Client Account Information Clause Samples

Client Account Information. TDATC or its designee agrees to provide, or make available to, the Fund, upon written request, the information required by Rule 22c-2 under the Investment Company Act of 1940, as amended, (“1940 Act”) regarding Client Accounts, including: the taxpayer identification number (“TIN”), the Individual/International Taxpayer Identification Number (“ITIN”), or other government­ issued identifier (“GII”), if known, of any or all Client-shareholder(s) of the Client Account and the amount, date, name or other identifier of any investment professional( s) associated with the Client-shareholder(s) or Client Account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through a Client Account maintained by TDATC during the period covered by the Fund’s request.

Client Account Information. You warrant and represent that the information that you supply to your registered representative, as reflected in the "Customer Account Information” summary ("Information Summary") sent to you in your statement (or other information that NMIS may require) is accurate, complete and truthful. You agree that you will notify NMIS promptly, if there is a change in your name, address, telephone number, employment status (including occupation and whether you are or become an associated person of a securities broker or dealer), annual income, net worth (excluding value of primary residence), financial situation, investment objectives, risk tolerance or other factors that may affect your investment selection. You expressly agree that NMIS and its agents may rely on the information contained in the Information Summary. You authorize NMIS to furnish all customer account records and customer account agreements required by law to you at the mailing address of record for this account. If more than one natural person is an owner of this account, you authorize NMIS to furnish a single customer account agreement for all account owners and customer account record information for all owners in a single envelope. You consent to the disclosure of nonpublic personal information to the other owner(s) of this account that might occur as a result. You authorize NMIS to obtain a credit report or credit or other references concerning yourself (including, without limitation, making oral or written inquiries concerning your credit history) or to otherwise verify or update credit information given to NMIS at any time. You authorize the release of this credit report or other credit information to third parties or to NMIS affiliates as NMIS deems necessary or advisable to effect, administer, enforce, service, process or maintain all transactions or accounts contemplated by this Agreement and for the purpose of offering additional products to you from time to time. You authorize NMIS to exchange information about you with any party it reasonably believes is conducting a legitimate credit inquiry in accordance with the Fair Credit Reporting Act.

Client Account Information. Client is responsible for ensuring that Client’s contact information, billing information and other account details provided on this Order Form are accurate, complete and up to date at all times during the Service Term. Please, promptly notify your Aventri account manager of any inaccuracies or changes.