Client Identity Information Sample Clauses

Client Identity Information. Without affecting any other provisions of this Agreement, in connection with any lawful request for information made to ZUNDIAO by the SEHK and/or the SFC in respect of any transaction relating to the Account with ▇▇▇▇▇▇▇: 15.1 Upon request by ▇▇▇▇▇▇▇, the Client shall immediately and within two days (or such other time period as by be specified by ▇▇▇▇▇▇▇) provide the following information to ZUNDIAO and/or a regulator: identity, address, occupation, contact details, other identification particulars, and/or in the case of a corporate entity, nature and scope of business activities, source of funds, business structure, shareholdings and other information) relating to the ultimate beneficial owner(s) of the Account and/or the person(s) ultimately responsible for the giving of instructions in relation to any transaction or in relation to any dealings with any securities or investments in the Account amongst other requested information of: (a) the party on whose account the transaction was effected (so far as known to the Client) (b) the person or entity (legal or otherwise) who that stands to gain the commercial or economic benefit in the transaction and/or bear its commercial or economic risk; and (c) any third party who originated the transaction; 15.2 If the Client effected the transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall: (a) immediately upon request by ▇▇▇▇▇▇▇,and within two days (or such other time period as by be specified by ▇▇▇▇▇▇▇) inform ▇▇▇▇▇▇▇ and/or a regulator i of the name, identity, address and contact details of the scheme, account or trust and, if applicable, the identity, address, occupation and contact details of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction; and (b) the Client shall inform ▇▇▇▇▇▇▇ immediately when the Client's discretion to invest on behalf of any scheme, trust or account has been overridden. In such event, the Client shall immediately upon ▇▇▇▇▇▇▇'s request and within the time specified by ▇▇▇▇▇▇▇, provide to ZUNDIAO and/or a regulator the identity, address, occupation and contact details of the person(s) who has or have given the instruction in relation to the transaction or revocation or termination; and 15.3 If a multilevel client relationship exists, and the Client does not know the particulars of the underlying Client for whom the transaction was effected, the Client confirms that: (a) the...
View SourceView Similar (5)
Client Identity Information. 27.1 We are required by Regulatory Requirements to obtain CDD and you undertake to provide CDD in the form that we require and to update it on request. 27.2 Subject to Regulatory Requirements, we may determine at our discretion the time at which CDD is required and the form in which it should be delivered and will retain such CDD in accordance with Regulatory Requirements (which may extend to the period after our provision of Services in respect of the Agreement has ended). 27.3 If CDD is not made available when required or is not in a form acceptable to us, we may refuse to accept funds (which may be returned), take actions, exercise any powers or provide other benefit to you or any other party and may seek to discontinue our involvement with the Arrangement in accordance with clause 23.
View Source

Related to Client Identity Information

  • Facility Information The Product is: Renewable Energy Facility or Unit Specific; if so, complete the following: Name of Facility Location of Facility EIA number Online Date Renewable Energy Source specific; if so, state: Aggregator area specific. Use the following table for generator aggregation programs: REC Delivery Unit Specific Generating Renewable Energy Unit / Renewable Energy Source Generating Renewable Energy Aggregation Program / Renewable Energy Sources Location of Generator or Area of Aggregation

  • E4 Confidential Information Except to the extent set out in this clause or where disclosure is expressly permitted elsewhere in this Contract, each Party shall:

  • Safety Information Any other bulletins may only be posted by mutual agreement between the Union and designated Management.

  • Company Information Subscriber understands that the Company is subject to all the risks that apply to early-stage companies, whether or not those risks are explicitly set out in the Offering Circular. Subscriber has had such opportunity as it deems necessary (which opportunity may have presented through online chat or commentary functions) to discuss the Company’s business, management and financial affairs with managers, officers and management of the Company and has had the opportunity to review the Company’s operations and facilities. Subscriber has also had the opportunity to ask questions of and receive answers from the Company and its management regarding the terms and conditions of this investment. Subscriber acknowledges that except as set forth herein, no representations or warranties have been made to Subscriber, or to Subscriber’s advisors or representative, by the Company or others with respect to the business or prospects of the Company or its financial condition.

  • Maintaining Confidential Information Executive reaffirms his obligations under the Confidentiality Agreement. Executive acknowledges and agrees that the payments provided in Section 3 above shall be subject to Executive’s continued compliance with Executive’s obligations under the Confidentiality Agreement.