Ongoing Account Management* Sample Clauses
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately. $416.66* Per Month * If the average volume of transactions, inquiries, or telephone calls significantly increases during the term of this Agreement as a result of outside factors or unforeseen circumstances for which the Transfer Agent is not the proximate cause, the Transfer Agent and the Company shall negotiate an additional fee.
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately.
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below for up to 1,000 open accounts per year. Excess number of accounts to be billed at $12.00 per account per year. Out of pocket costs associated with providing these services will be charged separately. $2,250 Per month
Ongoing Account Management*. This fee covers the administration of the services listed in Section 3, except as noted otherwise. Expenses associated with providing these services will be charged separately. $19,874.96 Per Month (includes all 14 closed-end funds) * The Ongoing Account Management fee will either increase or decrease by $1,419.64 for each Fund that is either added to or terminated from the Agreement. For billing purposes, the number of Funds will be based on the number of Funds at the beginning of each billing period, plus any new Funds added during that period.
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately. $416.66* Per Month * If the average volume of transactions, inquiries, or telephone calls significantly increases during the term of this Agreement as a result of outside factors or unforeseen circumstances for which the Transfer Agent is not the proximate cause, the Transfer Agent and the Company shall negotiate an additional fee. · Annual administration fee $500 · Due Diligence $3.00 per account · State report fee $125 per report ($25 for nil report) · Account processed $1.00 per account escheated
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately. $8,500.00* Per Annual Stock Transfer/Registrar Fee, per fund for monthly dividend paying funds $6,500.00* Annual Stock Transfer/Register Fee per fund for all other funds $500.00 One-time IPO set up fee for any new fund *Shareholder cap for each fund is 2,000 open accounts. If shareholder base exceeds, then pricing will be reviewed at that time. Includes the standard Transfer Agent and Registrar services as stated in the following sections:
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately. $2,500.00* Per Month, Per Fund (Federated Premier Municipal Income Fund and Federated Premier Intermediate Municipal Income Fund) $2,000.00* Per Month (Federated Enhanced Treasury Income Fund) $1.50 Per DRP or Cash Transaction * If the average volume of transactions, inquiries, or telephone calls significantly increases during the term of this Agreement as a result of outside factors or unforeseen circumstances for which the Transfer Agent is not the proximate cause, the Transfer Agent and the Funds shall negotiate an additional fee.
Ongoing Account Management*. This fee covers all administration of the services listed in the services section except as noted below for up to 1,000 open accounts per year. Excess number of accounts to be billed at $12.00 per account per year. Out of pocket costs associated with providing these services will be charged separately. $2,250 Per month • SEC Electronic Database Search $3.00 per account searched • National Change of Address (NCOA) search $.01 per account (all accounts) • DTC Monthly Reinvestment $250.00 each • DRP Redemption’s or Tenders (sales or withdrawals) $15.00 each • Issuance of certificates (first 500 included per year) $1.50 each • Annual administrative services as Transfer Agent and Registrar for the common stock of the fund • Assignment of relationship manager
Ongoing Account Management*. This fee covers the administration of the services listed in Section 3, except as noted otherwise. Expenses associated with providing these services will be charged separately. * If the average volume of transactions or inquiries significantly increases during the term of this Agreement, as a result of outside factors or unforeseen circumstances for which Agent is not the proximate cause, Agent and Fund shall negotiate an additional fee.
Ongoing Account Management*. This fee covers the administration of the services listed in Section 3, except as noted otherwise. Expenses associated with providing these services will be charged separately. $1,760.00 1,800 ▇▇▇▇ ▇▇▇▇▇▇▇ Financial Opportunities Fund (“BTO”) $1,183.00 1,000 ▇▇▇▇ ▇▇▇▇▇▇▇ Hedged Equity & Income Fund (“HEQ”) $3,911.00 5,300 ▇▇▇▇ ▇▇▇▇▇▇▇ Income Securities Trust (“JHS”) $3,083.00 4,700 ▇▇▇▇ ▇▇▇▇▇▇▇ Investors Trust (“JHI”) $1,539.00 500 ▇▇▇▇ ▇▇▇▇▇▇▇ Preferred Income Fund (“HPI”) $1.539.00 500 ▇▇▇▇ ▇▇▇▇▇▇▇ Preferred Income Fund II (“HPF”) $1,539.00 500 ▇▇▇▇ ▇▇▇▇▇▇▇ Preferred Income Fund III (“HPS”) $6,634.00 4,600 ▇▇▇▇ ▇▇▇▇▇▇▇ Premium Dividend Fund (“PDT”) $1,429.00 500 ▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Advantaged Dividend Income Fund Tax-Adv. (“HTD”) * If the average volume of transactions or inquiries significantly increases, or decreases, during the term of this Agreement, as a result of outside factors or unforeseen circumstances for which Agent is not the proximate cause, Agent and Clients shall negotiate a revised fee. This Amendment shall have a not-to-exceed amount of $946,212. Should the total fees exceed this amount, both parties agree to work on executing an Amendment to add additional fees. • ACH Validation Request $1.95 per validation request (whether approved or rejected) • ACH Payment (Debit or Credit) Failure $1.95 per failed remittance • Annual administration fee Included • Due Diligence $2.50 per account (minimum $250.00) • SEC Electronic Database Search $3.00 per account searched (minimum $250.00)