Rules of Fair Practice Sample Clauses

Rules of Fair Practice. As FINRA views the Offered Units as interests in a direct participation program, any Underwriter agrees that it will offer the Offered Units in compliance with FINRA Rule 2310.
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Rules of Fair Practice. If the Dealer is such a foreign dealer, bank or institution, the Dealer agrees not to offer or sell any Shares in the United States of America except through McKenna and in making sales of Shares outside the United States of Am▇▇▇▇▇ ▇he Dealer agrees to comply as though the Dealer were a member with such Interpretation and Sections 8, 24 and 36 of Article III of the NASD's Rules of Fair Practice and to comply with Section 25 of such Article III as it applies to nonmember brokers or dealers in a foreign country.
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Rules of Fair Practice. The Selected Dealer agrees that, in connection with any purchase or sale of the Units wherein a Selected Dealers' Selling Concession or discount is received or granted, (1) it will comply with the provisions of Section 24 of Article III of the NASD's Rules of Fair Practice and (2) if it is a non-NASD member broker or dealer in a foreign country, it will also comply (a), as though it were an NASD member, with the provisions of Sections 8 and 36 thereof and (b) with Section 25 thereof as that Section applies to a non-NASD member broker or dealer in a foreign country. The Selected Dealer further agrees that, in connection with any purchase of securities from MCF not otherwise covered by the terms of this Agreement (whether MCF is acting as manager, as a member of an underwriting syndicate or a selling group or otherwise), if a Selected Dealers' Selling Concession, discount or other allowance is granted to the Selected Dealer, clauses (1) and (2) of the preceding paragraph will be applicable.
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Related to Rules of Fair Practice

  • FAIR PRACTICES The Union agrees to maintain its eligibility to represent all employees by continuing to admit persons to membership without discrimination on the basis of race, creed, color, national origin, sex or marital status and to represent equally all employees without regard to membership or participation in, or association with the activities of any employee organization. The Board agrees to continue its policy of not discriminating against any employee on the basis of race, creed, color, national origin, sex, marital status or membership or participation in, or association with the activities of, any employee organization.

  • Rules of Procedure The proceedings and business of the Committee shall be governed by Robert's Rules of Order unless otherwise waived by the Committee.

  • Model Rules of Procedure The procedure before the Panel shall be conducted in accordance with the Model Rules of Procedure set out in Annex 12 (Model Rules of Procedure). Exceptionally, the disputing Parties may agree on different rules to be applied by the Panel. 2. The Model Rules of Procedure are necessary for the good development of all the steps in this Chapter. In addition, these rules shall regulate the development of the procedure, pursuant to the following principles: (a) the procedures shall ensure the right to at least one hearing before the Panel, as well as the opportunity for each disputing Party to provide initial and rebuttal written submissions, and allow the use of any technological means to ensure its authenticity; and (b) the hearings before the Panel, the deliberations, as well as all the submissions and communications submitted during the hearings, shall be confidential.

  • PRINCIPLES OF GOOD EMPLOYMENT PRACTICE The Supplier shall, and shall procure that each Sub-Contractor shall, comply with any requirement notified to it by the Customer relating to pensions in respect of any Transferring Former Supplier Employee as set down in: the Cabinet Office Statement of Practice on Staff Transfers in the Public Sector of January 2000, revised 2007; HM Treasury's guidance “Staff Transfers from Central Government: A Fair Deal for Staff Pensions of 1999; HM Treasury's guidance: “Fair deal for staff pensions: procurement of Bulk Transfer Agreements and Related Issues” of June 2004; and/or the New Fair Deal. Any changes embodied in any statement of practice, paper or other guidance that replaces any of the documentation referred to in Paragraph 5.1 shall be agreed in accordance with the Variation Procedure.

  • The Arbitration Act The parties hereby incorporate herein the provisions and procedures set forth in the Utah Uniform Arbitration Act, U.C.A. § 78B-11-101 et seq. (as amended or superseded from time to time, the “Arbitration Act”). Notwithstanding the foregoing, pursuant to, and to the maximum extent permitted by, Section 105 of the Arbitration Act, in the event of conflict or variation between the terms of these Arbitration Provisions and the provisions of the Arbitration Act, the terms of these Arbitration Provisions shall control and the parties hereby waive or otherwise agree to vary the effect of all requirements of the Arbitration Act that may conflict with or vary from these Arbitration Provisions.