Common use of Appropriateness Clause in Contracts

Appropriateness. 1. In accordance with our governing regulation, part of the information requested from Clients is used to assess the Client’s appropriateness to the services and financial instruments offered by the Company. 2. The Client’s knowledge and experience, as provided by the client, enables the Company to make a decision on the appropriateness of the Client. If the Client is identified as not having the correct level of knowledge/experience, the Company will inform the Client accordingly. 3. In case any of the above information is optional (i.e. not absolutely necessary) you will be notified accordingly at the time of providing your personal information.

Appears in 11 contracts

Sources: Investment Services Agreement, Investment Services Agreement, Agreement for the Provision of Investment Services

Appropriateness. 1. In accordance with our governing regulation, part of the information requested from Clients is used to assess the Client’s appropriateness to the services and financial instruments offered by the Company. 2. The Client’s knowledge and experience, as provided by the client, enables the Company to make a decision on the appropriateness of the Client. If the Client is identified as not having the correct level of knowledge/experience, the Company will inform the Client accordingly. 3. In case any of the above information is optional (i.e. not absolutely necessary) you will be notified accordingly at the time of providing your personal information.

Appears in 2 contracts

Sources: Investment Services Agreement, Investment Services Agreement

Appropriateness. 1. In accordance with our governing regulationregulations, part of the information requested from Clients is used to assess the Client’s appropriateness to the services and financial instruments offered by the Company. 2. The Client’s knowledge and experience, as provided by the client, enables the Company to make a decision on the appropriateness of the Client. If the Client is identified as not having the correct level of knowledge/experience, the Company will inform the Client accordingly. 3. In case any of the above information is optional (i.e. not absolutely necessary) you will be notified accordingly at the time of providing your personal information.

Appears in 1 contract

Sources: Investment Services Agreement