Filing of Exchange Act Reports Clause Samples
The Filing of Exchange Act Reports clause requires a party, typically a publicly traded company, to submit periodic reports and disclosures as mandated by the Securities Exchange Act of 1934. This includes documents such as annual (10-K) and quarterly (10-Q) reports, as well as current reports (8-K) that inform stakeholders of significant events. By mandating timely and accurate filings, the clause ensures transparency and keeps investors and other parties informed, thereby promoting regulatory compliance and reducing information asymmetry.
Filing of Exchange Act Reports. After the date of this Agreement, the Company will use commercially reasonable efforts to timely file all documents required to be filed with the Commission pursuant to Section 13 or 15 of the Exchange Act except where the failure to so timely file would not have a Material Adverse Effect or cause the requirements of Rule 144(c) under the Securities Act not to be met.
Filing of Exchange Act Reports. The Company shall use its commercially reasonable efforts to file (a) its Annual Reports on Form 10-K for the fiscal years ended December 31, 2018 and December 31, 2019, (b) all its required Quarterly Reports on Form 10-Q since the quarter ended March 31, 2019, through the quarter ended June 30, 2020, and (c) any required Current Reports on Form 8-K that are due but not yet filed.
Filing of Exchange Act Reports. After the date of this Agreement, the Company will timely file all documents required to be filed with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act, and so long as any of the Class W Preferred Shares or the Common Shares remain issued and outstanding, shall provide to the Investor copies of all such documents, including, without limitation, all financial statements of the Company required to be filed with the Commission, except to the extent that such documents are available through the Commission's ▇▇▇▇▇ system.
Filing of Exchange Act Reports. After the date of this Agreement, the Company will timely file all documents required to be filed with the Securities and Exchange Commission pursuant to Section 13 or 15 of the Exchange Act and will use its best efforts to maintain its eligibility to use Form S-3 under the Securities Act.
Filing of Exchange Act Reports. Wachovia will file promptly all reports and any definitive proxy or information statements required to be filed by Wachovia with the SEC pursuant to Section 13(a), 13(c), 14 or 15(d) of the 1934 Act subsequent to the date of the Prospectus and for so long as the delivery of a prospectus (or in lieu thereof, the notice referred to in Rule 173(a) under the Act) is required in connection with the offering or sale of the Securities.
Filing of Exchange Act Reports. After the date of this Agreement and through the Closing Date, the Company will file promptly all documents required to be filed with the Commission pursuant to Section 13 or 14 of the Exchange Act, and so long as the Series A Preferred Shares remain issued and outstanding, shall provide to the Investor copies of all such documents, including, without limitation, all financial statements of the Company required to be filed with the Commission.
Filing of Exchange Act Reports. During the period when a prospectus is required to be delivered under the Securities Act, promptly file all documents required to be filed with the Commission pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act. ::ODMA\PCDOCS\DOCS\97107\2 32
Filing of Exchange Act Reports. 20 6.4 Consultation and Related Rights ............................ 20 6.5 Maintenance of REIT Status ................................. 21 6.6
Filing of Exchange Act Reports. Delivery of Financial Statements. The Company will timely file all documents required to be filed with the Securities and Exchange Commission pursuant to Section 13 or 15 of the Securities Exchange Act, and shall provide to the Lender copies of all such documents, including, without limitation, all financial statements of the Company required to be filed with the Securities and Exchange Commission, including the Company's Supplemental Financial and Operating Statistics historically filed on Form 8-K and at any time that the Company is not subject to Section 13 or 15 of the Securities Exchange Act the Company will provide to the Lender the documents and information that the Company would be required to file with the Securities and Exchange Commission pursuant to Section 13 or 15 of the Securities Exchange Act if the Company were still subject to such requirements, including the Company's Supplemental Financial and Operating Statistics historically filed on Form 8-K. Within 120 days after the end of each calendar year or earlier if available, the Operating Partnership shall deliver to the Lender its consolidated balance sheet, statement of operations and statement of cash flows (with a comparison to the prior year period) in form reasonably satisfactory to Lender, together with an Officer's Certificate certifying that such financial statements are true, correct and complete in all material respects and present fairly in all material respects the financial condition and results of operation of the Operating Partnership and its Subsidiaries in a manner consistent with GAAP. Within 30 days after the end of each calendar month, the Company shall provide to the Lender summary consolidated financial statements of the Company for such month in form substantially similar to Exhibit J attached hereto. "GAAP" shall mean generally accepted accounting principles in the United States of America as of the relevant date in question, consistently applied during the periods involved except, with respect to consistency of application only, as indicated thereon or in the notes thereof.
Filing of Exchange Act Reports. VTSI will file all reports required to be filed by it pursuant to the Exchange Act and the promulgated regulations and, if at any time the VTSI is not required to file such reports, it will, upon the request of any holder of the VTSI to be issued pursuant to this Agreement, make publicly available other information so long as necessary to permit sales of its securities pursuant to Rule 144. No such reports filed by VTSI after the date of this Agreement will contain any untrue statement of a material fact or omit to state any material fact required to be stated or necessary in order to make the statements not misleading (in each case as of the date filed). Rule 144. Upon the request of any such holder, VTSI shall deliver to such holder a written certification of a duly authorized officer as to whether it has complied with such requirements.