Mitigation Plans Clause Samples
A Mitigation Plans clause requires parties to identify and implement strategies to reduce or manage potential risks or negative impacts arising during the course of an agreement. Typically, this involves outlining specific steps or procedures that must be followed if certain issues or disruptions occur, such as supply chain delays or regulatory changes. By establishing a clear process for addressing foreseeable problems, the clause helps ensure that both parties are prepared to respond effectively, minimizing losses and maintaining project continuity.
Mitigation Plans. As a fiduciary of the Treasury, the Financial Agent owes a duty when performing services under the FAA to look solely to the best interests of the Treasury without considering the interests of other clients or its own proprietary interests. To that end, the Financial Agent agrees to implement the following mitigation plans and conflicts of interest mitigation controls. The Financial Agent may provide revenue-generating business services, including asset management services, to financial institutions participating in programs under the Act. To address such actual or potential conflict of interest, the Financial Agent agrees to recuse itself from managing, on behalf of the Treasury, the securities or obligations issued by any financial institution for which the Financial Agent currently or prospectively provides material revenue- generating services. For purposes of this exhibit, revenue-generating business services are material if:
Mitigation Plans. As a financial agent to the Treasury, the Financial Agent owes a loyalty and fair dealing to the Treasury without considering the interests of other clients or its own proprietary interests when performing services under the FAA as more fully set forth in Section 5 of this FAA. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated conflicts of interest mitigation controls. The Financial Agent may provide revenue-generating business services, including asset management services, to financial institutions participating in Treasury programs. To address such actual or potential conflict of interest, the Financial Agent agrees not to provide business services to any financial institution for which the Financial Agent currently provides services to Treasury. To address the concern that the Financial Agent may unduly favor its clients at the expense of the Treasury, the Financial Agent agrees, in addition to complying with all other applicable laws and regulations, to implement a structure that ensures that the Financial Agent does not use any knowledge of non-public information obtained or developed pursuant to the FAA for the advantage of other client mandates. While providing asset management services to the Treasury, some individuals within the Financial Agent and among its Named Affiliates and contractors may have access to material non-public information related to the Treasury program, such as specific trades or trading strategies (effected or proposed to be effected) of the Treasury. Information is “material” if there is a substantial likelihood that a reasonable person would consider the information important in making an investment decision. The Financial Agent shall have a period of ninety (90) days after completion of services on a Participating Institution for the Treasury, during which no key individual performing services under this FAA shall perform any business services on behalf of the Financial Agent’s other clients or its fiduciary accounts with respect to the Participating Institution (the “Cooling Off Period”). The Cooling Off Period shall also apply to all key individuals’ personal trading activity. The Financial Agent also agrees to implement information barriers sufficient to prevent the misuse or unauthorized dissemination of material non-public information. The components of such information barriers shall include:
Mitigation Plans. After a confirmation of a violation by the BCUC, WECC shall monitor the Entity's implementation of and compliance with any Mitigation Plan and shall maintain a record containing information for each Mitigation Plan, as set forth in the Compliance Monitoring Program.
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty of loyalty and fair dealing to the United States as set forth in Section 5 of this FAA.
Mitigation Plans. Subsequent to the archaeological fieldwork and development of the treatment plan, the City, in consultation with the SHPD, shall develop mitigation plans as appropriate. The mitigation plans may include the following:
Mitigation Plans. To address the conflicts of interest identified above, the Financial Agent agrees to implement the following conflict of interest mitigation plans and associated controls. As a fiduciary of the Treasury, the Financial Agent owes a fiduciary duty to the United States as set forth in Section 5 of this FAA. The Financial Agent Group may provide revenue-generating business services, including investment banking, strategic advisory, due diligence, asset management, or other business services (collectively, “Other Services”) to the Assigned TARP Entity. To address such actual or potential conflicts of interests, the Financial Agent agrees to implement a structure that ensures that the Financial Agent does not unduly favor the interests of its other clients over those of the Treasury.
Mitigation Plans. The Port will prepare a site specific mitigation plan for each phase of mitigation, described below, to be agreed upon by the City and Port in advance of initiation of mitigation. The mitigation plan shall: (a) be consistent with the Mitigation Framework; (b) science-based;
Mitigation Plans. As a fiduciary of the Treasury, the Financial Agent owes a duty when performing services under the FAA to look solely to the best interests of the Treasury without considering the interests of other clients or its own proprietary interests. To that end, the Financial Agent agrees to implement the following mitigation plans and conflicts of interest mitigation controls. To address the concern that the Financial Agent may unduly favor its clients at the expense of the Treasury, the Financial Agent agrees, in addition to complying with all other applicable laws and regulations, to implement a structure that ensures that the Financial Agent does not use its discretion in the acquisition, management or disposition of Troubled Assets for the advantage of other client mandates. To that end, the Financial Agent agrees to implement information barriers and other mitigation controls sufficient to prevent the misuse or unauthorized dissemination of material non-public information. Such controls shall include:
Mitigation Plans. As a fiduciary of the Treasury, the Financial Agent owes a duty to look solely to the best interests of the Treasury without considering the interests of other clients or its own proprietary interests. Given actual or potential conflicts of interest with respect to providing services under this FAA, the Financial Agent agrees to implement the following mitigation plans and conflict of interest mitigation controls.
Mitigation Plans a. All historic properties adversely affected by the Undertaking will be subject to property- specific mitigation plans to be drafted after issuance of the ROD to resolve adverse effects as determinations of effect for these properties are made pursuant to stipulation