Investment Objectives and Limitations Clause Samples

Investment Objectives and Limitations. Client agrees to provide Chelsea with a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk, financial objectives, and other pertinent financial information (the “Client Information”). Client understands, acknowledges, and represents that it is aware that Chelsea will rely on the Client Information in managing the Assets in the Account. Client agrees to furnish promptly to Chelsea, all data and information that Chelsea may reasonably request to render the services described in the Agreement. Client shall be solely responsible for the completeness and accuracy of the Client Information furnished to Chelsea under the Agreement. To this end, Client will advise Chelsea promptly of (i) any changes or modifications to Client's objectives and (ii) any specific investment restrictions relating to the Client Account. Client shall notify Chelsea promptly, in writing, if Client considers any investments recommended or made for the Account to violate such objectives or restrictions.

Investment Objectives and Limitations. Client agrees to provide ▇▇▇▇▇▇▇ with a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk, financial objectives, and other pertinent financial information (the “Client Information”). Client understands, acknowledges, and represents that it is aware that ▇▇▇▇▇▇▇ will rely on the Client Information in managing the Assets in the Account. Client agrees to furnish promptly to ▇▇▇▇▇▇▇, all data and information that ▇▇▇▇▇▇▇ may reasonably request to render the services described in the Agreement. Client shall be solely responsible for the completeness and accuracy of the Client Information furnished to Chelsea under the Agreement. To this end, Client will advise ▇▇▇▇▇▇▇ promptly of (i) any changes or modifications to Client's objectives and (ii) any specific investment restrictions relating to the Client Account. Client shall notify ▇▇▇▇▇▇▇ promptly, in writing, if Client considers any investments recommended or made for the Account to violate such objectives or restrictions.

Investment Objectives and Limitations. Client agrees to provide Compass Financial with a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk and financial objectives and other pertinent financial information (“Client Information”). Client understands, acknowledges and represents that it is aware that Compass Financial will rely on the Client Information in managing the Assets in the Account. Client agrees to furnish promptly to Compass Financial, all data and information Compass Financial may reasonably request to render the services described herein. Client shall be solely responsible for the completeness and accuracy of the data and information furnished to Compass Financial under this Agreement. To this end, Client will advise Compass Financial promptly of (i) any changes or modifications to Client's objectives; and (ii) any specific investment restrictions relating to the Client Account. Client shall notify Compass Financial promptly, in writing, if Client considers any investments recommended or made for the Account or any Client Account to violate such objectives or restrictions.

Investment Objectives and Limitations financial situation, investment objectives, investment portfolio, investment experience, investment time horizon, liquidity needs, risk tolerance, other investments, financial situation and needs, tax status, and any other information applicable to the Client, and has consulted with the Intermediary with respect to the decision to hire the Investment Manager as a discretionary manager for its assets and the Client, with the assistance of the Intermediary and the recommendation of the Intermediary, has determined that the Investment Manager and the Mandate selected are appropriate and suitable for the Client. It shall be responsibility to advise Manager of investment objectives and/or restrictions applicable to the Account and to notify Manager of any changes therein as they may occur.

Investment Objectives and Limitations. The Account shall be managed in accordance with the investment objective(s) and guidelines set forth on Attachment A hereto (the “Investment Guidelines”) acknowledging that Manager shall be allowed a reasonable period of time to achieve compliance with the Investment Guidelines after initial funding or in the event of large contributions to or withdrawals from the Account. It shall be Client’s responsibility to advise Manager in a timely fashion in writing of any changes in the Investment Guidelines applicable to the Account as they may occur.

Investment Objectives and Limitations. Client agrees to provide ▇▇▇▇ Equity Management with a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk, financial objectives, and other pertinent financial information (the “Client Information”). Client understands, acknowledges, and represents that it is aware that ▇▇▇▇ Equity Management will rely on the Client Information in managing the Assets in the Account. Client agrees to furnish promptly to ▇▇▇▇ Equity Management, all data and information that ▇▇▇▇ Equity Management may reasonably request to render the services described in the Agreement. Client shall be solely responsible for the completeness and accuracy of the Client Information furnished to ▇▇▇▇ Equity Management under the Agreement. To this end, Client will advise ▇▇▇▇ Equity Management promptly of (i) any changes or modifications to Client's objectives and (ii) any specific investment restrictions relating to the Client Account. Client shall notify ▇▇▇▇ Equity Management promptly, in writing, if Client considers any investments recommended or made for the Account to violate such objectives or restrictions. Client agrees that, at any given time, all or a portion of Assets in the Account may consist of cash. Furthermore, Client agrees that dividends and interest earned on investments shall be paid directly into the Account and may be treated as cash available for investment in the Account.

Investment Objectives and Limitations. Client agrees to provide ▇▇▇▇ Equity Management with a description of Client’s assets and liabilities, investment objectives, earnings, acceptable levels of investment risk, financial objectives, and other pertinent financial information (the “Client Information”). Client understands, acknowledges, and represents that it is aware that ▇▇▇▇ Equity Management will rely on the Client Information in managing the Assets in the Account. Client agrees to furnish promptly to ▇▇▇▇ Equity Management, all data and information that ▇▇▇▇ Equity Management may reasonably request to render the services described in the Agreement. Client shall be solely responsible for the completeness and accuracy of the Client Information furnished to ▇▇▇▇ Equity Management under the Agreement. To this end, Client will advise ▇▇▇▇ Equity Management promptly of (i) any changes or modifications to Client's objectives and (ii) any specific investment restrictions relating to the Client Account. Client shall notify ▇▇▇▇ Equity Management promptly, in writing, if Client considers any investments recommended or made for the Account to violate such objectives or restrictions.

Investment Objectives and Limitations