FINRA Rules. Notwithstanding anything contained in this Warrant, the terms of this Warrant are intended to comply with the rules and regulations of the Financial Industry Regulatory Authority, Inc. relating to the compensation of underwriters and placement agents, and any provision of this Warrant that is determined to be inconsistent with such rules shall be deemed to be modified to the extent necessary to comply with such rules.
Appears in 2 contracts
Sources: Common Stock Purchase Warrant (Huiheng Medical, Inc.), Common Stock Purchase Warrant (NovaBay Pharmaceuticals, Inc.)