2-4 promulgated under the Exchange Act. 14.2 It is understood and agreed that the Company reserves the right in its sole discretion to refuse to sell any of the Shares to any person. 14.3 In connection with DRS Settlement (as defined below), those persons who purchase Shares will be instructed by the Dealer Manager or the Dealer to make their checks payable to “UMB Bank, National Association, as escrow agent for Gladstone Land Corporation” (the “Escrow Agent”). Each person desiring to purchase Shares through the Dealer Manager, or any other Dealer participating in the Offering, will be required to complete and execute the subscription documents described in the Prospectus, if any. In connection with DRS Settlement, when a Dealer’s internal supervisory procedures are conducted at the site at which the subscription agreement and check were initially received by such Dealer from the subscriber, the Dealer shall transmit the subscription agreement and check to the Escrow Agent by the end of the next business day following receipt of the check and subscription agreement. When, pursuant to a Dealer’s internal supervisory procedures, such Dealer’s final internal supervisory procedures are conducted at a different location (the “Final Review Office”), such Dealer shall transmit the check and subscription agreement to the Final Review Office by the end of the next business day following such Dealer’s receipt of the subscription agreement and check. The Final Review Office will, by the end of the next business day following its receipt of the subscription agreement and check, forward both the subscription agreement and check to the Escrow Agent. If any subscription agreement solicited by a Dealer participating in this Offering is rejected by the Dealer Manager or the Company, then the subscription agreement and check will be returned to the rejected subscriber within thirty (30) days from the date of rejection. 14.4 The Company will sell the Shares using two closing services provided by the Depository Trust Company (“DTC”). The first service is DTC closing (“DTC Settlement”), and the second service is Direct Registration Service (“DRS Settlement”). A sale of Shares shall be deemed by the Company to be completed if and only if (i) the Company has received payment of the full purchase price of purchased Shares, from an investor who satisfies the minimum purchase requirements set forth in the Prospectus as determined by the Dealer Manager or other Dealer participating in this Offering, as applicable, in accordance with the provisions of this Agreement, (ii) the Company has accepted such subscription, and, if using DRS Settlement, a properly completed and executed subscription agreement, and (iii) such investor has been admitted as a stockholder of the Company. In addition, no sale of Shares shall be completed until after the date on which the subscriber receives a copy of the Prospectus. The Dealer Manager hereby acknowledges and agrees that the Company, in its sole and absolute discretion, may accept or reject any subscription, in whole or in part, for any reason whatsoever or no reason, and no dealer manager fee in the amount of up to 3.0% (as described in Section 5.1) will be paid to the Dealer Manager with respect to that portion of any subscription which is rejected.

  • Execution of Orders All orders for the creation or redemption of Creation Units shall be handled in accordance with the terms of the Prospectus, and the procedures described in Attachments A and A-1 to this Agreement. In the event the procedures include the use of recorded telephone lines, the Participant hereby consents to such use. The Trust reserves the right to issue additional or other procedures relating to the manner of creating or redeeming Creation Units, and the Participant, and the Distributor agree to comply with such procedures as may be issued from time to time, upon reasonable notice thereof. The Participant understands and acknowledges that the Transfer Agent will not effect a creation or redemption until it has received confirmation of receipt of the Participant’s incoming security transfer and/or cash through the Trust’s Clearing Process, Fed Book-Entry System, Euroclear and/or DTC in the case of a creation, and through the Trust’s Clearing Process, Euroclear and/or DTC in the case of a redemption. With respect to any order for the creation or redemption of Creation Units, the Participant acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) to return to the Trust any dividend, distribution or other corporate action paid to it or to the party for which it is acting in respect of any Deposit Security that is transferred to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer should have been paid to the Trust. With respect to any orders for the creation or redemption of Creation Units, the Participant also acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) that the Transfer Agent is entitled to reduce the amount of money or other proceeds due to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer, should be paid to the Fund. With respect to any order for the creation or redemption of Creation Units, the Trust acknowledges and agrees to return to the Participant or any party for which it is acting any dividend, distribution or other corporate action paid to the Trust in respect of any Deposit Security that is transferred to the Trust that, based on the valuation of such Deposit Security at the time of transfer, should have been paid to the Participant or any party for which it is acting.

  • TERMINATION OF ORDERS Participating Entities may terminate an order, in whole or in part, immediately upon notice to Supplier in the event of any of the following events: 1. The Participating Entity fails to receive funding or appropriation from its governing body at levels sufficient to pay for the equipment, products, or services to be purchased; or 2. Federal, state, or provincial laws or regulations prohibit the purchase or change the Participating Entity’s requirements.

  • Placement of Orders The Adviser shall arrange for the placing of all orders for the purchase and sale of securities for a Fund’s account with brokers or dealers selected by the Adviser. In the selection of such brokers or dealers and the placing of such orders, the Adviser is directed at all times to seek for each Fund the most favorable execution and net price available under the circumstances. It is also understood that it is desirable for the Funds that the Adviser have access to brokerage and research services provided by brokers who may execute brokerage transactions at a higher cost to the Funds than may result when allocating brokerage to other brokers, consistent with section 28(e) of the 1934 Act and any Commission staff interpretations thereof. Therefore, the Adviser is authorized to place orders for the purchase and sale of securities for a Fund with such brokers, subject to review by the Board from time to time with respect to the extent and continuation of this practice. It is understood that the services provided by such brokers may be useful to the Adviser in connection with its or its affiliates’ services to other clients.