MANAGED ACCOUNTS Clause Samples

MANAGED ACCOUNTS. Based on the number of industrial and commercial managed accounts. Used for the allocation of costs associated with the maintenance of Entergy’s industrial and commercial customer accounts.

MANAGED ACCOUNTS. With regard to managed accounts, a Money Manager is a person or entity authorized to make decisions with respect to an account on behalf of the account’s beneficial owners, including a trustee, custodian, conservator, guardian, executor, administrator, attorney-in-fact, or investment advisor or other person to whom Client has granted trading authority over an account. Client understands and agrees that GMI may, but is not required to, review any action or inaction by a Money Manager with respect to an account and is not responsible for determining whether a Money Manager’s action or inaction satisfies the standard of care applicable to such Money Manager’s handling of the account. Client further understands and agrees that GMI is not responsible for determining the validity of a person’s or entity’s status or capacity to serve as a Money Manager. Client agrees to hold GMI and its officers, directors, employees, agents and affiliates harmless from any liability, claim, or expense, including attorneys’ fees and disbursements, as incurred, for the actions or non-actions of Client’s Money Manager.

MANAGED ACCOUNTS. With regard to managed Accounts, a money manager (“Money Manager”) is a person or entity authorized to make decisions with respect to an Account on behalf of the Account’s beneficial owners, including a trustee, custodian, conservator, guardian, executor, administrator, attorney-in-fact, or investment advisor or other person to whom Customer has granted trading authority over an Account. Customer understands and agrees that 10tradefx may, but is not required to, review any action or inaction by a Money Manager with respect to an Account and is not responsible for determining whether a Money Manager’s action or inaction satisfies the standard of care applicable to such Money Manager’s handling of the Account. Customer further understands and agrees that 10tradefx is not responsible for determining the validity of a person’s or entity’s status or capacity to serve as a Money Manager. Customer agrees to hold 10tradefx and its officers, directors, employees, agents and affiliates harmless from any liability, claim, or expense, including attorneys’ fees and disbursements, as incurred, for the actions or non-actions of Customer’s Money Manager.

MANAGED ACCOUNTS. With regard to managed Accounts, a money manager (“Money Manager”) is a person or entity authorized to make decisions with respect to an Account on behalf of the Account’s beneficial owners, including a trustee, custodian, conservator, guardian, executor, administrator, attorney-in-fact, or investment advisor or other person to whom Customer has granted trading authority over an Account. Customer understands and agrees that QFS may, but is not required to, review any action or inaction by a Money Manager with respect to an Account and is not responsible for determining whether a Money Manager’s action or inaction satisfies the standard of care applicable to such Money Manager’s handling of the Account. Customer further understands and agrees that QFS is not responsible for determining the validity of a person’s or entity’s status or capacity to serve as a Money Manager. Customer agrees to hold QFS and its officers, directors, employees, agents and affiliates harmless from any liability, claim, or expense, including attorneys’ fees and disbursements, as incurred, for the actions or non-actions of Customer’s Money Manager.

MANAGED ACCOUNTS. It is understood that when the General Partner or the Investment Advisor determines that it would be appropriate for the Partnership and one or more of the Managed Accounts to participate in an investment opportunity, the General Partner or the Investment Advisor shall seek to execute orders for, or otherwise allocate such opportunities to, the Partnership and such Managed Accounts on an equitable basis. In such situations, the General Partner or the Investment Advisor may place orders for the Partnership and each Managed Account simultaneously and if all such orders are not filled at the same price, the General Partner or the Investment Advisor may cause the Partnership and each Managed Account to pay or receive the average of the prices at which such orders were filled for the Partnership and all other Managed Accounts. If all such orders cannot be fully executed under prevailing market conditions, the General Partner or the Investment Advisor, as applicable, may allocate among the Partnership and the Managed Accounts the securities traded in a manner which the it considers in its reasonable discretion equitable, taking into account the size of the order placed for the Partnership and each such Managed Account as well as any other factors which it deems relevant. However, neither General Partner nor the Investment Advisor is obligated to devote any specific amount of time to its duties under this Agreement and is not required to accord exclusivity or priority to the Partnership in the event of limited investment opportunities arising from the application of speculative position limits or other factors.

MANAGED ACCOUNTS. If you have a managed account, the fees you will pay are disclosed to you in the Managed Account Agreement or fee schedule applicable to your Account. Managed accounts are offered only on a fee-based basis. Depending on the style of investment mandate you have, you may pay a higher or lower fee in percentage terms. For example, an equities-based mandate will carry a higher fee than a fixed-income mandate. As the size of your Account grows, you may qualify for a reduced fee.

MANAGED ACCOUNTS. If you are in the Portfolio Program your account is a managed account. Investment decisions for your account are made on a continuing basis by ▇▇▇▇▇▇ ▇▇▇▇▇ (or a third party adviser), in accordance with the standard of care and other terms set out in your managed account agreement (the “Managed Account Agreement”). Advisory accounts may be cash investment accounts or margin accounts (loan). Advisory accounts and managed accounts may be one of the following account types: • U.S. dollar accounts • Self-directed retirement plan accounts • Tax-Free Savings Accounts • Group retirement plans • Education savings plans • Disability savings plans Advisory accounts and managed accounts may hold a variety of investment products: • Listed stocks • Mutual funds • Fixed income (e.g., bonds, debentures, zero-coupon bonds, GICs) • ▇▇▇▇▇▇ ▇▇▇▇▇ Guided Portfolios® • ▇▇▇▇▇▇ ▇▇▇▇▇ Portfolio Program® In addition to advisory accounts and managed accounts, ▇▇▇▇▇▇ ▇▇▇▇▇ offers the following financial services: • Equity research • Financial needs assessments • Cash management services (mortgage referral, cash management account) • Investment recommendations • Portfolio reviews • Online Account Access • Electronic delivery of statements, trade confirmations and tax documents Insurance products are offered through our affiliated insur- ance agencies, ▇▇▇▇▇▇ ▇▇▇▇▇ Insurance Agency and, in Québec, ▇▇▇▇▇▇ ▇▇▇▇▇ Insurance Agency (Québec) Inc.: • Term life • Disability • Universal life • Long-term care • Whole life • Annuities • Critical illness • Segregated funds (variable annuities) Please discuss with your advisor which products and services are appropriate for you. Products and services generally offered by ▇▇▇▇▇▇ ▇▇▇▇▇ to its clients may be added or deleted from time to time. ▇▇▇▇▇▇ ▇▇▇▇▇ and your advisor will not provide any of the fol- lowing services: • Legal advice (including advice as to the drafting of ▇▇▇▇▇, designation of beneficiaries and creditor protection) – You are encouraged to consult with a lawyer for such advice. • Tax advice – ▇▇▇▇▇▇ ▇▇▇▇▇ and your advisor can provide general information with respect to the tax treatment of products and services provided, but will not provide you with specific advice as to the impact of federal or provincial income tax laws and regulations on your personal situation or the structuring of your affairs. You are encouraged to consult with a tax professional for such advice. • Tax return preparation – ▇▇▇▇▇▇ ▇▇▇▇▇ and your advisor will...

MANAGED ACCOUNTS. ‌ 10.1 You may appoint a third-party to manage your Account or your Account trading strategy on your behalf (“Account Manager”).‌ 10.2 You represent and warrant that the Account Manager has all required regulatory consents, permissions, registrations or licences that may be necessary to act in this capacity (“Regulatory Consents”). We shall be under no obligation to verify the authority of an Account Manager or‌ Registered Address: Office ▇▇▇, ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇| ▇▇ Registered in England & Wales, Company Number 07604372 Authorised and Regulated by the Financial Conduct Authority: 564741 Version 3 – 14 October 2021: Customer Agreement for Professional and Eligible Counterparty Clients page 19 that the Account Manager has the required Regulatory Consents. However in our sole and absolute discretion, we may require such evidence as we think fit to demonstrate that the Account Manager has authority to act on your behalf and has the Regulatory Consents required. 10.3 We reserve the right at any time and in our sole and absolute discretion, to require you to revoke your grant of authority to your Account Manager and take all actions on your account yourself. We may not specify our reasons for requiring you to trade your account. 10.4 You authorise us to accept all instructions given by the Account Manager whether orally or in writing, in relation to your Account and we shall not be obliged to make any enquiry of you or of any other person before acting on the instructions of an Account Manager. We may communicate with the Account Manager directly regarding the Account and you agree that communications made by us to the Account Manager are deemed to be received by you when received by the Account Manager. You further authorise us to disclose, or grant access, to the Account Manager all information we hold in relation to the Account, including personal information about you. 10.5 You acknowledge and accept that, in providing the Trading System to the Account Manager we have the right but not the obligation to set limits, controls, parameters and/or other controls on the Account Manager’s authority to use or access to the Trading System. You nonetheless acknowledge that we have no obligation or responsibility to you to put in place any such limits or controls on the Account Manager’s trading and that you have full responsibility and liability for the Account Manager’s actions. You accept that if we choose not to place any such limits or co...

MANAGED ACCOUNTS. Detailed information regarding the fees and expenses associated with managed accounts are set out in your Managed Account Agreement.