Monitoring Your Account Clause Samples

Monitoring Your Account. As an Account owner, you are responsible for monitoring your Account. This includes making sure that all transactions are accurate and that you are receiving confirmations, account statements, and any other expected communications. You should review these communications to ensure that the information about you and the activities in your Account are accurate and contain nothing suspicious or unauthorized. You understand that RQD does not monitor your Account for you and has no duty to advise you of any issue regarding your Account. So long as RQD or your Introducing Broker sends messages to the electronic address of record given on your Account application, or to any other address given to us by an Account owner, the communications are legally presumed to have been delivered, whether you actually received them or not. In addition, confirmations are presumed to be accurate unless you specifically notify us in writing within two (2) business days of when a confirmation is sent to you and statements are presumed to be accurate unless you specifically notify us in writing within five (5) business days of when a statement is sent to you. If you have not received a communication from RQD that you expected, or if you have a question or believe you have found an error in any communication from RQD, telephone your Introducing Broker immediately. Further, if you receive an Account confirmation or statement from RQD that does not belong to you, telephone your Introducing Broker immediately.

Monitoring Your Account. As an account owner, you are responsible for monitoring your account. This includes making sure that all transactions are accurate and that you Although all entities that provide services to your account strive to ensure the quality and reliability of those services, neither we nor the Clearing Firm can be responsible for the availability, accuracy, timeliness, completeness, or security of any service related to your account. These services are provided “as is” and “as available”. You therefore agree that we and The Clearing Firm are not responsible to you for any losses (meaning claims, damages, actions, demands, investment losses, direct or indirect, incidental, special, punitive, consequential, or other losses, as well as any costs, charges, attorneys’ fees, or other fees and expenses) that you incur as a result of conditions beyond our control or any agreement between the Parties. This includes, for example: • Any action that is done in accordance with the procedures described in this Agreement or an applicable mutual fund or securities prospectus or IC Program or BD Program Disclosure Document or other investment description. • The acceptance and processing of any order or transaction placed in your account, whether received electronically or through other means, as long as the order appears to be authentic. • Investment decisions or instructions placed in your account or other such actions attributable to you or any authorized person including your Representative. • Occurrences related to governments or markets, such as rules and regulations, restrictions, suspensions of trading, bank closures or bank regulatory, legal or other limitations or restrictions or high market volatility or trading volumes. • Uncontrollable circumstances in the world at large, such as wars, terrorist activities, earthquakes, power outages, or unusual weather conditions. • Occurrences related to computers and communications, such as a network or systems failure, a message interception, or an instance of unauthorized access or breach of security over which we have no control or reasonable ability to know it has occurred (such as theft of your personal information by a third party, spyware or malware on your computer) or other actions or inactions by you resulting in unauthorized activities in your account. • Telephone requests for money transfers, so long as we transmit the proceeds to you or the bank account number identified by you. • Any checks or other debits to your acco...

Monitoring Your Account. As an Account Holder, you are responsible for monitoring your Account, including transaction confirmations and Account statements, and reviewing these documents to see that information about your Account is accurate. You agree to review your monthly statements and promptly notify Prime Trust of any unusual or unauthorized activity. You remain responsible for monitoring your Account and reconciling all balances, statements, and activity. You agree to notify Prime Trust immediately in accordance with Section 15.3 if there is any type of discrepancy or suspicious or unexplained occurrence relating to your Account, including any unauthorized transaction. If you fail to notify Prime Trust immediately, no Indemnitee (defined below) will be liable for any consequences. If, through any error, you have received property that is not rightfully yours, you agree to notify Prime Trust and return the property immediately. If Prime Trust identifies an error in connection with property you have received from or through Prime Trust and determine it is not rightfully yours, you agree that Prime Trust may take action to correct the error, which may include returning such property to the rightful owner.

Monitoring Your Account. As an account owner, you are responsible for monitoring your account. This includes making sure that all transactions are accurate and that you are receiving confirmations, account statements, and any other expected communications. You should review these communications to ensure that the information about you and the activities in your account are accurate and contain nothing suspicious or unauthorized. You understand that The Clearing Firm does not monitor your brokerage account for you and has no duty to advise you of any issue regarding your brokerage account or us. If you have the IC Program or BD Program as your core account investment vehicle (as described on page 9), you are responsible for monitoring the total amount of your assets on deposit with each Program Bank in order to determine the extent of FDIC insurance coverage available to you. If you are a trustee or other fiduciary, you are responsible for determining the application of the insurance rules for the account and its beneficiaries. So long as we or The Clearing Firm or Product Sponsor send communications to you at the physical or electronic address of record given on the application, or to any other address given to us by an owner, the communications are legally presumed to have been delivered, whether you actually received them or not. In addition, confirmations are presumed to be accurate unless you specifically notify us in writing within five days of when they were sent to you; account statements, within ten days. If you have not received a communication you expected, or if you have a question or believe you have found an error in any communication, telephone us immediately and follow up with written notice at the telephone number and address listed on page 1 under Notices. large short-term fluctuations. You want to be protected somewhat from large downside market movements and are willing to not fully participant when the markets rally upwards. You understand your portfolio will still fall when markets decline, but you want to be somewhat protected.

Monitoring Your Account. As an account owner, you are responsible for monitoring your account. This includes making sure that all transactions are accurate and that you are receiving confirmations, account statements, and any other expected communications. You should review these communications bank regulatory, legal or other limitations or restrictions or high market volatility or trading volumes. • Uncontrollable circumstances in the world at large, such as wars, terrorist activities, earthquakes, power outages, or unusual weather conditions. • Occurrences related to computers and communications, such as a network or systems failure, a message interception, or an instance of unauthorized access or breach of security over which we have no control or reasonable ability to know it has occurred (such as theft of your personal information by a third party, spyware or malware on your computer) or other actions or inactions by you resulting in unauthorized activities in your account. • Telephone requests for money transfers, so long as we transmit the proceeds to you or the bank account number identified by you. • Any checks or other debits to your account that are not honored because the account has insufficient funds. If any service failure is determined to be our responsibility, we will be liable only for whatever benefit you would have realized up to the time by which you should have notified us, as specified earlier in “Monitoring Your Account.” to ensure that the information about you and the activities in your account are accurate and contain nothing suspicious or unauthorized. You understand that The Clearing Firm does not monitor your brokerage account for you and has no duty to advise you of any issue regarding your brokerage account or us. If you have a BDSP as your Core Account Investment Vehicle, you understand that we or the Clearing Firm will not monitor the amount of your BDSP balance to determine whether it exceeds the limits of FDIC insurance, and that you are responsible for monitoring the total amount on deposit with each Program Bank in order to determine the extent of FDIC insurance coverage available to you. If you are a trustee or other fiduciary, you are responsible for determining the application of the insurance rules for the account and its beneficiaries. Depending on the amount of deposits that you have at any Program Bank apart from your Program Deposits, you may wish to limit deposits in the Program. So long as we or The Clearing Firm or Product Sponsor s...

Monitoring Your Account. As an account owner, you are responsible for monitoring your account. This includes making sure that all transactions are accurate and that you are receiving confirmations, account statements, and any other expected communications. It also includes reviewing these documents to see that information about your account is accurate and contains nothing suspicious. You understand that Green Pier does not monitor your account for you and has no duty to advise you of any issue regarding your account or us. So long as we send communications to you at the address (or message through your mobile application) of record given during the account set up process and subsequent updates, or to any other address given to us, the communications are legally presumed to have been delivered, whether you actually received them or not. In addition, confirmations and account statements are presumed to be accurate unless you specifically tell us otherwise within five days of when confirmations were sent to you and within ten days of when account statements were sent to you. If you have not received a communication you expected, or if you have a question or believe you have found an error in any communication from us, contact us immediately.

Monitoring Your Account. You are responsible for monitoring your Account. This includes making sure that all transactions are accurate and that you are receiving confirmations, Account statements and any other expected communications. It also includes reviewing these documents to see that information about your Account is accurate and expected. You understand that NFS does not monitor your Account for you and has no duty to advise you or us of any issue regarding your Account. As long as we or NFS send you communications at the physical or electronic address of record given on your Application, or to any other address given to us by an owner, the communications are legally presumed to have been delivered, whether you actually received them or not. In addition, information sent to you is legally presumed to be accurate unless you specifically tell us otherwise within five days of when a confirmation was mailed; and within ten days of when an Account statement was mailed. If you have not received a communication you expected, or if you have a question or believe you have found an error in any communication from us, telephone us immediately, then follow up with written notice.

Monitoring Your Account. As an account owner, you are responsible for monitoring your account. This includes making sure that all transactions are accurate and that you are receiving confirmations, account statements, and any other expected communications. You should review these communications to ensure that the information about you and the activities in your account are accurate and contain nothing suspicious or unauthorized. You understand that the Clearing Firm does not monitor your brokerage account for you and has no duty to advise you of any issue regarding your brokerage account or us. So long as we or the Clearing Firm or Product Sponsor send communications to you at the physical or electronic address of record given on the application, or to any other address given to us by an owner, the communications are legally presumed to have been delivered, whether you actually received them or not. In addition, confirmations are presumed to be accurate unless you specifically notify us in writing within five days of when they were sent to you; account statements, within ten days. If you have not received a communication you expected, or if you have a question or believe you have found an error in any communication, telephone us immediately and follow up with written notice at the telephone number and address listed on page 1 under Notices.

Monitoring Your Account. You acknowledge and agree that ICBCFS may monitor and record telephone and any other communications between ICBCFS and you that occur over any network, including telephone, cable and wireless networks and the Internet, and ICBCFS may use the resulting information for internal purposes or as may be required by Applicable Law. Any such monitoring and recording will be carried out consistent with ICBCFS’S privacy policy.