Your Portfolio Sample Clauses

Your Portfolio. Where your investments are held overseas, there may be different settlement, legal and regulatory requirements from those applying in the United Kingdom, together with different practices for the separate identification of your investments. We will not borrow on your behalf, nor will we commit you to a contract that may need borrowing in order to achieve performance. We will not commit your monies to an obligation as an underwriter of any issue or offer for sale of securities. Our responsibilities to you in respect of your investments will be limited to the management of your portfolio as covered by this agreement, except where mutually agreed between us. We will not offer any broader financial planning and/or tax planning services e.g. capital gains tax and inheritance tax considerations and accept no responsibility for your broader financial / tax planning arrangements or requirements. It is recommended that you speak to your normal financial adviser in relation to these areas. We will review the portfolio on an ongoing basis and if any changes are needed to ensure that the objectives of the model portfolio (as detailed in this agreement) are met then these changes will be made.
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Your Portfolio. 3.1 This Agreement commences on either the date of our welcome letter notifying you that all account opening formalities have been satisfactorily completed, or the date on which we receive monies from you for your investment in the Portfolio, whichever is later. 3.2 The Service invests in collective investment schemes, the provider of which may be a Lloyds Banking Group company, or an external third party. 3.3 We will advise you of the initial value and composition of your Portfolio as soon as reasonably practicable after such Portfolio is completed. 3.4 Placing your investment money under our management to invest in a Portfolio constitutes a representation upon which we may rely that: 3.4.1 you have the power to enter into and perform your obligations under this Agreement and that it is valid, legal and binding upon you; 3.4.2 save as disclosed to us in writing, the monies introduced into the Portfolio are your own property or property over which you have control free from any Encumbrance; 3.5 You can add further monies to your Portfolio at any time, provided that the further monies meet the minimum amount set by us and are accepted by us at our discretion; 3.6 You undertake that, unless with our prior consent, you will not dispose of, encumber or otherwise deal with any of the Assets in the Portfolio before the relevant Asset has been withdrawn from the Portfolio; 3.7 We may from time to time give advice on investments or money outside your Portfolio but we are under no duty to manage such investments or money or to keep them under continuous review; 3.8 Depending on your Investment Objectives, the collective investment schemes in which your Portfolio will be invested could include: 3.8.1 equity funds; 3.8.2 gilt funds; 3.8.3 corporate bond funds; 3.8.4 cash funds; 3.8.5 index tracking funds, including exchange traded funds; 3.8.6 property funds; 3.8.7 high yielding bond funds; 3.8.8 interest rate-hedged corporate bond funds; 3.8.9 absolute return bond funds; 3.8.10 absolute return equity funds; 3.8.11 emerging market equity funds; and 3.8.12 commodity funds. 3.9 Your Portfolio could be invested in collective investment schemes and securities: 3.9.1 the price of which may be affected by currency fluctuations; 3.9.2 which are exposed to leverage; 3.9.3 the price of which may be being stabilised; and/or 3.9.4 on which performance fees may be payable. Your attention is drawn to the risk warnings in Appendix A. 3.10 You can give instructions to withdraw mone...
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Your Portfolio. Once you select a portfolio (“Your Portfolio”), your investment transactions will be executed in accordance with the Your Portfolio’s target allocation. You acknowledge that you will not be entitled or able to transact in or hold securities in your Account other than the ETF shares that are offered through the Services. You are solely responsible for selecting Your Portfolio. You select Your Portfolio at your sole risk knowing that (i) Your Portfolio may not perform better (and may perform worse) than any other portfolio or investment made available through the Services or otherwise available in the market, and (ii) Your Portfolio may not be suitable for your risk tolerance, investment time horizon, or investment goals. While the Services are designed to replicate the holdings of Your Portfolio over time, you acknowledge and agree that there is no guarantee, representation, warrant, or covenant that the holdings in your Account will match the allocations of Your Portfolio.
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Your Portfolio. You undertake that: (i) (unless otherwise disclosed to us) the investments and cash comprising your Portfolio are within your beneficial ownership and are and will remain, for the term of this Agreement, free from all liens, charges and any other encumbrances; (ii) while this Agreement continues you will not, except through us, deal, or authorise anyone else to deal in the investments in your Portfolio; (iii) while this Agreement continues you will not, either directly or indirectly, cause us to incur any liability to any Third-Party which is not anticipated by the express terms of this Agreement; and (iv) you shall sign and/or produce, by the time we ask you to, any documents we need to enable us to carry out our duties under this Agreement.
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Related to Your Portfolio

  • New Portfolio The Trust hereby authorizes MID to participate in the distribution of Class C shares of the following new portfolio ("New Portfolio") on the terms and conditions contained in the Agreement: Lazard Mid-Cap Portfolio

  • New Portfolios a. Effective April 12, 2021, the following Portfolio is hereby added to the Agreement on the terms and conditions contained in the Agreement: • EQ/Core Plus Bond Portfolio b. Effective April 30, 2021, the following Portfolios are hereby added to the Agreement on the terms and conditions contained in the Agreement: • EQ/Aggressive Allocation Portfolio • EQ/Conservative Allocation Portfolio • EQ/Conservative-Plus Allocation Portfolio • EQ/Moderate Allocation Portfolio • EQ/Moderate-Plus Allocation Portfolio • Target 2015 Allocation Portfolio • Target 2025 Allocation Portfolio • Target 2035 Allocation Portfolio • Target 2045 Allocation Portfolio • Target 2055 Allocation Portfolio

  • Portfolio The portfolio is due by the end of the 12th week.

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Loan Portfolio (a) As of the date hereof, except as set forth in Section 3.25(a) of the Sterling Disclosure Schedule, neither Sterling nor any of its Subsidiaries is a party to any written or oral loan, loan agreement, note or borrowing arrangement (including leases, credit enhancements, commitments, guarantees and interest-bearing assets) (collectively, “Loans”) in which Sterling or any Subsidiary of Sterling is a creditor which as of December 31, 2020, had an outstanding balance of $10,000,000 or more and under the terms of which the obligor was, as of December 31, 2020, over ninety (90) days or more delinquent in payment of principal or interest. Set forth in Section 3.25(a) of the Sterling Disclosure Schedule is a true, correct and complete list of (A) all of the Loans of Sterling and its Subsidiaries that, as of December 31, 2020, had an outstanding balance of $10,000,000 or more and were classified by Sterling as “Other Loans Specially Mentioned,” “Special Mention,” “Substandard,” “Doubtful,” “Loss,” “Classified,” “Criticized,” “Credit Risk Assets,” “Concerned Loans,” “Watch List” or words of similar import, together with the principal amount and accrued and unpaid interest on each such Loan and the identity of the borrower thereunder, together with the aggregate principal amount and accrued and unpaid interest on such Loans, by category of Loan (e.g., commercial, consumer, etc.), together with the aggregate principal amount of such Loans by category and (B) each asset of Sterling or any of its Subsidiaries that, as of December 31, 2020, is classified as “Other Real Estate Owned” and the book value thereof. (b) Except as would not reasonably be expected, either individually or in the aggregate, to have a Material Adverse Effect on Sterling, each Loan of Sterling and its Subsidiaries (i) is evidenced by notes, agreements or other evidences of indebtedness that are true, genuine and what they purport to be, (ii) to the extent carried on the books and records of Sterling and its Subsidiaries as secured Loans, has been secured by valid Liens, as applicable, which have been perfected and (iii) is the legal, valid and binding obligation of the obligor named therein, enforceable in accordance with its terms, subject to the Enforceability Exceptions. (c) Except as would not reasonably be expected, either individually or in the aggregate, to have a Material Adverse Effect on Sterling, each outstanding Loan of Sterling or any of its Subsidiaries (including Loans held for resale to investors) was solicited and originated, and is and has been administered and, where applicable, serviced, and the relevant Loan files are being maintained, in all material respects in accordance with the relevant notes or other credit or security documents, the written underwriting standards of Sterling and its Subsidiaries (and, in the case of Loans held for resale to investors, the underwriting standards, if any, of the applicable investors) and with all applicable federal, state and local laws, regulations and rules.