Special Reports and Services Clause Samples
The "Special Reports and Services" clause defines the conditions under which a party may request or provide additional reports or services beyond the standard scope of an agreement. Typically, this clause outlines the process for requesting such special reports, the approval mechanism, and any associated costs or timelines. For example, a client might request a customized analysis or an extra site visit, which would be governed by this clause. Its core function is to ensure that both parties have a clear understanding of how non-standard work is handled, thereby preventing misunderstandings and facilitating efficient management of extra requests.
Special Reports and Services. (i) Ultimus may provide additional special reports upon the request of the Trust or a Portfolio's investment adviser, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
(ii) Ultimus may provide such other similar services with respect to a Portfolio as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
Special Reports and Services. (i) Fund Accountant may provide additional special reports upon the request of the Trust or a Fund's investment adviser, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
(ii) Fund Accountant may provide such other similar services with respect to a Fund as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
Special Reports and Services. Ultimus may provide additional special reports upon the request of the Fund’s investment adviser, which may result in an additional charge, the amount of which shall be agreed upon by the parties prior to the reports being made available.
Special Reports and Services. (i) BISYS may provide additional special reports upon the request of the Trust or a Fund's investment adviser, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
(ii) BISYS may provide such other similar services with respect to a Fund as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
Special Reports and Services. 4.1. Ultimus may provide additional special reports upon the request of the Fund or the Fund’s investment adviser, which may result in an additional charge, the amount of which shall be agreed upon by the parties prior to the reports being made available.
4.2. Ultimus may provide such other similar services with respect to the Fund as may be reasonably requested by the Fund, which may result in an additional charge, the amount of which shall be agreed upon between the parties prior to such services being provided. The parties duly executed this Fund Accounting Addendum as of August 11, 2022. By: /s/ R▇▇▇ ▇▇▇▇ By: /s/ G▇▇▇ ▇▇▇▇▇▇▇ Name: R▇▇▇ ▇▇▇▇ Name: G▇▇▇ ▇▇▇▇▇▇▇ Title: Chief Financial Officer Title: Chief Executive Officer This Fund Administration Addendum, dated August 11, 2022, is between Flat Rock Core Plus Fund (the “Fund”) and Ultimus Fund Solutions, LLC (“Ultimus”) and supplements that certain Master Services Agreement dated August 11, 2022 by and between the Fund and Ultimus (the “Agreement”). Capitalized terms used but not defined herein shall have the meanings set forth in the Agreement. Ultimus shall provide the following Fund Administration Services subject to, and in compliance with the objectives, policies and limitations set forth in the Fund’s Registration Statement, the Fund’s organizational documents, bylaws, applicable laws and regulations, and resolutions and policies established by the Fund’s Board:
1. Monitor the performance of administrative and professional services rendered to the Fund by others, including its custodian, transfer agent, fund accountant and dividend disbursing agent as well as legal, auditing, shareholder servicing and other services performed for the Fund;
2. Upon request, assist the Fund in the evaluation and selection of other service providers, such as independent public accountants, printers, E▇▇▇▇ providers and proxy solicitors (such parties may be affiliates of Ultimus);
3. Prepare and maintain the Fund’s operating expense budget to determine proper expense accruals to be charged to the Fund in order to calculate its daily net asset value;
4. Prepare, or cause to be prepared, expense and financial reports, including Fund budgets, expense reports, pro-forma financial statements, expense and profit/loss projections and fee waiver/expense reimbursement projections on a periodic basis; provided that all special or custom expense calculations, including fulcrum fees, will be reviewed and approved by the investmen...
Special Reports and Services. (i) SMC may provide additional special reports upon the request of the Company or a Fund's investment adviser, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
(ii) SMC may provide such other similar services with respect to a Fund as may be reasonably requested by the Company, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
Special Reports and Services. (i) RFS may provide additional special reports upon the request of the Trust or a Fund’s investment adviser, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
(ii) RFS may provide such other similar services with respect to a Fund as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties.
Special Reports and Services. 4.1. Ultimus may provide additional special reports upon the request of the Trust or a Fund’s investment adviser, which may result in an additional charge, the amount of which shall be agreed upon by the parties prior to the reports being made available.
4.2. Ultimus may provide such other similar services with respect to a Fund as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties prior to such services being provided. The parties duly executed this Fund Accounting Addendum as of February 23, 2023. Northern Lights Fund Trust III on its own behalf and on behalf of the Funds Ultimus Fund Solutions, LLC By: /s/▇▇▇▇ ▇▇▇▇ By: /s/▇▇▇▇ ▇▇▇▇▇▇▇ Name: ▇▇▇▇ ▇▇▇▇ Name: ▇▇▇▇ ▇▇▇▇▇▇▇ Title: President Title: Chief Executive Officer This Fund Accounting Fee Letter (this “Fee Letter”) applies to the Services provided by Ultimus Fund Solutions, LLC (“Ultimus”) to Northern Lights Fund Trust III (the “Trust”) for the Funds listed on Schedule A (individually referred to herein as a “Fund” and collectively as the “Funds”) pursuant to that certain Master Services Agreement dated February 23, 2023, and the Fund Accounting Addendum dated February 23, 2023, (the “Agreement”). Capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
Special Reports and Services. 3.1 Service Provider may provide additional special reports upon the request of the Trust or a Fund’s investment adviser, which may result in an additional charge, the amount of which shall be agreed upon by the parties prior to the reports being made available.
Special Reports and Services. (i) CQFS may provide additional special reports upon the request of the Trust or a Portfolio's investment adviser or designee, which may result in additional charges, the amount of which shall be agreed upon between the parties prior to the provision of such special report.
(ii) CQFS may provide such other similar services with respect to a Portfolio as may be reasonably requested by the Trust, which may result in an additional charge, the amount of which shall be agreed upon between the parties prior to the provision of such service.